Vacancies Tagged Corporate Banking Audit



Are you an experienced Corporate Banking Internal Auditor looking for a new challenge?

If you have a few years experience in a corporate banking audit team and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

This International Bank’s Internal Audit team focus on banking operations in London with emphasis on key risks around: Financial Crime, Regulatory reporting, Credit Process (inc. CASS Regs) and ITGC.

If this interests you and you are looking for a rewarding role offering excellent industry salary and bonus contact Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for no UK / EU Citizens or Visa holders.

  • £350- 700 p/d
  • immediate start
  • x 2 Contract Capital Markets Audit roles
  • Global Investment Bank
  • 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

 

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Compliance Audit Team covering compliance risk. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Role Highlights

  • Leading and participating in audit activities to assess risk, and ensuring that all work undertaken meets agreed timescales .
  • Supervising and coaching small teams as required
  • Managing relationships, liasing with stakeholders, and collaborating with other teams as required
  • Producing required management information (MI) for Senior Management.
  • Experience in meeting tight deadlines whilst maintaining accuracy and attention to detail.
  • Effective communication skills, both verbal and written

 

Requirements

  • Good academic and professional qualifications, including ACA
  • Experience of compliance internal audit, either through another banking institution, or as part of a Big 4 Assurance Team

 

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature

 

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Audit Team covering Operational Risk Audit in London. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Requirements

  • A good understanding of Internal Audit process, and risk and controls within audit reviews
  • An awareness of model risk, Stress Test exercises and Basel regulation
  • Strong analytical skills, and capability in the use of Excel and SAS
  • Great communication skills
  • Ability to meet tight deadlines whilst maintaining accuracy

 

Main Duties

  • Management of small / non-complex audits
  • Providing guidance to more junior team members
  • Contribution to the audit planning process.
  • Contributing to the drafting of Findings, Recommendations and sections of the Audit Report.
  • Supervising and providing coaching and support for more junior team members

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature.

A rare opportunity to join a Corporate and Private Bank as sole Head of Audit. The ideal candidate will either be a Senior Audit Manager / No2 from a Corporate Banking and / or Private Wealth firm seeking a ‘step up’ to a role with executive and board level reporting responsibilities, or a previous head of audit looking for a strong career move.

Applicants must have a degree and a professional qualification as well as previous Banking or Wealth Audit experience from the UK or Europe.

Our client, a leading global investment bank is seeking an experienced Director to lead their Internal Audit, Corporate (Operations) team.  With prior experience gained in a similar financial services organisation or a global bank, you will have considerable understanding of operations supporting a global markets business. The successful candidate will have demonstrable experience leading and developing teams in addition to fostering excellent working relationships with stakeholders and senior management.

Essential:

  • Experience in a management role

  • Experience managing and developing large teams

  • Degree educated

  • Professional Audit or Accountancy qualification

  • Experience in all aspects of planning and executing audits across a range of functions, preferably:  Risk, Regulatory finance, Compliance and Legal.

Our client, a leading global bank is seeking a Senior Auditor Manager to join their internal audit team.  With extensive experience leading and conducting Market Risk audits, the successful candidate will have a proven track record leading and developing teams in addition to fostering a team environment with an open, shared knowledge culture.  The successful candidate will use their excellent communication skills in addition to experience in similar roles within investment banking to foster positive working relationships with team members, senior management, stakeholders and clients.

Essential:

Relevant Professional Qualification (ACCA, ACA, CFA, FRM)

Thorough technical knowledge and experience of Market Risk and traded products.

Strong understanding of the current regulatory environment particularly those impacting on investment banking.

Desirable:

Experience in investment banking market risk audit or market risk management process.
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Our client, a leading global bank is seeking a Senior Auditor Manager to join their internal audit team.  With extensive experience leading and conducting Corporate Banking audits, the successful candidate will have a proven track record leading and developing teams in addition to fostering a team environment with an open, shared knowledge culture.  The successful candidate will use their excellent communication skills in addition to experience in similar roles within investment banking to foster positive working relationships with team members, senior management, stakeholders and clients.

Essential:

Relevant professional qualification (CIA, MIIA, ACCA)

Extensive experience managing corporate audits including risks and controls

Strong understanding of regulatory environments and frameworks impacting on corporate banking including recent developments in the regulatory field.

A willingness to travel overseas, approximately 40% per annum.

Desirable:

Prior experience in financial services and a strong working knowledge of emerging products and services.

Understanding of Corporate Banking products.

As part of the internal audit team in one of the world’s largest banks, the successful candidate will lead the corporate banking audit team.  With extensive experience in corporate banking, you will have demonstrable experience leading and mentoring junior staff in addition to developing excellent working relationships with senior management, stakeholders and clients.  As the lead contact for corporate banking for the leadership team, you will have expert knowledge of regulatory frameworks and developments governing products, services and processes covering Europe & Emerging Markets ex Asia corporate business.

Essential:

  • Degree educated, post graduate qualification would be an advantage

  • Professional Audit or Accountancy qualification (ACA, ACCA, CBA, CFA, CIA, CPA, ICWA)

  • SOX II

  • Corporate Banking Experience: origination,, transaction services, custody, settlements, leasing, and payment operations businesses.  (Either as an internal or external auditor)

  • Willingness to travel

A large UK banking group require a VP to lead reviews within the Corporate Banking and Private Banking. You should possess experience of conducting reviews across:

  • Global Treasury,
  • Global Payments,
  • Custody and,
  • Settlements businesses

This is a great opportunity to work within a high profile team with good work/life balance of a large Banking brand with an interesting business mix.