Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional to Lead the EMEA Risk (Market, Models, Stress Testing) Audits.

The role is aligned to the capital markets audit team and will act as an independent SME group advising the Global Head of Capital Markets Audit on technical aspects of Models and Market Risks. You will have coverage of multi-jurisdictional areas and cover all product lines. You will work closely with other Risk Audit teams who cover the regulatory, controls and governance elements of the Audit.

• The Role
• Define and plan the scope of audit work required
• Plan and execute audits for risk management
• Continuous monitoring of the ongoing audit process through all key stages
• Working with both the local and global audit teams to establish full audit coverage and the scope of work required
• Responsible for the management and mentoring of the Risk Audit team
• Reporting to the Global Head and carrying out special projects and ad hoc work as required

Requirements

• Experience working at a high level in a risk environment of a similar EU / US banking organisation with structured capital market products.
• SME experience within 1st / 2nd line Market Risk / Pricing Risk Models (VAR, Beta, CVAR etc), with some knowledge of other risk areas.
• Previous experience in Internal Audit preferred but not required
  Appropriately educated to post graduate / Phd standard, with professional risk management qualifications preferred.

Location / WFH

This role can be 100% remote working from home or hybrid working in London. To be considered please apply below.

Director – Smaller Financial Services Practice, Internal Audit (attractive work life balance)

UK / EEA VISA required

London based role with small team of a global practice firm seeking an experienced Ex Head of Audit or Practice Director to lead / coach a team of auditors and help build the business.  The role oversees a portfolio of client work delivering fully outsourced / co-sourced internal audit and assurance assignments.

Responsibilities:

As an outsourced Head of Internal Audit, you will be responsible for the full lifecycle of planning, execution, reporting and committee meetings, lead client work, finalise scope with clients, overseeing team member delivery, and execute quality assurance reviews of internal audit files and reports.

As a Director you will be responsible for onboarding new clients, assessing fees and budgets, managing contracts, Billing, invoicing and recovery management. You will also assist in business development initiatives and create tender proposals leading presentations and target client visits. A small team of Associates, Managers and contract staff are in place who you will be responsible for direct line management, resource planning, recruitment and time management.

Knowledge:

• Internal Audit
• Compliance and Risk Management Frameworks (FCA)
• Conduct Risk Management
• Regulatory reporting (COREP / FINREP)
• Client Money and Assets (CASS)
• CRD IV

Ideally you will have a wide exposure to difference FS industries:

• Retail Banking
• Corporate Banking
• Investment Management and Wealth Management
• Securities, exchanges and trading services

Some travel across the south east UK and possibly overseas travel is required,

Apply to Paul Stanbridge for more information or an informal conversation.

Salary £80-150000 plus bonus depending on experience.

This global bank are creating a new Internal Fraud Investigations function and seek experienced investigators to help establish a cutting edge Fraud Detection system and carry out investigations across the bank globally.

We are looking for fraud and investigations experts with field experience and welcome people from the police force or military with similar training. Exposure to Banking a plus.

Risk professional sought for a Director role in the Global Risk Management Audit Group.

The Director will be a market risk practitioner with experience across all areas of market risk covering all aspects of the firm’s market, and some credit and operational risk processes, including:

• risk policies and procedures,
• quality assurance,

The successful candidate will have regular dialogue with the Managers in London and other parts of the world to discuss market trends and the level of risk exposure.

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