Latest Vacancies in Capital Markets Audit



VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

  • An accountancy or audit qualification
  • Experience of managing and leading audits within a Banking environment
  • Excellent interpersonal and managerial skills
  • Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

EMEA lead Audit role in London for a Global Wholesale Banking Audit professional. This is a great position for someone who’s been a VP Auditor for a while with a large global Bank and now interested in gaining more senior exposure with a broader remit. There will be some committee work from time to time and the need to deputise for the Global Head of Compliance Audit (also based in London) alongside day to day Audit testing and fieldwork.

You will either have:

  1. Managed core Compliance / Financial Crime Audits or
  2. A variety of wholesale banking audit experience with a strong interest in moving into Compliance / Fin Crime Audit.

Apply to me at paulstanbridge at fleet-search.com for more information.

VP Wholesale Banking Operations Audit SME

Our client, an internationally renowned investment bank, is looking for an ambitious senior Internal Audit professional to lead the reviews of their wholesale banking operations.

Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a team conducting reviews across the back office functions. In addition, as the bank are looking for an SME in trading operations you should have an understanding of Client Assets (CASS), KYC or Transaction Reporting as well as traded products gained ideally within a major financial institution, custodian or banking group.

This is an opportunity to work with a technically deep audit team within a major global trading organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this organisation for many years so please feel free to contact us for more information.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Senior level role managing a team for Benchmarking Audit with a global wholesale bank.

Applicants will come from a Global Markets Audit background and have experience of IOSCO Principles for Financial Benchmarks and / or European Benchmark Regulation BMR.

Apply to Paul Stanbridge for further details

Are you a Risk Assurance or Audit professional with wholesale capital markets Banking experience?

If you are seeking a Banking role where you can apply your knowledge of capital markets products in a function where you will gain professional development and senior level exposure, apply with your CV and a covering note to Paul Stanbridge.

You will be rewarded with a Banking Salary & Bonus, industry leading career mentor scheme and excellent future career opportunities within the group.

Applicants must have ILR or a EU / UK visa.

Exclusive banking role offering:

  • Excellent rewards
  • Real work / life balance
  • 10 weeks international travel maximum
  • Excellent salary
  • Career development
  • Autonomy

This is a rare opportunity for a 2+ PQE accountant with experience in an Internal Audit role (or Risk Assurance role at Manager level in Practice), covering Investment Banking and / or Capital Markets products. You will work unsupervised in a small team in London covering wholesale trading (fx, fixed income, some equities), corporate banking, compliance, regulatory risk and functions.

Personality and team fit are just as important to the group as experience.

Candidates that join this team tend to stay in the department or group for many years. Excellent salary and benefits are awarded to those that can perform.

Apply today with a copy of your CV.

 

Product Control / Front Office Risk & Control AVP’s

Do you have a Big 4 background and have experience in Product Control or Front office risk for Equities or Rates or Credit Markets?  If you are looking for a move to gain wider experience within a tier 1 Bank or are interested in joining a stable team with learning support and a history of promoting good staff members, apply with a CV for an informal discussion about this AVP role.

Our global banking client are seeking an experienced accountant with any one of the following markets experience:

  • Equities: Cash and Equity Derivatives,
  • Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
  • FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.

You must have:

  •  Previous experience in the above function
  •  A good understanding of Risk & Controls within the Capital Markets
  •  Excellent Project Management skills
  •  A good knowledge of either Interest Rate, FX or Equity product flows
  •  Excellent stakeholder management skills
  •  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Internal Audit – VP Team Manager – Banking & Capital Markets – London

Are you an Internal Audit professional with a background Auditing Banking Markets? If you are looking for a move from an AVP to a VP role or are at the start of your Audit Manager career but need a change, apply with a CV for an informal discussion about this VP Audit VP role.

Our global banking client are seeking an experienced Internal Auditor with any one of the follwing markets experience:

  • Equities: Cash and Equity Dervitaives,
  • Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
  • FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.  Moreover, you must be able to demonstrate you can lead and manage multiple audits and understand the current regulatory changes and pressures in Global Markets.

You are likely to have been leading audits and have experience of coaching junior staff.

You must have:

  •  Previous experience of working in an Internal Audit function
  •  A good understanding of Risk within the Capital Markets
  •  Excellent Project Management skills
  •  A good knowledge of either Interest Rate, FX or Equity product flows
  •  Excellent stakeholder management skills
  •  Experience of managing other people
  •  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Are you an Audit professional with a background in Fixed Income? If you are looking for your break from an AVP to a VP role or are at the start of your Audit Manager career but need a change, apply with a CV for an informal discussion about this VP Rates & FX Audit VP role. The position is with a long standing client who are looking for an experienced Internal Auditor with  Fixed Income Internal Audit experience. Products include: Foreign Exchange, Bonds (government, index, agency, superannuation), Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s, quantos).

You must have:

– Previous Internal Audit experience

– Experience of some Interest Rate (and FX preferred) product flows

– Excellent stakeholder management skills

– Experience of managing other people

– Right to work in the UK

Apply today with your CV