Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.
As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.
You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.
You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.
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Our client, a leading UK bank is seeking an experienced Senior Treasury Officer to lead the treasury and group finance audit team. You will use expert knowledge of the risks and controls governing liquidity and capital to meet regulatory reporting requirements such as ICAAP, ILAA and RRP.
The ideal candidate must have experience in the one of the following areas:
A Senior Audit Manager with recent experience auditing the treasury function in a large bank;
Senior Manager in a big four/Financial Services company with consulting experience in Treasury;
Treasury Manager or Senior practitioner (Controls aware, Audit experience not required).
You will use excellent communication skills to lead and develop the treasury audit team and manage relationships with senior managers and stakeholders.
This is a senior role within the Internal Audit team covering Capital Regulatory Reporting within Global Markets. The successful candidate will take the lead in audits which are centred around Capital Regulatory Reporting covering areas including ICAAP, CRD4 and Standard Rules Capital Calculations. Additionally, you will support the Audit function conducting non regulatory orientated audits, eg front to back reviews, and provide specialist input into a range of other audits including VaR waivers and other areas as necessary. The role also involves acting as the Subject Matter Expert (SME) for Regulatory Reporting within the Internal Audit Team.
Minimum 4 years PQE either auditing Regulatory Reporting functions within a major banking group, working as a Consultant covering clients requiring Regulatory guidance or experience of working within a Regulatory Reporting group at a major institution.
Knowledge of current BASIL regulations
Capital Requirements Directive (CRD4) knowledge
Internal Capital Adequacy Assessment Process (ICAAP)
Whilst NOT essential it would be useful to have experience of conducting Internal Audits with the ability to lead a small team.