Investment Management Audit – Small Team, Global Firm, London
I’m representing an EMEA Head of Audit at a Global Active Investment Manager seeking a considerate and bright professionally qualified CA to join their London team. It’s ideal for a qualified Senior Associate looking to move from a Assurance or Risk team in a Big4 firm or an experienced accountancy qualified audit /risk /or controls professional within retail financial services or large non fs corporate looking for a move to an investment / wholesale firm.
You will enjoy an open and honest dialogue with high level stakeholders and team members and work across all product lines, asset classes, and operational areas within the London offices and be involved in planning and scoping audits.
Internal mobility is actively encouraged and opportunities within the business will present themselves for upwards career progression.
Unfortunately this client are unable to sponsor VISA’s or accept spousal visas, therefore you must be a UK citizen or have an unrestricted UK Visa to apply.
Apply to Paul Stanbridge for more information or an informal conversation.
We are expecting a high degree of interest in this role and unfortunately won’t be able to reply to all applicants.
Are you an experienced Banking Internal Auditor or Big 4 Risk Assurance professional with Banking experience, looking for a new challenge?
If you have a few years experience in a corporate or wholesale banking audit and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.
We have multiple opportunities with Internal Audit teams of a number of interesting International Banks with operations in London. The emphasis is across front middle and back office operations including: Financial Crime, Regulatory reporting, Corporate Banking (Credit and Loans), Capital Markets (Swaps, Equities, FX) and IT General Controls (ITGC).
If this interests you and you are looking for a rewarding role in a friendly team offering excellent industry salary and bonus contact, Craig Phipps with your CV to be considered for the position.
Unfortunately our Client are unable to support sponsorship for non UK Citizens or Visa holders.
This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.
* You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *
You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.
This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.
*If you are in the UK with UK experience my client can sponsor your VISA*
Work from Home and up to 10% (rising to 30% post COVID) travel.
If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:
Risk Assurance or RCSA
Financial Assurance in professional services
please apply below.
You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.
You will receive:
– Expense account
– Salary c£35-55k
You must be an excellent communicator as client interaction and advisory skills will be used daily.
– A degree and/or professional qualification (ACA ACCA CFA)
– Experience in Financial Services
– Professional experience from one of the above disciplines
– Good communication skills
Apply with your CV or contact Paul Stanbridge for more information or an informal conversation
Capital Markets & wholesale Banking Audit – London
£70-80K + Bonus + Bens
Friendly smaller team environment with a GREAT WORK / LIFE BALANCE and an opportunity to increase your knowledge of Capital Markets & Banking.
You will be a Senior member of a small Audit team reviewing strategic controls for high-risk operations of this Global Financial Services firm and offer recommendations to mitigate key risks. You will gain exposure to senior-level management including board members.
The successful candidate will be:
1. Big 4 Risk Assurance or External Auditor with Capital Markets and Banking client exposure at Manager level
2. Senior Internal Audit professional seeking their second move within Banking.
Given the size of the firm the ability to audit end to end business processes across a wide range of areas including: front office trading (principally Rates, FX and equities, research, trade finance), Compliance / Fraud, Risk and Operations
Unfortunately, the bank are UNABLE ABLE TO SPONSOR people outside of the EU.
Apply to Paul Stanbridge with your CV to be considered for the role.
We expect to receive a very high number of applications and may not be able to reply to everyone.
Are you an experienced Corporate Banking Internal Auditor looking for a new challenge?
If you have a few years experience in a corporate banking audit team and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.
This International Bank’s Internal Audit team focus on banking operations in London with emphasis on key risks around: Financial Crime, Regulatory reporting, Credit Process (inc. CASS Regs) and ITGC.
If this interests you and you are looking for a rewarding role offering excellent industry salary and bonus contact Craig Phipps with your CV to be considered for the position.
Unfortunately our Client are unable to support sponsorship for no UK / EU Citizens or Visa holders.
Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.
As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.
You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.
You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.
Apply today for more information.
Are you an experienced Internal Auditor within Corporate / Commercial Banking?
This leading Leading Corporate / Trade Finance Bank are seeking an experienced Auditor familiar with AML controls, counterparty credit risk, ITGC, or regulatory reporting controls in a Banking firm to take a Senior Audit role in their London team. If you are looking for more responsibility, an increased salary, and a good work life balance… apply with your CV to Craig Phipps for more information.
AVP Capital Markets Audit – London
£60-£80K + Bonus + Bens
Our client is a Tier 1 Investment Bank seeking an ambitious and bright individual to join their growing Global Markets division as an AVP Capital Markets Auditor.
The ideal candidate will have a working knowledge of Investment Banking and Capital Markets (either Equities or Fixed Income / Rates / FX), product flows gained through:
Excellent communication skills are essential.
You will work across all business areas within trading and get exposure to multiple assets. Internal mobility is actively encouraged, and opportunities will present in due course for upwards career progression, in an environment with a dedicated career development programme tailored to the individual.
You must have a UK / EU visa to be considered.
We are receiving a very high number of applications and may not be able to reply to everyone.
Apply to Paul Stanbridge with your CV and linkedin profile to be considered for the role.
Risk Assurance or Internal Audit Managers
£75-90000 plus Excellent Banking bonus and benefits.
If you are a Risk Assurance or Internal Audit professional with 2-5 years post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking environment and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.
You must have;
You must have a UK / European Visa to be considered.
We may not be able to reply to every one who applies as we have a high volume of interest in these roles.