Vacancies Tagged Internal Audit



The Head of Audit at a Global Bank is seeking an enthusiastic and bright recent or part qualified accountant (CA / ACA / ACCA / CIMA) to join their London team.

This is an ideal position if you are a qualified Senior Associate from an Audit or Risk Assurance team in a large practice or global corporate firm looking for a more strategically important role within an investment bank.

You will work closely with the Head of Audit and enjoy an open and honest dialogue with engaged high level stakeholders in an established banking brand. Working both independently and with like minded team members you will review interesting product lines from: Treasury, Corporate Credit, FX trading, and Private Banking to Risk and Compliance operations, within the London offices (and remotely on global Audits).

Internal mobility is actively encouraged and opportunities within the business will present themselves for upwards career progression.

Group work from home arrangements are: 1 day per week at home and 4 days in the London office.

MUST HAVE:

  • 1-5 years Internal Audit or Risk Assurance experience (External Audit also considered)
  • Financial Services (preferred) OR non FS experience from a practice or large global firm
  • ACA or ACCA preferred.
  • Bachelor’s degree.
  • Full UK Visa

Apply to Paul Stanbridge at Fleet Search and Selection Ltd for more information or an informal conversation.

Our client is the London office of a large international wholesale banking group who are looking for a Senior Auditor to join their Audit team. This exciting role will provide you with exposure across all the business areas and support functions of the bank, including FX Trading, Trade Finance and Corporate Lending and provide you with regular interaction with C Suite executives including the CEO.

This exciting opportunity will suit someone who is qualified and has now gained some experience working either within a bank or with banking clients looking for their next step and wanting to build more influence within the bank. You should:

  • be either working in Internal Audit within a bank (ideally corporate or investment banking) or be working within the Risk Assurance division of a large practice firm working with Banking and Financial Services organisations;
  • have knowledge of the business processes around credit risk, operational risk or financial crime (ALTHOUGH THIS IS NOT ESSENTIAL);
  • you should (more importantly) have the ability to work within a small, dynamic team where you can influence and make a difference to the bank;
  • be a qualified Accountant or Auditor holding and ACA, ACCA and/or IIA qualification and be degree educated.

This role represents an excellent opportunity to develop your career within an encouraging, supportive team which will allow for growth and regular interaction with senior management (something that is only normally entertained at much more senior levels within larger banks).

On top is an exceptional salary for this grade with bonus and extensive benefits as well as a work from home policy 2 days per week.

Please note – unfortunately, we will only be able to accept applications from UK nationals/residents or those with a valid UK work permit.

Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional to Lead the EMEA Risk (Market, Models, Stress Testing) Audits.

The role is aligned to the capital markets audit team and will act as an independent SME group advising the Global Head of Capital Markets Audit on technical aspects of Models and Market Risks. You will have coverage of multi-jurisdictional areas and cover all product lines. You will work closely with other Risk Audit teams who cover the regulatory, controls and governance elements of the Audit.

  • The Role
  • Define and plan the scope of audit work required
  • Plan and execute audits for risk management
  • Continuous monitoring of the ongoing audit process through all key stages
  • Working with both the local and global audit teams to establish full audit coverage and the scope of work required
  • Responsible for the management and mentoring of the Risk Audit team
  • Reporting to the Global Head and carrying out special projects and ad hoc work as required

Requirements

  • Experience working at a high level in a risk environment of a similar EU / US banking organisation with structured capital market products.
  • SME experience within 1st / 2nd line Market Risk / Pricing Risk Models (VAR, Beta, CVAR etc), with some knowledge of other risk areas.
  • Previous experience in Internal Audit preferred but not required
    Appropriately educated to post graduate / Phd standard, with professional risk management qualifications preferred.

Location / WFH

This role can be 100% remote working from home or hybrid working in London. To be considered please apply below.

This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.

*If you are in the UK with UK experience my client can sponsor your VISA*

Work from Home and up to 10% (rising to 30% post COVID) travel.

If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:

Internal Control
Inspection
Internal Audit
Risk Assurance or RCSA
Compliance
Prudential Risk
Financial Conduct
Financial Control
Financial Assurance in professional services

please apply below.

You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.

You will receive:

– Expense account

– Bonus

– Salary c£35-55k

You must be an excellent communicator as client interaction and advisory skills will be used daily.

Must have:

– A degree and/or professional qualification (ACA ACCA CFA)

– Experience in Financial Services

– Professional experience from one of the above disciplines

– Good communication skills

Apply with your CV or contact Paul Stanbridge for more information or an informal conversation

Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

If you have recent Technology experience and are interested in living and working in Warsaw Poland, we have an excellent opportunity for you.

This is a rare opportunity for ANY top percentile technology professional with a good undergraduate degree and 0-4 years of experience within a large corporate firm OR for Information Technology / Computer Science graduates looking for their first role.

The role will be based exclusively in Warsaw, with a global reach from London to New York across the Banks bespoke infrastructure, networking, cybersecurity, and application technologies. Liaising with senior staff members in a collaborative team environment you will apply your specialist knowledge and skills reviewing the group’s IT operations controls and governance.

To apply you must have:

  • A Polish UK or EU passport
  • Excellent Academic Qualifications
  • Computer / Information Technology experience/degree

Apply to Paul Stanbridge with your CV to be considered for the role

SVP Global Markets Audit (Conduct)

Seeking Audit, Risk or Controls Global Markets traded products SME with an understanding of market conduct risk and conduct regulations.
This is an EMEA wide role covering multiple markets and business lines, experience of running large audit or control reviews of a simlar scale for traded products is prerequisite.
Team management with 2+ direct reports.
Excellent career prospects for the successful candidate. EU / UK Visa is required
Due to anticipated high interest in the role we regret we will not be able to respond to applicants immediately.

Director – Smaller Financial Services Practice, Internal Audit (attractive work life balance)

UK / EEA VISA required

London based role with small team of a global practice firm seeking an experienced Ex Head of Audit or Practice Director to lead / coach a team of auditors and help build the business.  The role oversees a portfolio of client work delivering fully outsourced / co-sourced internal audit and assurance assignments.

Responsibilities:

As an outsourced Head of Internal Audit, you will be responsible for the full lifecycle of planning, execution, reporting and committee meetings, lead client work, finalise scope with clients, overseeing team member delivery, and execute quality assurance reviews of internal audit files and reports.

As a Director you will be responsible for onboarding new clients, assessing fees and budgets, managing contracts, Billing, invoicing and recovery management. You will also assist in business development initiatives and create tender proposals leading presentations and target client visits. A small team of Associates, Managers and contract staff are in place who you will be responsible for direct line management, resource planning, recruitment and time management.

Knowledge:

  • Internal Audit
  • Compliance and Risk Management Frameworks (FCA)
  • Conduct Risk Management
  • Regulatory reporting (COREP / FINREP)
  • Client Money and Assets (CASS)
  • CRD IV

Ideally you will have a wide exposure to difference FS industries:

  • Retail Banking
  • Corporate Banking
  • Investment Management and Wealth Management
  • Securities, exchanges and trading services

Some travel across the south east UK and possibly overseas travel is required,

Apply to Paul Stanbridge for more information or an informal conversation.

An excellent opportunity to join this large global Asset Manager with a strong European presence, who are looking to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with circa five years plus previous experience leading audits in an Asset Manager, Retail Bank, Wholesale Bank, Private Wealth, Fund or Custodian firm.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

  • Degree educated in a relevant business subject
  • Five years PQE experience within Internal Audit
  • Team Management experience
  • Accountancy or audit qualification

 

 

VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

  • An accountancy or audit qualification
  • Experience of managing and leading audits within a Banking environment
  • Excellent interpersonal and managerial skills
  • Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.