Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional to Lead the EMEA Risk (Market, Models, Stress Testing) Audits.

The role is aligned to the capital markets audit team and will act as an independent SME group advising the Global Head of Capital Markets Audit on technical aspects of Models and Market Risks. You will have coverage of multi-jurisdictional areas and cover all product lines. You will work closely with other Risk Audit teams who cover the regulatory, controls and governance elements of the Audit.

• The Role
• Define and plan the scope of audit work required
• Plan and execute audits for risk management
• Continuous monitoring of the ongoing audit process through all key stages
• Working with both the local and global audit teams to establish full audit coverage and the scope of work required
• Responsible for the management and mentoring of the Risk Audit team
• Reporting to the Global Head and carrying out special projects and ad hoc work as required

Requirements

• Experience working at a high level in a risk environment of a similar EU / US banking organisation with structured capital market products.
• SME experience within 1st / 2nd line Market Risk / Pricing Risk Models (VAR, Beta, CVAR etc), with some knowledge of other risk areas.
• Previous experience in Internal Audit preferred but not required
  Appropriately educated to post graduate / Phd standard, with professional risk management qualifications preferred.

Location / WFH

This role can be 100% remote working from home or hybrid working in London. To be considered please apply below.

This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

*  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

The role:

You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

Experience Required:

• Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
• Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

A market leading investment bank require an exceptional IT Applications Audit professional to come on board and play a pivotal part reviewing complex front office trading applications, a truly exciting opportunity for those who thrive on new challenges.

You will also work with IT Applications Auditors who typically foster a culture of sharing skills and knowledge which they see as vitally important. Given the depth of the technical reviews, cutting edge technology and complexities involved you will certainly be challenged but also have the opportunity to deepen your technical knowledge and learn from the best.

Key requirements:

• Degree educated
• IT Applications controls within Investment banking / Capital Markets environment
• Technically astute and genuinely passionate about technology
• Those from a technical background i.e. programming or developing applications will also be considered, but must possess good understanding of risk controls / end to end risk management / audit
• Strong interpersonal skills, able to build and develop relationships within the team and business stakeholders
• Excellent communication skills; able to explain challenging technical jargon in clear and concise form
• Adaptable and flexible mindset

Smaller Capital Markets firm based in London have a rare opportunity for an Audit VP to join the team.

This global financial services firm offering prime services and a broad range of client products: Vanilla and exotic Capital Markets, Asset Management, Prop trading, Algo trading, ECM, DCM, Corporate Banking, seek a well presented professional with good critical thinking skills and experience in technical Capital Markets Audit.

Qualified Accountant or equivalent preferred (front office / sales experience with controls audit or risk also considered).

You must have a stable career history and be interested in a long term career opportunity within an interesting and supportive firm.

UK passport holder only.

Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior valuations or valuations internal audit role from a large accountancy firm or banking group.

Apply to Paul Stanbridge

Job summary: Consultancy firm seeking senior professionals from a Big 4 / Consultancy background, with large investment Bank or Capital Markets clients experience in a Co-sourced / outsourced business model, offering Internal Audit, Risk Assurance, Compliance, Regulatory Risk Services.

Global firm has experienced strong growth in their Risk and Internal Audit consultancy services team and are now seeking to hire a Big 4 trained Senior Manager to help support the partners to continue to grow the now well established co-sourcing / outsourced risk services practice for large banking, capital markets and asset management clients. You will work closely with the Partners to help grow the business by using your senior level sector and industry knowledge to network and sell the firms services to current and new financial services clients.

The firm offer excellent work / life balance and have a genuinely engaged workforce and collegiate working practice.

Promotion prospects to Director and beyond.

The firm will consider sponsoring a UK VISA if the candidate has the requisite experience and is available to start in the UK in c.3 months time.

Urgent requirement for Internal Auditors with Broking / Etrading experience for AVP / VP role with sole management responsibility. Apply yo Paul Stanbridge for more details [email protected]

Capital Markets & wholesale Banking Audit – London

£70-80K + Bonus + Bens

Friendly smaller team environment with a GREAT WORK / LIFE BALANCE and an opportunity to increase your knowledge of Capital Markets & Banking.

You will be a Senior member of a small Audit team reviewing strategic controls for high-risk operations of this Global Financial Services firm and offer recommendations to mitigate key risks. You will gain exposure to senior-level management including board members.

The successful candidate will be:

1. Big 4 Risk Assurance or External Auditor with Capital Markets and Banking client exposure at Manager level

and/or

2. Senior Internal Audit professional seeking their second move within Banking.

Given the size of the firm the ability to audit end to end business processes across a wide range of areas  including: front office trading (principally Rates, FX and equities, research, trade finance), Compliance / Fraud, Risk and Operations

Unfortunately, the bank are UNABLE ABLE TO SPONSOR people outside of the EU.

Apply to Paul Stanbridge with your CV to be considered for the role.

We expect to receive a very high number of applications and may not be able to reply to everyone.