Vacancies Tagged London Audit



Our client is a leading global bank. This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets in the UK market looking for a new challenge to join the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

You will work across all business areas within trading and get exposure to all asset class.  Our client has a great career progression ethos, and encourages internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements for Internal Audit Capital Markets job:

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK
  • OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical nous
  • Excellent communication and interpersonal skills – able to build stakeholder

 

 

This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within the highly reputable Investment Bank where you can truly progress and the value you add is recognised. Our client is seeking a bright, analytical and ambitious individual with an inquisitive mind as well as excellent communication and interpersonal skills to join their ever growing Global Markets division.

You will work across all business areas within trading and get exposure to all asset class, however experience in equities rates / fixed income products would be of particular use.  They also encourage internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK
  • OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical nous
  • Excellent communication and interpersonal skills – able to build stakeholder
  • Relationship

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Audit Team covering Operational Risk Audit in London. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Requirements

  • A good understanding of Internal Audit process, and risk and controls within audit reviews
  • An awareness of model risk, Stress Test exercises and Basel regulation
  • Strong analytical skills, and capability in the use of Excel and SAS
  • Great communication skills
  • Ability to meet tight deadlines whilst maintaining accuracy

 

Main Duties

  • Management of small / non-complex audits
  • Providing guidance to more junior team members
  • Contribution to the audit planning process.
  • Contributing to the drafting of Findings, Recommendations and sections of the Audit Report.
  • Supervising and providing coaching and support for more junior team members

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature.

Our client is a leading global investment bank.  This is an exciting contract opportunity for a Capital Markets Auditor  to assist in the final section of the audit year end. The successful candidate will be working at VP level or above, and have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

Essential requirements

  • Relevant qualification, such as CA, or ACCA
  • Internal Audit experience from practice or a bank in the UK
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical skills
  • Excellent communication and interpersonal skills

Immediate Start – Contract length – 4 weeks +
Day Rate £500 – £700

Our client is a leading global investment bank. This is an exciting contract opportunity for a specialist Auditor, working at VP level or above, to join their Internal Audit team covering Risk, specifically VaR Audit and Bipru 7.10.

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience within a UK bank
  • Excellent knowledge of VaR Audit and BiPru 7.10
  • Strong analytical and technical skills

Contract Length 3 months +

 

Our client is a Tier 1 Investment Bank seeking an ambitious and bright individual to join their ever growing Global Markets division as an AVP Capital Markets Audit.

The ideal candidate will have a working knowledge of Investment Banking and Capital Markets (either Equities or Fixed Income / Rates / FX), product flows gained through:

    – A previous Internal, Risk, Audit or Controls role within a Bank,
    – An External Audit Banking client base if within practice.

Excellent communication skills are essential.

You will work across all business areas within trading and get exposure to all asset class. Internal mobility is actively encouraged, and opportunities will present in due course for upwards career progression, in an environment with a dedicated career development programme tailored to the individual.

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from a Capital Markets or Investment Bank OR External Audit experience with a firm grasp of risk and controls within Front Office Banking Sales & Trading.
  • Sound knowledge of Capital Markets/ Trading products
  • An understanding of risk and control on business process within an investment bank
  • Strong analytical and technical knowledge
  • Excellent communication and interpersonal skills

Team Manager VP Audit: Capital Markets – Rates / Fixed Income / FX Audit

Our client, a tier one investment bank is seeking a VP Auditor with sound working knowledge of trade flow for Rates / Fixed Income, FX or Equity products to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Product Control, Audit or Risk in a banking environment within a Capital Markets function, with practical experience of FX, fixed income / rates or equity products. Using excellent communication skills to manage relationships with clients and senior management, good leadership skills to manage projects and teams, you will have expert knowledge of the risks and controls governing the front office.

This is an excellent opportunity for an Audit VP or a Senior Audit Manager looking for line management responsibilities.

Essential

  • An accountancy or audit qualification
  • Ability to manage and lead audits within an Investment Banking environment
  • Excellent interpersonal and managerial skills
  • Capital Markets front office knowledge
  • Experience with Traded Products including: Rates / Fixed Income, FX, commodities, (FICC), equities.

A leading corporate and investment bank with a strong global presence is seeking an experienced senior manager to lead a team with responsibility for Internal Audits of FX capital markets business. With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report. Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank. You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on FX.

Skills for Senior Audit Manager FX – London markets:

  • Degree educated or related experience
  • A professional audit or accountancy qualification would be an advantage
  • Experience managing and developing teams
  • Expert knowledge of fX and rates trade flow / front office risks.
  • Expert understanding of technology application control disciplines for FX.
Our client, a tier 1 investment bank is seeking a VP Auditor with sound working knowledge of Rates / Fixed Income products to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have an audit background in a similar banking environment within a Capital Markets function, with practical experience in auditing fixed income / rates products. Using excellent communication skills to manage relationships with clients and senior management, good leadership skills to manage projects and teams, you will have expert knowledge of the risks and controls governing the front office.

This is an excellent opportunity for an Audit VP or a Senior Audit Manager looking for line management responsibilities to develop and mentor teams.

Essential

  • An accountancy or audit qualification
  • Ability to manage and lead audits within an Investment Banking environment
  • Excellent interpersonal and managerial skills
  • Capital Markets front office knowledge
  • Experience with Rates / Fixed Income / FICC products

Our client, a European Investment Bank with a global presence are looking to appoint a Head of IT Audit to their London Office.  This role is being appointed on a consultancy basis for a 6-12+ month contract, and as such attracts a good day rate.  The right candidate will have significant experience at this level, and will be well versed in both infrastructure and applications audit within the Capital Markets and Investment Banking arena. The Bank cover a wide range of products including commodities, debt and equities markets, and asset management.  This is a great opportunity for a senior individual to work with a highly experienced team in a very technical audit environment.

Requirements

  • Degree educated with relevant IT Audit qualifications
  • Significant experience of Investment Banking Applications Audit at this level
  • Previous ‘Head of’ or equivalent departmental leadership experience. [deleted requisite]
  • Sound technical background