Latest Vacancies in Internal Audit



3-6 month Internal audit contract for retail online Banking / consumer digital banking division of a large Financial Services firm, based in London. You must have experience of risk and control within a digital banking or on-line banking environment and have Internal Audit experience. Internal auditors from a cards, payment or digital consumer finance services background are also of interest. Relevant experience and competence are prerequisite, good academic and professional qualifications are preferred. Apply to Paul Stanbridge to be considered.

£600-750 p/d

You must have a UK /EU Visa to be considered.

£200-300p/d

*Must have previous Internal Audit experience.*

There is a preference for knowledge in Banking (or Financial Services) but sold work history within bulge bracket institutions, plus enthusiasm and ability is more important.

A rare opportunity to join a Corporate and Private Bank as sole Head of Audit. The ideal candidate will either be a Senior Audit Manager / No2 from a Corporate Banking and / or Private Wealth firm seeking a ‘step up’ to a role with executive and board level reporting responsibilities, or a previous head of audit looking for a strong career move.

Applicants must have a degree and a professional qualification as well as previous Banking or Wealth Audit experience from the UK or Europe.

Our client is one of the premiere Global Investment Banks. They are currently looking for an ED to join their UK Wealth Management Audit Team. Joining a talented team of 5, you will take responsibility for delivering audit services, leading risk assessments, developing audit plans and managing their execution and completion. The role will involve delivering special project services and managing your own client portfolio and relationships across the business groups as well as managing junior auditors. The role also offers the opportunity to professionally interact with senior management, whilst keeping abreast of the latest developments in the bank’s environment and business activities of the Business Group.

The successful candidate will be a high performing, results orientated individuals with a strong audit background and a track record in Wealth Management.

You will be a qualified accountant (ACA or ACCA) with 3 years+ experience at a VP level in a Wealth Management Audit / Private Banking Audit role. Excellent verbal and written communication skills and the ability to interact with all levels of personnel, both within Internal Audit and the business units, are a must.

Our client is a Tier 1 Global Investment Bank.  They are seeking to appoint two senior posts, both covering Wealth Management and Corporate Retail, in their Group Internal Audit department for South East Asia.

Senior Auditor

Main Duties

  • Leading the Singapore Wealth Management Audit Team
  • Providing training and coaching as necessary
  • Assisting Regional Head of Audit with regulatory and other relevant matters as necessary
  • Assessing risks regarding credit, market, legal, compliance and operational matters
  • Preparing reports of audits for senior management

Requirements

  • Minimum of 10 years in a relevant audit field
  • Have a good understanding of operational aspects of the financial markets
  • Good knowledge of Regulatory Requirements
  • Minimum of 3 years experience of leading a team.
  • Willing to travel to other locations in the Asia Pacific region
  • Proficient in verbal and written English, Mandarin an asset

Audit Manager

Main Duties

  • Analyzing and assessing risks within credit, market, legal, compliance and operational
  • Providing solutions to any risks identified
  • Preparing audit reports for senior management
  • Monitoring results and providing input for senior

Requirements

  • Degree educated in a relevant discipline
  • Minimum of 5 years in a relevant audit field
  • Have a good understanding of operational aspects of the financial markets
  • Good knowledge of Regulatory Requirements
  • Willing to travel to other locations in the Asia Pacific region
  • Proficient in verbal and written English, Mandarin an asset

Our client, a leading investment bank, is seeking a recent graduate to join their team as a trainee wealth planner.  The successful candidate will support the regional director in managing discretionary portfolios on behalf of private clients, trusts and charities.  With a keen eye for detail, excellent interpersonal skills and a good understanding of the financial markets, the successful candidate will have a unique opportunity to build a strong foundation for a long career in private wealth management in this role.

Essential:

  • Excellent communication and interpersonal skills.
  • Strong mathematical and analytical skills.
  • Working knowledge of financial markets (knowledge of products and services would also be of benefit although training and support will be provided)
  • Undergraduate degree (minimum result 2:1).
  • Self-motivation.
  • Able to adapt to fluctuating priorities and demands.

Our client, a leading investment bank, is seeking a recent graduate to join their team as a trainee Investment Analyst.  The successful candidate will support the Wealth Management team in managing portfolios of high net worth clients including investment trusts, charities and private clients.  With a keen eye for detail and a good understanding of research and analysis, the successful candidate will assist the team by conducting analysis on financial markets, products and services and preparing reports and presentations for clients.  This role would suit someone who is keen to build a successful career in investment analysis.

Essential:

  • Excellent communication skills
  • Strong mathematical, analytic and research skills.
  • Working knowledge of financial markets (knowledge of products and services would also be of benefit although training and support will be provided)
  • Undergraduate degree (minimum result 2:1).
  • Self-motivation.
  • Able to adapt to fluctuating priorities and demands.

Our client is looking for four experienced senior auditors to join their Internal Audit Outsourcing team working predominantly on Private Wealth and other Financial Services clients.  Based in London, you will be educated to degree level and hold a relevant professional qualification.  As part of their dedicated audit team, the ideal candidate will have a strong background in establishing and maintaining excellent working relationships with clients, team members, stake holders and senior management.  A willingness to conduct some travel and a current understanding of private wealth audit is essential.

This role would suit someone with experience and a thorough understanding of private wealth, preferably gained in either a tier 1 or boutique private wealth bank.  Based in Hong Kong, the successful candidate will have a proven track record in internal audit, ideally with some experience of private wealth audit.  With excellent communication skills and experience leading and developing teams, the successful candidate will have a good understanding of products, processes and current regulatory practice.

This role would suit someone with experience and a thorough understanding of private wealth, preferably gained in either a tier 1 or boutique private wealth bank.  Based in Singapore, the successful candidate will have a proven track record in internal audit, ideally with some experience of private wealth audit.  With excellent communication skills and experience leading and developing teams, the successful candidate will have a good understanding of products, processes and current regulatory practice.