Vacancies Tagged senior banking internal audit role

Smaller Capital Markets firm based in London have a rare opportunity for an Audit VP to join the team.

This global financial services firm offering prime services and a broad range of client products: Vanilla and exotic Capital Markets, Asset Management, Prop trading, Algo trading, ECM, DCM, Corporate Banking, seek a well presented professional with good critical thinking skills and experience in technical Capital Markets Audit.

Qualified Accountant or equivalent preferred (front office / sales experience with controls audit or risk also considered).

You must have a stable career history and be interested in a long term career opportunity within an interesting and supportive firm.

UK passport holder only.

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Credit / Financing Risk or internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Treasury and Liquidity Risk Management or risk / internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior valuations or valuations internal audit role from a large accountancy firm or banking group.

Apply to Paul Stanbridge

Job summary: Consultancy firm seeking senior professionals from a Big 4 / Consultancy background, with large investment Bank or Capital Markets clients experience in a Co-sourced / outsourced business model, offering Internal Audit, Risk Assurance, Compliance, Regulatory Risk Services.

Global firm has experienced strong growth in their Risk and Internal Audit consultancy services team and are now seeking to hire a Big 4 trained Senior Manager to help support the partners to continue to grow the now well established co-sourcing / outsourced risk services practice for large banking, capital markets and asset management clients. You will work closely with the Partners to help grow the business by using your senior level sector and industry knowledge to network and sell the firms services to current and new financial services clients.

The firm offer excellent work / life balance and have a genuinely engaged workforce and collegiate working practice.

Promotion prospects to Director and beyond.

The firm will consider sponsoring a UK VISA if the candidate has the requisite experience and is available to start in the UK in c.3 months time.

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

  • Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
  • Rely on a strong history of high bonus awards and competitive pay package.
  • Work as part of a team and have your personal achievements recognised.
  • Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology, service industries, and public sector.

Due to a recent growth in their client base, they are currently looking for a number of new hires. Opportunities are available for candidates with a background in both public sector audit, and for those from a banking / finance audit background. Roles are available from Associate, to Senior Manager level in operational Audit and Technology Audit. Associates must have at least 2 years PQE.

As well as having appropriate audit experience, candidates must be educated to degree level, and hold appropriate professional qualifications, eg ACA, CA, ACCA etc.

  • £350- 700 p/d
  • immediate start
  • x 2 Contract Capital Markets Audit roles
  • Global Investment Bank
  • 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

Our client is a leading Global Investment with Headquarters in London.  They are seeking someone to join their Quantitative Finance Audit section  in London at Senior VP level.  With a very strong background in Quantitative Finance, with a focus on Market Risk. The right candidate will have excellent quantitative and analytic skills, and an excellent knowledge of financial markets and banking products.



  • An advanced degree in a relevant quantitative field, eg Mathematics, engineering, finance or economics
  • Good knowledge of financial models across all asset classes.
  • Experience in another banking institution at VP Level
  • Great communication and people skills

The Role:

  • Contribute to the Corporate Audit Market Risk team’s coverage of model risk management
  • Lead audit reviews of global market portfolios with an emphasis on market and credit risk valuation.
  • Acting as subject matter expert for Quantitative and Market Risk Audit
  • Participating in communications with regulatory agencies
  • Continuous monitoring and verification of Value at Risk estimates, Stress testing results at many different levels of granularity for positions and portfolios in global markets
  • Develop and maintain good professional relationship with associates in all areas of the bank, including risk, trading, middle and back office
  • Managing ad hoc projects as required

Our client is a leading global bank. This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets in the UK market looking for a new challenge to join the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

You will work across all business areas within trading and get exposure to all asset class.  Our client has a great career progression ethos, and encourages internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements for Internal Audit Capital Markets job:

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK
  • OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical nous
  • Excellent communication and interpersonal skills – able to build stakeholder