Vacancies Tagged Operational Risk



Exciting opportunity for experienced Risk and Compliance manager * seeking a work from home (WFH) role covering Compliance Testing and Risk Management for multiple UK branch network retail business.

*(Internal Audit experience also considered)

Technology Data and Security controls experience a benefit.

We are seeking an experienced Compliance and Risk Manager to join a mid size financial services operations firm in a remote capacity.

This is an excellent opportunity for a seasoned professional looking to apply their expertise from the comfort of their own home!

Key Responsibilities:

• Compliance and Risk experience of business with large facilities / premises / branch operations.

• Collaborate with a fast-growing yet stable firm, contributing to its expansion plans.

• Take a hands-on approach to address multifaceted compliance challenges within UK corporate branch operations.

• As part of the overall Risk function, assist in managing enterprise and operational frameworks, particularly focusing on third-party supplier risk and facilities risk.

Requirements:

• Proven experience in compliance and risk management, ideally within a multi-branch business setting.

• Ability to work effectively within a small risk function, contributing to enterprise-wide initiatives.

• Excellent communication and interpersonal skills, with the ability to collaborate in a friendly team environment.

Reporting Structure:

You will report to the Head of Risk within a small and welcoming team.

About The Firm:

The group are a dynamic financial services operations firm with a strong emphasis on growth and stability. Join them in this pivotal role as they continue to expand while maintaining their commitment to compliance excellence. This role is ideally suited for individuals looking to make a meaningful impact before transitioning into retirement.

If you are an experienced Compliance and Risk Manager seeking a fulfilling opportunity apply below.

Our client, a leading global bank is seeking a qualified Auditor to join their Internal Audit team.  With experience gained in a similar financial services organisation or a global bank, you will have working knowledge of operations supporting a global bank.

Essential:

  • Degree educated
  • Professional Audit or Accountancy qualification
  • Experience in assisting in the planning and executing audits in financial services or a large bank
  • Good understanding of the Risk, Regulatory Finance and HR considerations for a large bank or financial services organisation.
  • Excellent communication and interpersonal skills

A European Bank has an opportunity for a candidate with a big 4 background or in a similar controls role to lead permanent Operational risks within the Fixed Income department in the front office, sitting on the trading floor, with a focus on Credit products.

This is an excellent position for someone looking to secure their first move to industry or moving from an audit, risk, controls role into a front office environment.

– Banking experience and a basic understanding of front office product flows are essential.
– Good communication and relationship building skills are essential as the role requires daily liaison with senior front office staff.