Investment Management Audit – Small Team, Global Firm, London

I’m representing an EMEA Head of Audit at a Global Active Investment Manager seeking a considerate and bright professionally qualified CA to join their London team. It’s ideal for a qualified Senior Associate looking to move from a Assurance or Risk team in a Big4 firm or an experienced accountancy qualified audit /risk /or controls professional within retail financial services or large non fs corporate looking for a move to an investment / wholesale firm.

You will enjoy an open and honest dialogue with high level stakeholders and team members and work across all product lines, asset classes, and operational areas within the London offices and be involved in planning and scoping audits.

Internal mobility is actively encouraged and opportunities within the business will present themselves for upwards career progression.

Unfortunately this client are unable to sponsor VISA’s or accept spousal visas, therefore you must be a UK citizen or have an unrestricted UK Visa to apply.

Apply to Paul Stanbridge for more information or an informal conversation.

We are expecting a high degree of interest in this role and unfortunately won’t be able to reply to all applicants.

Good work life balance with a family orientated consultancy firm offering Internal Audit and SOX assurance services (any corporate sector)

MUST HAVE – SOX –  RISK ASSURANCE / INTERNAL AUDIT – CORPORATE BLUE CHIP EXP. – TEAM LEADERSHIP

This is an excellent role for a Risk Assurance or Internal Audit professional with a Big 4 background, looking for a more reasonable work / life balance. You’ll enjoy a supportive environment at a firm with an excellent retention record and offer good promotion prospects if you seek career advancement.

You will manage a team and also your own corporate client work, and be involved in management of the division. The successful candidate will:

• enjoy audit testing and managing audit staff
• have good client facing skills
• have many years large corporate experience as a consultant or as an employee
• have many years risk assurance / internal audit / or controls experience
• have excellent knowledge of SOX controls
• have managed a small team in a consultancy environment

The firm may be open to sponsoring a VISA if you meet the above criteria and are UK based. Work from Home and Flexible Working is offered.

Please forward your details before 04 Nov 2022 to Paul Stanbridge at Fleet Search + Selection Ltd

Smaller Capital Markets firm based in London have a rare opportunity for an Audit VP to join the team.

This global financial services firm offering prime services and a broad range of client products: Vanilla and exotic Capital Markets, Asset Management, Prop trading, Algo trading, ECM, DCM, Corporate Banking, seek a well presented professional with good critical thinking skills and experience in technical Capital Markets Audit.

Qualified Accountant or equivalent preferred (front office / sales experience with controls audit or risk also considered).

You must have a stable career history and be interested in a long term career opportunity within an interesting and supportive firm.

UK passport holder only.

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects.

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across front, middle and back office functions, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

• Large corporate firm / client experience
• Audit, Internal Audit, Accounting, Controls or Risk experience
• Good academic record
• Fully qualified ACCA, ACA, CA, CFA etc
• A full UK Visa

Apply to Paul Stanbridge with your CV to be considered for the role.

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects in London, Edinburgh, and the US

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across the front, middle and back office, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

• large corporate experience
• Audit, Internal Audit, Accounting, Controls or Risk experience
• Good academic record
• Full / part qualified ACCA, ACA, CA, CFA etc
• A UK or EU passport

Apply to Paul Stanbridge with your CV to be considered for the role.

For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

If you have:

1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
2. An ACCA / ACA or equivalent Diploma.

AND experience of opperations in one of the following business streams:

• Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
• Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
• Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
• Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

Apply to us with a copy of your CV.

If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

You must have a relevant VISA to work in the UK.

We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

Global Asset Manager seeking Senior Auditor with c.1 years+ pqe

This is an excellent opportunity to join as a senior member of an established team. You will be required to coach graduates through the audit cycle and build relationships with senior management and stakeholders.

Main Duties and Responsibilities:

• Develop strong partnerships with business management by providing a credible point of contact for Audit issues. These solid relationships should be based around a shared commitment to ensuring that risk issues are routinely considered in all material decisions and reported appropriately.
• Conduct specific risk and control reviews (e.g. RMS Risk Reviews, Combined Assurance Reviews with Risk and/or Compliance or ad hoc reviews) at the request of the business, senior management or the Head of Audit.
• Manage and maintain appropriate Audit management tools, techniques and reports to support the business, senior management, Board and regulators.
• Deliver quality information from for presentation to senior management forums to enable understanding of risks and requirements for their mitigation and also:

Requirements:

• 1+ years of Internal Audit experience within a Banking, Asset Management, Custodian, Wealth or Fund services firm
• An accounting qualification (ACCA ACA) or equivalent
• Experience of leading elements of an audit review
• Coaching junior staff
• Excellent interpersonal and time management skills

An excellent opportunity to join this large global Asset Manager with a strong European presence, who are looking to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with circa five years plus previous experience leading audits in an Asset Manager, Retail Bank, Wholesale Bank, Private Wealth, Fund or Custodian firm.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

• Degree educated in a relevant business subject
• Five years PQE experience within Internal Audit
• Team Management experience
• Accountancy or audit qualification

Are you an experienced Banking Internal auditor with CIB, Credit or Trade Finance knowledge? Are you in a large Corporate Bank seeking an upward move to a Manager role, or currently a VP seeking more influence and impact with stakeholders and the audit plan? This role represents a great opportunity for your next career move. Please apply to Paul Stanbridge at Fleet Search for more information.

Successful candidate must have:

• Degree plus Accounting or Audit qualification
• 5-10 years’ Internal Audit or controls experience in the above Banking business lines
• UK / EU Citizen or unrestricted UK work visa

Our client is a top tier bank that is looking to recruit in their Edinburgh Internal Audit department at Manager level. 

Rare opportunity for an Internal Auditor from a large corporate background to join the Banking industry…. and or experienced banking Auditor to further their career in a niche team

The role is with the Quality Assurance (QA) Methododology and Training team supporting senior management with evaluation of internal audit output against policies, procedures and best practices.

Working across the banks internal audit department, the team ensures audit consistency and best in class assurance standards to risk based audit methodology.

The incumbant will play a key part in discussions regarding QA observations and will have the opportunity to develop internal relationships that help deliver the vital assurance and advice that keeps their customers and business safe.

Requirements:

• Drafting methodology documents and practice guides.
• Support the current team in relation to audit methodology on a frequent basis.
• Lead on 360 audit reviews
• Enable the global audit systems to meet methodology requirements.
• Coordination and monitoring of group audit and risk assessment methodologies, yearly planning, communication and reporting.

Background:

• ACA or ACCA with a minimum of 1 years’ experience at a Manager level in Audit
• Prior experience of conducting internal audits or quality assurance controls reviews.
• Managed a 360 Internal audit
• Excellent verbal and written communication skills and the ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.

Location: Edinburgh