Latest Vacancies in Capital Markets Audit


Our client is the London office of a large international wholesale banking group who are looking for a Senior Auditor to join their Audit team. This exciting role will provide you with exposure across all the business areas and support functions of the bank, including FX Trading, Trade Finance and Corporate Lending and provide you with regular interaction with C Suite executives including the CEO.

This exciting opportunity will suit someone who is qualified and has now gained some experience working either within a bank or with banking clients looking for their next step and wanting to build more influence within the bank. You should:

  • be either working in Internal Audit within a bank (ideally corporate or investment banking) or be working within the Risk Assurance division of a large practice firm working with Banking and Financial Services organisations;
  • have knowledge of the business processes around credit risk, operational risk or financial crime (ALTHOUGH THIS IS NOT ESSENTIAL);
  • you should (more importantly) have the ability to work within a small, dynamic team where you can influence and make a difference to the bank;
  • be a qualified Accountant or Auditor holding and ACA, ACCA and/or IIA qualification and be degree educated.

This role represents an excellent opportunity to develop your career within an encouraging, supportive team which will allow for growth and regular interaction with senior management (something that is only normally entertained at much more senior levels within larger banks).

On top is an exceptional salary for this grade with bonus and extensive benefits as well as a work from home policy 2 days per week.

Please note – unfortunately, we will only be able to accept applications from UK nationals/residents or those with a valid UK work permit.

Are you an experienced Banking Internal Auditor or Big 4 Risk Assurance professional with Banking experience, looking for a new challenge?

If you have a few years experience in a corporate or wholesale banking audit and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

We have multiple opportunities with Internal Audit teams of a number of interesting International Banks with operations in London. The emphasis is across front middle and back office operations including: Financial Crime, Regulatory reporting, Corporate Banking (Credit and Loans), Capital Markets (Swaps, Equities, FX) and IT General Controls (ITGC).

If this interests you and you are looking for a rewarding role in a friendly team offering excellent industry salary and bonus contact, Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for non UK Citizens or Visa holders.

Job summary: Consultancy firm seeking senior professionals from a Big 4 / Consultancy background, with large investment Bank or Capital Markets clients experience in a Co-sourced / outsourced business model, offering Internal Audit, Risk Assurance, Compliance, Regulatory Risk Services.

Global firm has experienced strong growth in their Risk and Internal Audit consultancy services team and are now seeking to hire a Big 4 trained Senior Manager to help support the partners to continue to grow the now well established co-sourcing / outsourced risk services practice for large banking, capital markets and asset management clients. You will work closely with the Partners to help grow the business by using your senior level sector and industry knowledge to network and sell the firms services to current and new financial services clients.

The firm offer excellent work / life balance and have a genuinely engaged workforce and collegiate working practice.

Promotion prospects to Director and beyond.

The firm will consider sponsoring a UK VISA if the candidate has the requisite experience and is available to start in the UK in c.3 months time.

Director – Smaller Financial Services Practice, Internal Audit (attractive work life balance)

UK / EEA VISA required

London based role with small team of a global practice firm seeking an experienced Ex Head of Audit or Practice Director to lead / coach a team of auditors and help build the business.  The role oversees a portfolio of client work delivering fully outsourced / co-sourced internal audit and assurance assignments.

Responsibilities:

As an outsourced Head of Internal Audit, you will be responsible for the full lifecycle of planning, execution, reporting and committee meetings, lead client work, finalise scope with clients, overseeing team member delivery, and execute quality assurance reviews of internal audit files and reports.

As a Director you will be responsible for onboarding new clients, assessing fees and budgets, managing contracts, Billing, invoicing and recovery management. You will also assist in business development initiatives and create tender proposals leading presentations and target client visits. A small team of Associates, Managers and contract staff are in place who you will be responsible for direct line management, resource planning, recruitment and time management.

Knowledge:

  • Internal Audit
  • Compliance and Risk Management Frameworks (FCA)
  • Conduct Risk Management
  • Regulatory reporting (COREP / FINREP)
  • Client Money and Assets (CASS)
  • CRD IV

Ideally you will have a wide exposure to difference FS industries:

  • Retail Banking
  • Corporate Banking
  • Investment Management and Wealth Management
  • Securities, exchanges and trading services

Some travel across the south east UK and possibly overseas travel is required,

Apply to Paul Stanbridge for more information or an informal conversation.

For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

If you have:

  1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
  2. An ACCA / ACA or equivalent Diploma.

AND experience of opperations in one of the following business streams:

  • Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
  • Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
  • Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
  • Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

Apply to us with a copy of your CV.

If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

You must have a relevant VISA to work in the UK.

We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

Are you an experienced Banking Internal auditor with CIB, Credit or Trade Finance knowledge? Are you in a large Corporate Bank seeking an upward move to a Manager role, or currently a VP seeking more influence and impact with stakeholders and the audit plan? This role represents a great opportunity for your next career move. Please apply to Paul Stanbridge at Fleet Search for more information.

Successful candidate must have:

  • Degree plus Accounting or Audit qualification
  • 5-10 years’ Internal Audit or controls experience in the above Banking business lines
  • UK / EU Citizen or unrestricted UK work visa

Are you an experienced Corporate Banking Internal Auditor looking for a new challenge?

If you have a few years experience in a corporate banking audit team and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

This International Bank’s Internal Audit team focus on banking operations in London with emphasis on key risks around: Financial Crime, Regulatory reporting, Credit Process (inc. CASS Regs) and ITGC.

If this interests you and you are looking for a rewarding role offering excellent industry salary and bonus contact Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for no UK / EU Citizens or Visa holders.

Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

 

 

Are you an experienced Banking Auditor with Corporate Banking / Lending kowledge and are seeking a role that offers an excellent social atmosphere with good work / life balance? This is an excellent role for someone who is frustrated or constrained with the hours they are currently working and would like a long term role that will enable continued career growth and challenge but in a supportive company with excellent benefits and working hours. You must have previous experience of Corporate Banking Audit and a UK / EU Visa. Apply for further details

Are you an experienced Internal Auditor within Corporate / Commercial Banking?

This leading Leading Corporate / Trade Finance Bank are seeking an experienced Auditor familiar with AML controls, counterparty credit risk, ITGC, or regulatory reporting controls in a Banking firm to take a Senior Audit role in their London team. If you are looking for more responsibility, an increased salary, and a good work life balance… apply with your CV to Craig Phipps for more information.