Vacancies Tagged vacancy



SVP Global Markets Audit (Conduct)

Seeking Audit, Risk or Controls Global Markets traded products SME with an understanding of market conduct risk and conduct regulations.
This is an EMEA wide role covering multiple markets and business lines, experience of running large audit or control reviews of a simlar scale for traded products is prerequisite.
Team management with 2+ direct reports.
Excellent career prospects for the successful candidate. EU / UK Visa is required
Due to anticipated high interest in the role we regret we will not be able to respond to applicants immediately.

VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

  • An accountancy or audit qualification
  • Experience of managing and leading audits within a Banking environment
  • Excellent interpersonal and managerial skills
  • Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

EMEA lead Audit role in London for a Global Wholesale Banking Audit professional. This is a great position for someone who’s been a VP Auditor for a while with a large global Bank and now interested in gaining more senior exposure with a broader remit. There will be some committee work from time to time and the need to deputise for the Global Head of Compliance Audit (also based in London) alongside day to day Audit testing and fieldwork.

You will either have:

  1. Managed core Compliance / Financial Crime Audits or
  2. A variety of wholesale banking audit experience with a strong interest in moving into Compliance / Fin Crime Audit.

Apply to me at paulstanbridge at fleet-search.com for more information.

If you are an Internal Audit or Ops Risk professional with experience of stakeholder management and are seeking a role in a smaller function within a growing group please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Management or the Investment Banking Industry is essential (Private Equity and advantage). You will manage stakeholder relationships and your own workload so will need to be intelligent and affable to work collaboratively with the business to help improve controls. 

This is an excellent opportunity for someone with experience to grow their career in an unfettered environment. 

You will be rewarded with an excellent bonus

VP Wholesale Banking Operations Audit SME

Our client, an internationally renowned investment bank, is looking for an ambitious senior Internal Audit professional to lead the reviews of their wholesale banking operations.

Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a team conducting reviews across the back office functions. In addition, as the bank are looking for an SME in trading operations you should have an understanding of Client Assets (CASS), KYC or Transaction Reporting as well as traded products gained ideally within a major financial institution, custodian or banking group.

This is an opportunity to work with a technically deep audit team within a major global trading organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this organisation for many years so please feel free to contact us for more information.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

 

 

Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.

As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.

You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.

You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.

Apply today for more information.

 

 

 

Internal Audit – VP Team Manager – Banking & Capital Markets – London

Are you an Internal Audit professional with a background Auditing Banking Markets? If you are looking for a move from an AVP to a VP role or are at the start of your Audit Manager career but need a change, apply with a CV for an informal discussion about this VP Audit VP role.

Our global banking client are seeking an experienced Internal Auditor with any one of the follwing markets experience:

  • Equities: Cash and Equity Dervitaives,
  • Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
  • FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.  Moreover, you must be able to demonstrate you can lead and manage multiple audits and understand the current regulatory changes and pressures in Global Markets.

You are likely to have been leading audits and have experience of coaching junior staff.

You must have:

  •  Previous experience of working in an Internal Audit function
  •  A good understanding of Risk within the Capital Markets
  •  Excellent Project Management skills
  •  A good knowledge of either Interest Rate, FX or Equity product flows
  •  Excellent stakeholder management skills
  •  Experience of managing other people
  •  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Seeking Senior Information Security Auditors with knowledge of current GDPR legislation for Internal Audit consulting work with multiple London clients.

Must have:

  • c8 years or more relevant IT Audit experience from the large corporates (FS preferred).
  • Practical GDPR knowledge.
  • Right to work in the UK / EU

Please massage or email me for details.