Latest Vacancies



Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional to Lead the EMEA Risk (Market, Models, Stress Testing) Audits.

The role is aligned to the capital markets audit team and will act as an independent SME group advising the Global Head of Capital Markets Audit on technical aspects of Models and Market Risks. You will have coverage of multi-jurisdictional areas and cover all product lines. You will work closely with other Risk Audit teams who cover the regulatory, controls and governance elements of the Audit.

  • The Role
  • Define and plan the scope of audit work required
  • Plan and execute audits for risk management
  • Continuous monitoring of the ongoing audit process through all key stages
  • Working with both the local and global audit teams to establish full audit coverage and the scope of work required
  • Responsible for the management and mentoring of the Risk Audit team
  • Reporting to the Global Head and carrying out special projects and ad hoc work as required

Requirements

  • Experience working at a high level in a risk environment of a similar EU / US banking organisation with structured capital market products.
  • SME experience within 1st / 2nd line Market Risk / Pricing Risk Models (VAR, Beta, CVAR etc), with some knowledge of other risk areas.
  • Previous experience in Internal Audit preferred but not required
    Appropriately educated to post graduate / Phd standard, with professional risk management qualifications preferred.

Location / WFH

This role can be 100% remote working from home or hybrid working in London. To be considered please apply below.

This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

*  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

The role:

You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

Experience Required:

  • Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
  • Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

Requirements – Data Scientist with Python to support established Risk and Controls Analytics and Digitalization team.

This role is an opportunity for candidates with a data science academic background and (preferably) prior relevant working experience, to join the Internal Audit department
of an Investment Bank.  You will use your recent data science experience to prototype different data analytics ideas and re-usable solutions as well as analyse data to generate insights. You will help visualise data analytics results to present findings with tools and dashboards.

Must have:

  • Recent academic or working experience of programming with Python and familiarity with Linux/Unix
    environment.
  • You will have a keen interest in developing programming level skills in new technologies (e.g. ElasticSearch, Graph Technology, TensorFlow, etc.)

Preferable:

  • Hands-on experience working with data and developing reusable and easy-to-use scripts and applications.
  • Recent academic or working experience in data modelling and visualisation.

Unfortunately we are only accepting individuals with a UK work Visa.

 

Hybrid working.

A market leading investment bank require an exceptional IT Applications Audit professional to come on board and play a pivotal part reviewing complex front office trading applications, a truly exciting opportunity for those who thrive on new challenges.

You will also work with IT Applications Auditors who typically foster a culture of sharing skills and knowledge which they see as vitally important. Given the depth of the technical reviews, cutting edge technology and complexities involved you will certainly be challenged but also have the opportunity to deepen your technical knowledge and learn from the best.

Key requirements:

  • Degree educated
  • IT Applications controls within Investment banking / Capital Markets environment
  • Technically astute and genuinely passionate about technology
  • Those from a technical background i.e. programming or developing applications will also be considered, but must possess good understanding of risk controls / end to end risk management / audit
  • Strong interpersonal skills, able to build and develop relationships within the team and business stakeholders
  • Excellent communication skills; able to explain challenging technical jargon in clear and concise form
  • Adaptable and flexible mindset

Smaller Capital Markets firm based in London have a rare opportunity for an Audit VP to join the team.

This global financial services firm offering prime services and a broad range of client products: Vanilla and exotic Capital Markets, Asset Management, Prop trading, Algo trading, ECM, DCM, Corporate Banking, seek a well presented professional with good critical thinking skills and experience in technical Capital Markets Audit.

Qualified Accountant or equivalent preferred (front office / sales experience with controls audit or risk also considered).

You must have a stable career history and be interested in a long term career opportunity within an interesting and supportive firm.

UK passport holder only.

Banking Finance Audit – Global Investment Bank, London

I’m representing an Head of Audit of an international investment bank, seeking an ambitious senior Internal Audit professional to lead global wholesale banking Finance, Product Control and Independent Price Verification Audits. Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a small team of VP’s and Associates.

This is an opportunity to work with a technically deep audit team within a major global capital markets organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this group for many years so please feel free to contact us for more information.

You will enjoy an open and honest dialogue with high level stakeholders and team members and work across all product lines, asset classes, and operational areas within the London offices and be involved in planning and scoping audits.

Internal mobility is actively encouraged globally and opportunities within the business will present themselves for upwards career progression.

Unfortunately UK Visa sponsorship is not available.

This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.

*If you are in the UK with UK experience my client can sponsor your VISA*

Work from Home and up to 10% (rising to 30% post COVID) travel.

If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:

Internal Control
Inspection
Internal Audit
Risk Assurance or RCSA
Compliance
Prudential Risk
Financial Conduct
Financial Control
Financial Assurance in professional services

please apply below.

You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.

You will receive:

– Expense account

– Bonus

– Salary c£35-55k

You must be an excellent communicator as client interaction and advisory skills will be used daily.

Must have:

– A degree and/or professional qualification (ACA ACCA CFA)

– Experience in Financial Services

– Professional experience from one of the above disciplines

– Good communication skills

Apply with your CV or contact Paul Stanbridge for more information or an informal conversation

Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Credit / Financing Risk or internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Treasury and Liquidity Risk Management or risk / internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge