Vacancies Tagged Internal Audit Job



For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

If you have:

  1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
  2. An ACCA / ACA or equivalent Diploma.

AND experience of opperations in one of the following business streams:

  • Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
  • Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
  • Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
  • Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

Apply to us with a copy of your CV.

If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

You must have a relevant VISA to work in the UK.

We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

Global Asset Manager seeking Senior Auditor with c.1 years+ pqe

This is an excellent opportunity to join as a senior member of an established team. You will be required to coach graduates through the audit cycle and build relationships with senior management and stakeholders.

Main Duties and Responsibilities:

  • Develop strong partnerships with business management by providing a credible point of contact for Audit issues. These solid relationships should be based around a shared commitment to ensuring that risk issues are routinely considered in all material decisions and reported appropriately.
  • Conduct specific risk and control reviews (e.g. RMS Risk Reviews, Combined Assurance Reviews with Risk and/or Compliance or ad hoc reviews) at the request of the business, senior management or the Head of Audit.
  • Manage and maintain appropriate Audit management tools, techniques and reports to support the business, senior management, Board and regulators.
  • Deliver quality information from for presentation to senior management forums to enable understanding of risks and requirements for their mitigation and also:

Requirements:

  • 1+ years of Internal Audit experience within a Banking, Asset Management, Custodian, Wealth or Fund services firm
  • An accounting qualification (ACCA ACA) or equivalent
  • Experience of leading elements of an audit review
  • Coaching junior staff
  • Excellent interpersonal and time management skills

 

An excellent opportunity to join this large global Asset Manager with a strong European presence, who are looking to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with circa five years plus previous experience leading audits in an Asset Manager, Retail Bank, Wholesale Bank, Private Wealth, Fund or Custodian firm.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

  • Degree educated in a relevant business subject
  • Five years PQE experience within Internal Audit
  • Team Management experience
  • Accountancy or audit qualification

 

 

Are you an experienced Banking Internal auditor with CIB, Credit or Trade Finance knowledge? Are you in a large Corporate Bank seeking an upward move to a Manager role, or currently a VP seeking more influence and impact with stakeholders and the audit plan? This role represents a great opportunity for your next career move. Please apply to Paul Stanbridge at Fleet Search for more information.

Successful candidate must have:

  • Degree plus Accounting or Audit qualification
  • 5-10 years’ Internal Audit or controls experience in the above Banking business lines
  • UK / EU Citizen or unrestricted UK work visa

Our client is a top tier bank that is looking to recruit in their Edinburgh Internal Audit department at Manager level. 

Rare opportunity for an Internal Auditor from a large corporate background to join the Banking industry…. and or experienced banking Auditor to further their career in a niche team

The role is with the Quality Assurance (QA) Methododology and Training team supporting senior management with evaluation of internal audit output against policies, procedures and best practices.

Working across the banks internal audit department, the team ensures audit consistency and best in class assurance standards to risk based audit methodology.

The incumbant will play a key part in discussions regarding QA observations and will have the opportunity to develop internal relationships that help deliver the vital assurance and advice that keeps their customers and business safe.

Requirements:

  • Drafting methodology documents and practice guides.
  • Support the current team in relation to audit methodology on a frequent basis.
  • Lead on 360 audit reviews
  • Enable the global audit systems to meet methodology requirements.
  • Coordination and monitoring of group audit and risk assessment methodologies, yearly planning, communication and reporting.

Background:

  • ACA or ACCA with a minimum of 1 years’ experience at a Manager level in Audit
  • Prior experience of conducting internal audits or quality assurance controls reviews.
  • Managed a 360 Internal audit
  • Excellent verbal and written communication skills and the ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.

Location: Edinburgh

Senior level role managing a team for Benchmarking Audit with a global wholesale bank.

Applicants will come from a Global Markets Audit background and have experience of IOSCO Principles for Financial Benchmarks and / or European Benchmark Regulation BMR.

Apply to Paul Stanbridge for further details

Exclusive banking role offering:

  • Excellent rewards
  • Real work / life balance
  • 10 weeks international travel maximum
  • Excellent salary
  • Career development
  • Autonomy

This is a rare opportunity for a 2+ PQE accountant with experience in an Internal Audit role (or Risk Assurance role at Manager level in Practice), covering Investment Banking and / or Capital Markets products. You will work unsupervised in a small team in London covering wholesale trading (fx, fixed income, some equities), corporate banking, compliance, regulatory risk and functions.

Personality and team fit are just as important to the group as experience.

Candidates that join this team tend to stay in the department or group for many years. Excellent salary and benefits are awarded to those that can perform.

Apply today with a copy of your CV.

 

Are you an experienced Internal Auditor within Corporate / Commercial Banking?

This leading Leading Corporate / Trade Finance Bank are seeking an experienced Auditor familiar with AML controls, counterparty credit risk, ITGC, or regulatory reporting controls in a Banking firm to take a Senior Audit role in their London team. If you are looking for more responsibility, an increased salary, and a good work life balance… apply with your CV to Craig Phipps for more information.

 

 

AVP Capital Markets Audit – London

£60-£80K + Bonus + Bens

Our client is a Tier 1 Investment Bank seeking an ambitious and bright individual to join their growing Global Markets division as an AVP Capital Markets Auditor.

The ideal candidate will have a working knowledge of Investment Banking and Capital Markets (either Equities or Fixed Income / Rates / FX), product flows gained through:

  1. A Risk, Audit or Controls role within a Bank,
  2. A previous external Audit Banking client base from a Big 4.

Excellent communication skills are essential.

You will work across all business areas within trading and get exposure to multiple assets. Internal mobility is actively encouraged, and opportunities will present in due course for upwards career progression, in an environment with a dedicated career development programme tailored to the individual.

You must have a UK / EU visa to be considered.

We are receiving a very high number of applications and may not be able to reply to everyone.

Apply to Paul Stanbridge with your CV and linkedin profile to be considered for the role.

We are looking for two experienced internal IT auditor with a firm grasp on either Global Markets (ie. Capital Markets, Equities Fixed Income) Trading Applications or Finance, Risk or similar Investment Banking Applications. You will be working in a top Tier 1 investment bank with a highly skilled team of qualified professionals.

The successful candidates will have circa 8 – 10 years experience in the industry.

Contract length 6 months +

If you would like to know more please call me on 0020 3397 1779 or email me at [email protected]

Type: Contract

Ppd: £600-700

Location: London