Vacancies Tagged Senior Audit Manager



An excellent opportunity to join this large global Asset Manager with a strong European presence, who are looking to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with circa five years plus previous experience leading audits in an Asset Manager, Retail Bank, Wholesale Bank, Private Wealth, Fund or Custodian firm.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

  • Degree educated in a relevant business subject
  • Five years PQE experience within Internal Audit
  • Team Management experience
  • Accountancy or audit qualification

 

 

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

  • Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
  • Rely on a strong history of high bonus awards and competitive pay package.
  • Work as part of a team and have your personal achievements recognised.
  • Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

 

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Compliance Audit Team covering compliance risk. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Role Highlights

  • Leading and participating in audit activities to assess risk, and ensuring that all work undertaken meets agreed timescales .
  • Supervising and coaching small teams as required
  • Managing relationships, liasing with stakeholders, and collaborating with other teams as required
  • Producing required management information (MI) for Senior Management.
  • Experience in meeting tight deadlines whilst maintaining accuracy and attention to detail.
  • Effective communication skills, both verbal and written

 

Requirements

  • Good academic and professional qualifications, including ACA
  • Experience of compliance internal audit, either through another banking institution, or as part of a Big 4 Assurance Team

 

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature

 

Our client is a leading global bank. This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets in the UK market looking for a new challenge to join the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

You will work across all business areas within trading and get exposure to all asset class.  Our client has a great career progression ethos, and encourages internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements for Internal Audit Capital Markets job:

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK
  • OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical nous
  • Excellent communication and interpersonal skills – able to build stakeholder

 

 

Our client is one of the world’s leading Global Investment Banks.  They are looking for a VP/ ED to join their Wealth Management Audit Team in the UK, based in London.  As part of a small and talented team of five, you will have responsibility for delivering the audit services, leading risk assessments, developing audit plans and managing their execution and completion.  The role will involve delivering special project services and managing your own client portfolio and relationships across the business groups, as well as managing junior auditors.  The role also offers the opportunity to professionally interact with senior management, whilst keeping abreast of the latest developments in the bank’s environment and business activities of the Group.

You will be a high performing, results orientated individual with a strong audit background, and a track record in Wealth Management.

Requirements:

  • ACA or ACCA with a minimum of 3 years’ experience at VP level in either Wealth Management or Private Banking Audit
  • Excellent verbal and written communication skills
  • Ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.

 

Our client is a leading global investment bank.  This is an exciting contract opportunity for a Capital Markets Auditor  to assist in the final section of the audit year end. The successful candidate will be working at VP level or above, and have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

Essential requirements

  • Relevant qualification, such as CA, or ACCA
  • Internal Audit experience from practice or a bank in the UK
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical skills
  • Excellent communication and interpersonal skills

Immediate Start – Contract length – 4 weeks +
Day Rate £500 – £700

Our client is a leading global investment bank. This is an exciting contract opportunity for a specialist Auditor, working at VP level or above, to join their Internal Audit team covering Risk, specifically VaR Audit and Bipru 7.10.

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience within a UK bank
  • Excellent knowledge of VaR Audit and BiPru 7.10
  • Strong analytical and technical skills

Contract Length 3 months +

 

A leading corporate and investment bank with a strong global presence is seeking an experienced senior manager to lead a team with responsibility for Internal Audits of FX capital markets business. With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report. Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank. You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on FX.

Skills for Senior Audit Manager FX – London markets:

  • Degree educated or related experience
  • A professional audit or accountancy qualification would be an advantage
  • Experience managing and developing teams
  • Expert knowledge of fX and rates trade flow / front office risks.
  • Expert understanding of technology application control disciplines for FX.
Our client, a tier 1 investment bank is seeking a VP Auditor with sound working knowledge of Rates / Fixed Income products to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have an audit background in a similar banking environment within a Capital Markets function, with practical experience in auditing fixed income / rates products. Using excellent communication skills to manage relationships with clients and senior management, good leadership skills to manage projects and teams, you will have expert knowledge of the risks and controls governing the front office.

This is an excellent opportunity for an Audit VP or a Senior Audit Manager looking for line management responsibilities to develop and mentor teams.

Essential

  • An accountancy or audit qualification
  • Ability to manage and lead audits within an Investment Banking environment
  • Excellent interpersonal and managerial skills
  • Capital Markets front office knowledge
  • Experience with Rates / Fixed Income / FICC products

Global Asset Manager seek Senior Auditor with 3 years+ Managerial / Leadership level experience

You will be one of the two most senior members of a team of 5 auditors. This is an excellent opportunity to join as a senior member of an established team. You will be required to lead junior audits through the audit cycle and build relationships with the executive group. This is a rare opportunity to join a successful team with good career prospects to move into the business or into other senior roles within Audit.

The successful candidate will be a high performing, results orientated individual with a strong audit background and a track record in Investment Management.

You will be a qualified accountant (ACA or ACCA) with 3 years+ experience at a VP level in Asset Management Audit / Investment Management Audit. Excellent verbal and written communication skills and the ability to interact with all levels of personnel, both within Internal Audit and the business units, are also a must.