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We are seeking a highly skilled and experienced Senior Data Governance Risk Manager to join a Compliance & Legal team of this established London Bank. This key role will be to enhance and maintain data, information security, data protection, and cyber control environment throughout the Bank. The successful candidate will also be the Data Protection Officer (DPO) and report to the Head of Compliance SMF16.

You will be in the London office 4 days a week and one day at home.

Key Responsibilities:

• Current-State Analysis: Assess the Bank’s existing information security control environment, identify control gaps, and develop enhancement strategies in line with the Bank’s risk appetite.

• Governance Framework: Design and maintain a robust governance framework for cyber resilience, information security, data security, and data protection.

• Supervisory Oversight: Provide Bank-wide supervisory oversight, management reporting, and policy development for IS, data, and cyber control frameworks.

• Compliance Monitoring: Support delivery of activities identified in the annual Compliance Monitoring Plan, including SYSC 9 & 10A record keeping, annual business outsourcing reviews, and regulatory reporting (REP018 and REP020).

• Risk Monitoring: Undertake ongoing monitoring of key data and IS risks, deliver staff training on data protection and cyber security, and enhance management reporting information (KRI/KPIs).

• Data Protection: Fulfill the Data Protection Officer role, assess current data and records management controls, and provide expert advice on data protection to business units.

• Operational Resilience: Provide advice and ongoing oversight on operational resilience, aligning practices with regulatory expectations.

• Stakeholder Engagement: Act as a liaison with Head Office and interact with various departments and senior management.

 

Skills and Experience:

Essential:

• Minimum of 10 years’ experience in a senior role within a European financial services organisation, focusing on Data Protection, Data Governance, and/or Information Security.

• You will likely have a Technology background in Audit, Risk, Compliance or IS.

• Strong understanding of UK data protection regulations (GDPR) and best practices.

• Demonstrable experience with cyber control activities and change projects.

• Excellent communication skills to ensure risk and control understanding across the business.

• UK Visa / Citizen

Desirable:

• Basic project management capabilities.

• Experience across different banking business lines (retail, corporate/wholesale).

• Familiarity with cross-border data transfer processes and UK/European data security regulations. • Strong presentation skills for training and management reporting.

 

Qualifications:

• Relevant certifications such as CISSP, CISM, CDMP, CIPP, or PMP are highly desirable.

 

On Offer:

• Competitive salary based on experience.

• Comprehensive benefits package including pension scheme, private healthcare, and life insurance.

• Opportunities for professional development and career progression.

• A dynamic and collaborative working environment in the heart of London.

 

How to Apply:

If you are a motivated and experienced professional looking to take on a challenging and rewarding role, we would love to hear from you. Please Apply.

 

Contact Information:

For more information about the role, please contact Paul Stanbridge at Fleet Search Ltd

Exciting opportunity for experienced Risk and Compliance manager * seeking a work from home (WFH) role covering Compliance Testing and Risk Management for multiple UK branch network retail business.

*(Internal Audit experience also considered)

Technology Data and Security controls experience a benefit.

We are seeking an experienced Compliance and Risk Manager to join a mid size financial services operations firm in a remote capacity.

This is an excellent opportunity for a seasoned professional looking to apply their expertise from the comfort of their own home!

Key Responsibilities:

• Compliance and Risk experience of business with large facilities / premises / branch operations.

• Collaborate with a fast-growing yet stable firm, contributing to its expansion plans.

• Take a hands-on approach to address multifaceted compliance challenges within UK corporate branch operations.

• As part of the overall Risk function, assist in managing enterprise and operational frameworks, particularly focusing on third-party supplier risk and facilities risk.

Requirements:

• Proven experience in compliance and risk management, ideally within a multi-branch business setting.

• Ability to work effectively within a small risk function, contributing to enterprise-wide initiatives.

• Excellent communication and interpersonal skills, with the ability to collaborate in a friendly team environment.

Reporting Structure:

You will report to the Head of Risk within a small and welcoming team.

About The Firm:

The group are a dynamic financial services operations firm with a strong emphasis on growth and stability. Join them in this pivotal role as they continue to expand while maintaining their commitment to compliance excellence. This role is ideally suited for individuals looking to make a meaningful impact before transitioning into retirement.

If you are an experienced Compliance and Risk Manager seeking a fulfilling opportunity apply below.

Exciting opportunity for experienced compliance manager seeking a part-time work from home (WFH) role covering Compliance Testing and Risk for multiple UK branch network retail business.

We are seeking an experienced Compliance Manager to join a mid size financial services operations firm in a part-time remote capacity.

This is an excellent opportunity for a seasoned professional looking to apply their expertise from the comfort of their own home!

Key Responsibilities:

• Compliance testing within a multi-branch business environment.

• Demonstrate a strong understanding of compliance issues related to facilities management and branch operations.

• Collaborate with a fast-growing yet stable firm, contributing to its expansion plans.

• Take a hands-on approach to address multifaceted compliance challenges within UK corporate branch operations.

• As part of the overall Risk function Assist in managing enterprise and operational frameworks, particularly focusing on third-party supplier risk and facilities risk. Requirements:

• Proven experience in compliance management, ideally within a multi-branch business setting.

• Ability to work effectively within a small risk function, contributing to enterprise-wide compliance initiatives.

• Excellent communication and interpersonal skills, with the ability to collaborate in a friendly team environment.

Reporting Structure:

You will report to the Head of Risk within a small and welcoming team.

About The Firm:

The group are a dynamic financial services operations firm with a strong emphasis on growth and stability. Join them in this pivotal role as they continue to expand while maintaining their commitment to compliance excellence. This role is ideally suited for individuals looking to make a meaningful impact before transitioning into retirement.

If you are an experienced Compliance Manager seeking a fulfilling part-time opportunity apply below.

The Head of Audit at a Global Bank is seeking an enthusiastic and bright recent or part qualified accountant (CA / ACA / ACCA / CIMA) to join their London team.

This is an ideal position if you are a qualified Senior Associate from an Audit or Risk Assurance team in a large practice or global corporate firm looking for a more strategically important role within an investment bank.

You will work closely with the Head of Audit and enjoy an open and honest dialogue with engaged high level stakeholders in an established banking brand. Working both independently and with like minded team members you will review interesting product lines from: Treasury, Corporate Credit, FX trading, and Private Banking to Risk and Compliance operations, within the London offices (and remotely on global Audits).

Internal mobility is actively encouraged and opportunities within the business will present themselves for upwards career progression.

Group work from home arrangements are: 1 day per week at home and 4 days in the London office.

MUST HAVE:

  • 1-5 years Internal Audit or Risk Assurance experience (External Audit also considered)
  • Financial Services (preferred) OR non FS experience from a practice or large global firm
  • ACA or ACCA preferred.
  • Bachelor’s degree.
  • Full UK Visa

Apply to Paul Stanbridge at Fleet Search and Selection Ltd for more information or an informal conversation.

We are hiring for Senior IT Auditors within Corporate and Investment Banking. Previous experience is essential in technology audit or technology risk assurance in cyber, infrastructure, or applications. You must have excellent communication and problem-solving skills as well as relevant industry qualifications (CISA), Big-4 or front line technology background preferred.

UK VISA required.

We are expecting a high level of interest and may not be able to reply to all applicants.

We are hiring for Senior Auditors within Corporate and Investment Banking. Previous experience is essential in financial services audit or risk assurance as well as knowledge of banking regulatory environments. You must have excellent communication and problem-solving skills as well as relevant industry qualifications (ACA, ACCA), Big-4 experience preferred.

UK VISA required.

We are expecting a high level of interest and may not be able to reply to all applicants.

Our client is the London office of a large international wholesale banking group who are looking for a Senior Auditor to join their Audit team. This exciting role will provide you with exposure across all the business areas and support functions of the bank, including FX Trading, Trade Finance and Corporate Lending and provide you with regular interaction with C Suite executives including the CEO.

This exciting opportunity will suit someone who is qualified and has now gained some experience working either within a bank or with banking clients looking for their next step and wanting to build more influence within the bank. You should:

  • be either working in Internal Audit within a bank (ideally corporate or investment banking) or be working within the Risk Assurance division of a large practice firm working with Banking and Financial Services organisations;
  • have knowledge of the business processes around credit risk, operational risk or financial crime (ALTHOUGH THIS IS NOT ESSENTIAL);
  • you should (more importantly) have the ability to work within a small, dynamic team where you can influence and make a difference to the bank;
  • be a qualified Accountant or Auditor holding and ACA, ACCA and/or IIA qualification and be degree educated.

This role represents an excellent opportunity to develop your career within an encouraging, supportive team which will allow for growth and regular interaction with senior management (something that is only normally entertained at much more senior levels within larger banks).

On top is an exceptional salary for this grade with bonus and extensive benefits as well as a work from home policy 2 days per week.

Please note – unfortunately, we will only be able to accept applications from UK nationals/residents or those with a valid UK work permit.

Are you an experienced Banking Internal Auditor or Big 4 Risk Assurance professional with Banking experience, looking for a new challenge?

If you have a few years experience in a corporate or wholesale banking audit and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

We have multiple opportunities with Internal Audit teams of a number of interesting International Banks with operations in London. The emphasis is across front middle and back office operations including: Financial Crime, Regulatory reporting, Corporate Banking (Credit and Loans), Capital Markets (Swaps, Equities, FX) and IT General Controls (ITGC).

If this interests you and you are looking for a rewarding role in a friendly team offering excellent industry salary and bonus contact, Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for non UK Citizens or Visa holders.

This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

*  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

The role:

You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

Experience Required:

  • Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
  • Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects in London, Edinburgh, and the US

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across the front, middle and back office, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

  • large corporate experience
  • Audit, Internal Audit, Accounting, Controls or Risk experience
  • Good academic record
  • Full / part qualified ACCA, ACA, CA, CFA etc
  • A UK or EU passport

Apply to Paul Stanbridge with your CV to be considered for the role.