Vacancies Tagged Internal Audit



VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

  • An accountancy or audit qualification
  • Experience of managing and leading audits within a Banking environment
  • Excellent interpersonal and managerial skills
  • Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

VP Wholesale Banking Operations Audit SME

Our client, an internationally renowned investment bank, is looking for an ambitious senior Internal Audit professional to lead the reviews of their wholesale banking operations.

Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a team conducting reviews across the back office functions. In addition, as the bank are looking for an SME in trading operations you should have an understanding of Client Assets (CASS), KYC or Transaction Reporting as well as traded products gained ideally within a major financial institution, custodian or banking group.

This is an opportunity to work with a technically deep audit team within a major global trading organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this organisation for many years so please feel free to contact us for more information.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Senior level role managing a team for Benchmarking Audit with a global wholesale bank.

Applicants will come from a Global Markets Audit background and have experience of IOSCO Principles for Financial Benchmarks and / or European Benchmark Regulation BMR.

Apply to Paul Stanbridge for further details

Are you a Risk Assurance or Audit professional with wholesale capital markets Banking experience?

If you are seeking a Banking role where you can apply your knowledge of capital markets products in a function where you will gain professional development and senior level exposure, apply with your CV and a covering note to Paul Stanbridge.

You will be rewarded with a Banking Salary & Bonus, industry leading career mentor scheme and excellent future career opportunities within the group.

Applicants must have ILR or a EU / UK visa.

Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

 

 

Short term contract (two+ weeks) AML Audit testing role for a small London based bank. If you have AML Audit experience and would be interested in a testing role please forward a copy of your CV.

3-6 month Internal audit contract for retail online Banking / consumer digital banking division of a large Financial Services firm, based in London. You must have experience of risk and control within a digital banking or on-line banking environment and have Internal Audit experience. Internal auditors from a cards, payment or digital consumer finance services background are also of interest. Relevant experience and competence are prerequisite, good academic and professional qualifications are preferred. Apply to Paul Stanbridge to be considered.

£600-750 p/d

You must have a UK /EU Visa to be considered.

Risk Assurance or Internal Audit Professionals sought.

£60-75,000 plus Excellent Banking bonus and benefits.

If you are a Risk Assurance or Internal Audit professional with 0-3 years post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking group and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.

You must have;

  • 0-3 years pqe Risk Assurance or Internal Audit experience within: banking sales and trading, and ideally Fixed Income / Rates products but Equities, FX and Commodities are also highly desirable
  • Have a keen interest in expanding your career with a highly successful team environment with very good internal mobility and promotion prospects
  • Have a keen interest in learning and wish to further your career within the Banking sector

Please apply to Paul Stanbridge with your CV.

You must have a UK / European Visa to be considered.

We may not be able to reply to every one who applies as we have a high volume of interest in these roles.

Head of Audit for Risk, Wholesale Bank, London

Team of 4 VP’s & Dir’s plus junior staff.

Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional with experience in Internal Audit to Lead the EMEA Risk (Market, Credit, Models, liquidity risk, Stress Testing & Ops) Audit Division.

The Role

  • Define and plan the scope of audit work required
  • Plan and execute audits for risk management, including operational risk, market risk, liquidity risk, models risk, credit risk, and stress
  • Continuous monitoring of the ongoing audit process through all key stages
  • Working with both the local and global audit teams to establish full audit coverage and the scope of work required
  • Responsible for the management and mentoring of the Risk Audit team
  • Reporting to both the Global Head and Regional Head and carrying out special projects and ad hoc work as required

Requirements

  • Experience working at a high level in a risk audit environment of a similar organisation
  • Comfortable dealing with and reporting to Committee / Boards and Regulators
  • Excellent understanding of current legislation, regulations and best practice, including, Basel III, Dodd Frank, SA-CCR, CRD IV and FRTB.
  • Knowledge of liquidity risk management, model risk, credit risk and market risk, with a specialisation in one area being preferable
  • Appropriately educated to degree standard, with professional risk management qualifications preferred.

To be considered for the role please forward your CV to Craig Phipps.

You must have the relevant UK / EU visa to apply.