Good work life balance with a family orientated consultancy firm offering Internal Audit and SOX assurance services (any corporate sector)

MUST HAVE – SOX –  RISK ASSURANCE / INTERNAL AUDIT – CORPORATE BLUE CHIP EXP. – TEAM LEADERSHIP

This is an excellent role for a Risk Assurance or Internal Audit professional with a Big 4 background, looking for a more reasonable work / life balance. You’ll enjoy a supportive environment at a firm with an excellent retention record and offer good promotion prospects if you seek career advancement.

You will manage a team and also your own corporate client work, and be involved in management of the division. The successful candidate will:

• enjoy audit testing and managing audit staff
• have good client facing skills
• have many years large corporate experience as a consultant or as an employee
• have many years risk assurance / internal audit / or controls experience
• have excellent knowledge of SOX controls
• have managed a small team in a consultancy environment

The firm may be open to sponsoring a VISA if you meet the above criteria and are UK based. Work from Home and Flexible Working is offered.

Please forward your details before 04 Nov 2022 to Paul Stanbridge at Fleet Search + Selection Ltd

This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.

*If you are in the UK with UK experience my client can sponsor your VISA*

Work from Home and up to 10% (rising to 30% post COVID) travel.

If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:

Internal Control
Inspection
Internal Audit
Risk Assurance or RCSA
Compliance
Prudential Risk
Financial Conduct
Financial Control
Financial Assurance in professional services

please apply below.

You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.

You will receive:

– Expense account

– Bonus

– Salary c£35-55k

You must be an excellent communicator as client interaction and advisory skills will be used daily.

Must have:

– A degree and/or professional qualification (ACA ACCA CFA)

– Experience in Financial Services

– Professional experience from one of the above disciplines

– Good communication skills

Apply with your CV or contact Paul Stanbridge for more information or an informal conversation

For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

If you have:

1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
2. An ACCA / ACA or equivalent Diploma.

AND experience of opperations in one of the following business streams:

• Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
• Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
• Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
• Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

Apply to us with a copy of your CV.

If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

You must have a relevant VISA to work in the UK.

We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Our Banking client requires a qualified auditor with retail banking experience for a new role to manage specific retail banking risk. It is a small team of 4 within a large Audit group of a tier 1 bank.

You must have:

• Excellent Academic achievements
• An accountancy qualification (or if trained overseas an equivalent of 3-5 years retail banking audit experience).
• UK / EEA VISA

We are experiencing a high number of applications for at the moment and may not be able to respond to all applications.

To apply, please forward your CV to Paul Stanbridge at Fleet  Search & Selection.

Risk Assurance or Internal Audit Professionals sought.

£60-75,000 plus Excellent Banking bonus and benefits.

If you are a Risk Assurance or Internal Audit professional with 0-3 years post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking group and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.

You must have;

• 0-3 years pqe Risk Assurance or Internal Audit experience within: banking sales and trading, and ideally Fixed Income / Rates products but Equities, FX and Commodities are also highly desirable
• Have a keen interest in expanding your career with a highly successful team environment with very good internal mobility and promotion prospects
• Have a keen interest in learning and wish to further your career within the Banking sector

Please apply to Paul Stanbridge with your CV.

You must have a UK / European Visa to be considered.

We may not be able to reply to every one who applies as we have a high volume of interest in these roles.

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

• Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
• Rely on a strong history of high bonus awards and competitive pay package.
• Work as part of a team and have your personal achievements recognised.
• Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Compliance Audit Team covering compliance risk. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Role Highlights

• Leading and participating in audit activities to assess risk, and ensuring that all work undertaken meets agreed timescales .
• Supervising and coaching small teams as required
• Managing relationships, liasing with stakeholders, and collaborating with other teams as required
• Producing required management information (MI) for Senior Management.
• Experience in meeting tight deadlines whilst maintaining accuracy and attention to detail.
• Effective communication skills, both verbal and written

Requirements

• Good academic and professional qualifications, including ACA
• Experience of compliance internal audit, either through another banking institution, or as part of a Big 4 Assurance Team

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature

Our client is a leading global bank. This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets in the UK market looking for a new challenge to join the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

You will work across all business areas within trading and get exposure to all asset class.  Our client has a great career progression ethos, and encourages internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements for Internal Audit Capital Markets job:

• ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
• Internal Audit experience from practice or a bank in the UK
• OR External audit experience with firm grasp of risk and control
• Sound knowledge of Capital Markets/ Trading products
• Understanding of risk and control on business process within an investment bank
• Strong analytical and technical nous
• Excellent communication and interpersonal skills – able to build stakeholder

Our client is one of the world’s leading Global Investment Banks.  They are looking for a VP/ ED to join their Wealth Management Audit Team in the UK, based in London.  As part of a small and talented team of five, you will have responsibility for delivering the audit services, leading risk assessments, developing audit plans and managing their execution and completion.  The role will involve delivering special project services and managing your own client portfolio and relationships across the business groups, as well as managing junior auditors.  The role also offers the opportunity to professionally interact with senior management, whilst keeping abreast of the latest developments in the bank’s environment and business activities of the Group.

You will be a high performing, results orientated individual with a strong audit background, and a track record in Wealth Management.

Requirements:

• ACA or ACCA with a minimum of 3 years’ experience at VP level in either Wealth Management or Private Banking Audit
• Excellent verbal and written communication skills
• Ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.