Our client, a leading global bank seeks VP Operational Risk Auditor to join its dedicated risk audit team. The successful candidate will be accountable for the audit plan and development of the audit team while maintaining an overall view of the function and its efficacy. With excellent communication skills and ability to develop, maintain excellent relations with stakeholders, senior management and the audit team, the VP Operational Risk Auditor will be committed to raising standards within their own team and the organisation as a whole. Essential:
Desirable:
Our client, a leading European investment bank with a global presence is seeking an auditor or audit manager for their banking and investments business to cover compliance, legal, finance, leasing and HR audits. This role would suit someone with an exclusive background in either:
1) Financial Services audit
2) A big four group in risk advisory or statutory audit working on banking or investment clients with an operational knowledge of Financial Services compliance and regulations. The successful candidate will undertake reviews across the corporate, wholesale, investment banking, trade finance and asset / wealth management functions. You must have excellent communication and team working skills.
Travel within the UK will be c20%.
Essential:
Strong relationship and communication skills.
Audit qualification
Thorough knowledge of banking / asset management and or leasing
Compliance experience
Desirable:
Compliance qualification
Role Description:
The successful candidates will be part of the Asset Management and Life Assurance Audit team with responsiblities for the management of a (closed book) Life Insurer. This role will give a high level of autonomy and will involve audit execution, day to day management of the audit work, liaison with key client staff and the management of the reporting process. You will report to an Audit Director.
You will also have the opportunity to advise on supporting significant Solvency II projects and helping to develop more junior staff. You will also have the opportunity to audit other areas of the group including Asset Management, Treasury and Reinsurance.
Responsibilities include:
Experience/Qualifications:
This post is based in the Global Banking and Markets (GBM) division, for a major Tier 1 Institution, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.
The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.
Responsibilities:
Candidate Requirements
A European Bank has an opportunity for a candidate with a big 4 background or in a similar controls role to lead permanent Operational risks within the Fixed Income department in the front office, sitting on the trading floor, with a focus on Credit products.
This is an excellent position for someone looking to secure their first move to industry or moving from an audit, risk, controls role into a front office environment.
– Banking experience and a basic understanding of front office product flows are essential.
– Good communication and relationship building skills are essential as the role requires daily liaison with senior front office staff.
Working for a major Tier 1 Institution, this post is based in the Global Banking and Markets (GBM) division, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.
The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.
Responsibilities:
Candidate Requirements
This is an ideal role for someone looking for their first or second move from practice.
You will lead Capital Market Sales and Trading audits (Equities , Fixed Income, Rates, DCM products) and have the opportunity to review other areas of the banking operations. You must have previous experience of:
Associate Director for FI and Rates. This role is with a global banking group specialising in Equity Derivatives Audit. You will provide support to the Capital Markets Audit team as a specialist in Fixed Income products to ensure audit coverage and manage control risks for the front and middle office.
You must have experience of leading audits and very strong knowledge of Fixed Income. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role. You will be rewarded with one of the strongest cash packages in the market and “Fast Track” career growth.
Associate Director role with a large diversified banking group specialising in Equity Derivatives Audit. You will provide support to the Capital Markets Audit team as a specialist in Equities to ensure audit coverage and manage control risks for the front and middle office.
You must have experience of leading audits and very strong knowledge of Equity products. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role. You will be rewarded with one of the strongest cash packages in the market and “Fast Track” career growth.