Exciting opportunity for experienced Risk and Compliance manager * seeking a work from home (WFH) role covering Compliance Testing and Risk Management for multiple UK branch network retail business.

*(Internal Audit experience also considered)

Technology Data and Security controls experience a benefit.

We are seeking an experienced Compliance and Risk Manager to join a mid size financial services operations firm in a remote capacity.

This is an excellent opportunity for a seasoned professional looking to apply their expertise from the comfort of their own home!

Key Responsibilities:

• Compliance and Risk experience of business with large facilities / premises / branch operations.

• Collaborate with a fast-growing yet stable firm, contributing to its expansion plans.

• Take a hands-on approach to address multifaceted compliance challenges within UK corporate branch operations.

• As part of the overall Risk function, assist in managing enterprise and operational frameworks, particularly focusing on third-party supplier risk and facilities risk.

Requirements:

• Proven experience in compliance and risk management, ideally within a multi-branch business setting.

• Ability to work effectively within a small risk function, contributing to enterprise-wide initiatives.

• Excellent communication and interpersonal skills, with the ability to collaborate in a friendly team environment.

Reporting Structure:

You will report to the Head of Risk within a small and welcoming team.

About The Firm:

The group are a dynamic financial services operations firm with a strong emphasis on growth and stability. Join them in this pivotal role as they continue to expand while maintaining their commitment to compliance excellence. This role is ideally suited for individuals looking to make a meaningful impact before transitioning into retirement.

If you are an experienced Compliance and Risk Manager seeking a fulfilling opportunity apply below.

Director – Smaller Financial Services Practice, Internal Audit (attractive work life balance)

UK / EEA VISA required

London based role with small team of a global practice firm seeking an experienced Ex Head of Audit or Practice Director to lead / coach a team of auditors and help build the business.  The role oversees a portfolio of client work delivering fully outsourced / co-sourced internal audit and assurance assignments.

Responsibilities:

As an outsourced Head of Internal Audit, you will be responsible for the full lifecycle of planning, execution, reporting and committee meetings, lead client work, finalise scope with clients, overseeing team member delivery, and execute quality assurance reviews of internal audit files and reports.

As a Director you will be responsible for onboarding new clients, assessing fees and budgets, managing contracts, Billing, invoicing and recovery management. You will also assist in business development initiatives and create tender proposals leading presentations and target client visits. A small team of Associates, Managers and contract staff are in place who you will be responsible for direct line management, resource planning, recruitment and time management.

Knowledge:

• Internal Audit
• Compliance and Risk Management Frameworks (FCA)
• Conduct Risk Management
• Regulatory reporting (COREP / FINREP)
• Client Money and Assets (CASS)
• CRD IV

Ideally you will have a wide exposure to difference FS industries:

• Retail Banking
• Corporate Banking
• Investment Management and Wealth Management
• Securities, exchanges and trading services

Some travel across the south east UK and possibly overseas travel is required,

Apply to Paul Stanbridge for more information or an informal conversation.