Vacancies Tagged Internal Audit



Are you a Risk Assurance or Audit professional with wholesale capital markets Banking experience?

If you are seeking a Banking role where you can apply your knowledge of capital markets products in a function where you will gain professional development and senior level exposure, apply with your CV and a covering note to Paul Stanbridge.

You will be rewarded with a Banking Salary & Bonus, industry leading career mentor scheme and excellent future career opportunities within the group.

Applicants must have ILR or a EU / UK visa.

NEW ROLE
ASSET MANAGEMENT AUDIT
London, £60-95000

IF YOU WOULD LIKE THE OPPORTUNITY TO:

– LEAD AUDITS / MANAGE A TEAM
– GAIN CROSS ASSET CLASS EXPERIENCE
– BE PART OF A LARGE TEAM WITH GOOD PROMOTION PROSPECTS

Contact Paul Stanbridge for details

Leading European Bank seeking models / quant professional from a wholesale credit risk, traded risk or pricing model val or developer background.

This is an excellent opportunity for a Quant practitioner with models experience in the above areas to gain wider group level exposure and broaden their career options. Qualified Accountants or Internal Auditors with a background in Quant /Models / Modelling within a Wholesale Credit Risk environment will also be considered if they have a strong mathematical grad or post grad education.

  • £350- 700 p/d
  • immediate start
  • x 2 Contract Capital Markets Audit roles
  • Global Investment Bank
  • 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

Our client, a tier 1 investment bank is seeking a VP Auditor with sound working knowledge of Rates / Fixed Income products to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have an audit background in a similar banking environment within a Capital Markets function, with practical experience in auditing fixed income / rates products. Using excellent communication skills to manage relationships with clients and senior management, good leadership skills to manage projects and teams, you will have expert knowledge of the risks and controls governing the front office.

This is an excellent opportunity for an Audit VP or a Senior Audit Manager looking for line management responsibilities to develop and mentor teams.

Essential

  • An accountancy or audit qualification
  • Ability to manage and lead audits within an Investment Banking environment
  • Excellent interpersonal and managerial skills
  • Capital Markets front office knowledge
  • Experience with Rates / Fixed Income / FICC products

Global Asset Manager seek Senior Auditor with 3 years+ Managerial / Leadership level experience

You will be one of the two most senior members of a team of 5 auditors. This is an excellent opportunity to join as a senior member of an established team. You will be required to lead junior audits through the audit cycle and build relationships with the executive group. This is a rare opportunity to join a successful team with good career prospects to move into the business or into other senior roles within Audit.

The successful candidate will be a high performing, results orientated individual with a strong audit background and a track record in Investment Management.

You will be a qualified accountant (ACA or ACCA) with 3 years+ experience at a VP level in Asset Management Audit / Investment Management Audit. Excellent verbal and written communication skills and the ability to interact with all levels of personnel, both within Internal Audit and the business units, are also a must.

 

Our client is one of the premiere Global Investment Banks. They are currently looking for an ED to join their UK Wealth Management Audit Team. Joining a talented team of 5, you will take responsibility for delivering audit services, leading risk assessments, developing audit plans and managing their execution and completion. The role will involve delivering special project services and managing your own client portfolio and relationships across the business groups as well as managing junior auditors. The role also offers the opportunity to professionally interact with senior management, whilst keeping abreast of the latest developments in the bank’s environment and business activities of the Business Group.

The successful candidate will be a high performing, results orientated individuals with a strong audit background and a track record in Wealth Management.

You will be a qualified accountant (ACA or ACCA) with 3 years+ experience at a VP level in a Wealth Management Audit / Private Banking Audit role. Excellent verbal and written communication skills and the ability to interact with all levels of personnel, both within Internal Audit and the business units, are a must.

Our client is a leading global brokerage company working mainly for financial and real estate clients. Their products include foreign exchange, equities, equity derivatives, and credit derivatives amongst others.

They are looking for an Audit Manager to join their Internal Audit Group in the London Office. With 3-4 years audit experience, the ideal candidate will be be comfortable with leading various technical and general controls audits. SOX experience would be very useful. Candidates with relevant Big 4, or similar Practice candidates are welcomed, although ideally some experience in industry will also have been gained.

This role offers the opportunity for involvement in global audits, and will give the successful applicant exposure to CEOs, CFOs, and CISOs, with the potential to become involved in presenting to audit committee’s and boards.

Due to the global nature of the business, there will be an element of travel, usually to the USA office.

 

Our client is an investment management group with a global presence, working in both the institutional and retail space.

They are currently looking to recruit a contractor for either Aberdeen or Edinburgh. This contract is covering an internal secondment, and will initially be for three months, but may extend up to twelve. Working with the Internal Audit team, the appropriate candidate will have sound experience of Asset Management and the regulations surrounding it. Appropriate audit experience is necessary, either within the AM industry, or through experience gained with either a Big 4 or similar Practice Firm. A good knowledge of relevant compliance issues would be of particular advantage.

Essential
Good team player with sound Asset Management experience
Qualified with a relevant accountancy qualification, eg ACCA
Knowledge of relevant regulations, eg UCITS V and Solvency II

Our client, a leading Cards Business, is looking to recruit an Retail Banking Internal Auditor (Credit Cards) for a Supervisory role in their Chester office.

Their ideal candidate will be from a Big 4, or similar Practice background, and will either hold, or be working towards a relevant professional accountancy qualification. A minimum of 2 years relevant experience in the retail banking audit space is required. This can either be pre or post qualification, and experience of credit card audit would clearly be ideal. This is a great opportunity for candidates fresh from practice to gain banking audit experience.

Requirements:

  • Qualified or part qualified with ACA, ACCA or similar
  • Relevant experience from Practice or another bank
  • Enthusiasm and a good team attitude