Good work life balance with a family orientated consultancy firm offering Internal Audit and SOX assurance services (any corporate sector)

MUST HAVE – SOX –  RISK ASSURANCE / INTERNAL AUDIT – CORPORATE BLUE CHIP EXP. – TEAM LEADERSHIP

This is an excellent role for a Risk Assurance or Internal Audit professional with a Big 4 background, looking for a more reasonable work / life balance. You’ll enjoy a supportive environment at a firm with an excellent retention record and offer good promotion prospects if you seek career advancement.

You will manage a team and also your own corporate client work, and be involved in management of the division. The successful candidate will:

• enjoy audit testing and managing audit staff
• have good client facing skills
• have many years large corporate experience as a consultant or as an employee
• have many years risk assurance / internal audit / or controls experience
• have excellent knowledge of SOX controls
• have managed a small team in a consultancy environment

The firm may be open to sponsoring a VISA if you meet the above criteria and are UK based. Work from Home and Flexible Working is offered.

Please forward your details before 04 Nov 2022 to Paul Stanbridge at Fleet Search + Selection Ltd

This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

*  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

The role:

You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

Experience Required:

• Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
• Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

SVP Global Markets Audit (Conduct)

VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

• An accountancy or audit qualification
• Experience of managing and leading audits within a Banking environment
• Excellent interpersonal and managerial skills
• Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

EMEA lead Audit role in London for a Global Wholesale Banking Audit professional. This is a great position for someone who’s been a VP Auditor for a while with a large global Bank and now interested in gaining more senior exposure with a broader remit. There will be some committee work from time to time and the need to deputise for the Global Head of Compliance Audit (also based in London) alongside day to day Audit testing and fieldwork.

You will either have:

1. Managed core Compliance / Financial Crime Audits or
2. A variety of wholesale banking audit experience with a strong interest in moving into Compliance / Fin Crime Audit.

Apply to me at paulstanbridge at fleet-search.com for more information.

If you are an Internal Audit or Ops Risk professional with experience of stakeholder management and are seeking a role in a smaller function within a growing group please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Management or the Investment Banking Industry is essential (Private Equity and advantage). You will manage stakeholder relationships and your own workload so will need to be intelligent and affable to work collaboratively with the business to help improve controls. 

This is an excellent opportunity for someone with experience to grow their career in an unfettered environment. 

You will be rewarded with an excellent bonus

VP Wholesale Banking Operations Audit SME

Our client, an internationally renowned investment bank, is looking for an ambitious senior Internal Audit professional to lead the reviews of their wholesale banking operations.

Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a team conducting reviews across the back office functions. In addition, as the bank are looking for an SME in trading operations you should have an understanding of Client Assets (CASS), KYC or Transaction Reporting as well as traded products gained ideally within a major financial institution, custodian or banking group.

This is an opportunity to work with a technically deep audit team within a major global trading organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this organisation for many years so please feel free to contact us for more information.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.

As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.

You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.

You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.

Apply today for more information.