Vacancies Tagged senior banking internal audit role



Our client, a leading global bank is seeking a VP Capital Markets Auditor to join their dedicated internal audit team, covering fixed income, currencies and commodities. The Internal Audit function consists of teams who provide independent assurance over the business and operations for all stakeholders, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets function. Using excellent communication skills to manage relationships with clients and senior management, you will have expert knowledge of the risks and controls governing the front office. Commodities audit experience would be particularly useful.

Essential

  • An accountancy or audit qualification
  • Ability to manage and lead audits within an Investment Banking environment
  • Excellent interpersonal and managerial skills
  • Capital Markets front office knowledge (ideally commodities)

We are recruiting an AVP in Market Risk Audit to join the Internal Audit function of a Tier 1 Investment Bank. This is an excellent opportunity for someone with a sound background in Model Validation, Model Development or Market Risk.

The successful candidate will hold a maths or science degree or post graduate qualification. Experience in financial services and/or banking is essential. The role looks at all aspects of Market Risk Audit, including Model Validation, VAR, Stress Testing Valuation, Model Building, and Model Development, across the business. Ideally, you will also have audit experience in this area, however candidates with solid experience in an analytics or controls environment are also encouraged to apply.

Essential:

  • Relevant Experience of Market Risk Models, Model Validation, VAR, Stress Testing and Model Development.
  • Ability to work as part of a high level team.
  • Audit or assurance experience and qualifications

Fleet Search and Selection Ltd
Main: [Phone number removed]
Fax: [Phone number removed]
Head Office: Token House, 11/12 Tokenhouse Yard, London, EC2R 7AS
Edinburgh Office: 47 Timber Bush, Edinburgh, EH6 6QH
Company No. 6792954

Vacancy Summary
Salary55,000 – 70,000LocationLondon Job TypePermanentStart DateASAP

Our client is a Tier 1 Investment Bank with a significant global presence. They are seeking an experienced auditor to join their Internal Auditor Team as a VP Equities Audit. The role has responsibility for Internal Audits of equities in the capital markets business. The right candidate will have experience leading and managing team, as well as experience across the internal audit spectrum, from developing the annual audit plan to executing and compiling the final report. Excellent communication skills are essential.

Ideally, the successful candidate will have worked in a similar environment. You will have expert understanding of the controls and regulatory developments which impact on global markets business and particularly on equities.

Skills:

  • Degree educated
  • Professional audit or accountancy qualification would be an advantage
  • Experience managing and developing teams
  • Expert knowledge of equities / front office risks
  • Sound understanding of technology application control disciplines for equities

Our client, a leading European Bank, is seeking a Senior Auditor with extensive Wholesale banking audit experience to join their internal audit team.  The ideal candidate will have experience leading and conducting large audits of all aspects of market risk as well as structural risks.  The successful candidate will be degree educated (or equivalent work experience) and hold a recognised in addition to a strong understanding of UK regulatory frameworks e.g., ICAPP, ILAA, Liquidity.  Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members, clients, senior management and stakeholders.

Responsibilities will include:

  • Experience conducting concurrent audits would be an advantage

  • Markets audit experience including equity, FX and fixed income

  • Experience leading and managing teams

  • Supporting Heads of Audit in developing strategy and delivery of Audit Plan for UK

  • Providing expertise to clients, senior management and junior team members, particularly for traded market risk

  • Managing the wholesale banking Audit team.

£120,000 – £140,000 pa + Bonus + Banking Benefits, London, Permanent

Our client, a global investment bank, seeks a Senior Audit Manager to take charge of the Fixed Income Audit team. Reporting directly to the Regional Chief Auditor and Audit Committee you will have full responsibility to manage the team and the audit process.

You will act as the key contact point for the business and take responsibility for the IA planning process and value-added reporting to enhance the control culture within the group. The Head of Audit accordingly manages the day to day relationship between IA and business leaders in the respective FI teams.

You must have experience of managing, leading and developing audit teams as well as very strong knowledge of Fixed Income/Debt products and trade flows. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role.

This is an outstanding opportunity to gain extensive exposure in a senior ‘head of function’ role.

Salary: £50 – 65k + travel allowance + benefits

The Banking and Capital Markets division of this leading US Global Banking group are currently looking for an experienced and career minded Capital Markets Associate/Executive to work on key banking operations with a view to promoting them into a lead operations or front office role.

This is an excellent role for an experienced capital markets auditor within a big 4 firm or someone who has recently gained banking experience having previously been in practice. The successful candidate will have an ACA / ACCA qualification, be able to plan and execute a risk based audit strategy for complex Global Markets products.

You must also be able to identify control trends, regulatory themes and emerging risks in assigned business areas and their impact on the business and to the Bank overall by applying business acumen and experience.

Product areas covered will include:

  • Commodities,
  • Equities
  • Credit/Rates
  • Currencies
  • Market/Credit Risk

Please forward your CV to the above email to be considered for this position

£70,000 – £110,000 per annum, London, Permanent

Job Description

This is a lead role conducting Audit reviews of banking operations from a compliance perspective. This is not a role for a compliance policy expert or deep technical specialist rather for someone with 5-10 years’ experience of Auditing Global Banking Compliance operations experience.

London – with travel to outsourced client premises

Salary: £400 – 500per day + travel allowance + benefits

The Banking and Capital Markets Consulting division of this leading Accountancy Firm is
currently looking for a Senior Capital Markets Auditor to work on outsourced contracts in the
Financial Sector.

An experienced ACA / ACCA Auditor, the successful candidate must have at least at least
ten years qualified experience in Capital Markets Audit. The ability to deliver complex risk
based audits from back to front office is essential. With excellent interpersonal skills, you will
also be able to comfortably build and sustain relationships with existing and new clients. As
this is a senior role, will need to be able to deal comfortably with client management to board
level.

This role offers great exposure at senior level, as well as the opportunity to gain exposure
to different high profile banking groups, within a flexible organisation, where access to other
areas of business will be readily available to the successful candidate. In return, a highly
competitive rate is offered, as well as a generous flexible benefits package after a qualifying
period.

£75-110000 + Bonus + Bens, London, Permanent

Our client a major US investment bank is looking for an exceptional individual with strong Mortgage Products experience to be part of a first class audit team specialising in Global Markets. The successful candidate would be responsible for:

  • Planning, executing and reporting audits.
  • Be a credible subject matter expert in Mortgage Products (e.g. asset backed securities and financing, mortgage derivatives).
  • Tracking audit issues.
  • Supervising staff on audit assignments.
  • Coach/train the audit team by sharing knowledge and leading by example.
  • Support decision making and assist in the development of the existing program
  • SOX engagement.
  • Close and continuous business engagement with ability to influence management on the overall control framework. This will require sound judgement, critical thinking and ability to challenge the status quo.
  • Identify control trends, regulatory themes and emerging risks in assigned business areas and their impact on the business and to the Bank overall.

This is an excellent opportunity to take a lead role within a global business. Promotion prospects will be available both within and outside of Audit for the successful candidate.

£55-70000 + Bonus + Bens, London, Permanent

Our client a major US investment bank is looking for an exceptional individual to review Equities and Fixed income products at a highly technical level. The successful candidate would be responsible for:

  • Active participation with the potential to lead reviews across the Capital Markets businesses including Fixed Income, Equities, FX and Commodities including complex derivatives.
  • Support decision making and assist in the development of the existing program
  • Conduct analysis of the impact of market fluctuation
  • Continual improvement of processes and controls in the department

This new role is focused on the technical aspects of the Bank’s Trading businesses with the ideal candidate possessing 5 – 7 years experience within a major practice firm or Investment Bank and a good understanding of traded products. This is a great opportunity for an individual with good product knowledge the opportunity to acquire a deep understanding of a major trading operation and develop skills in a supportive network. Promotion prospects will be available both within and outside of Audit for the successful candidate.