AVP Capital Markets Audit – London

£60-£80K + Bonus + Bens

Our client is a Tier 1 Investment Bank seeking an ambitious and bright individual to join their growing Global Markets division as an AVP Capital Markets Auditor.

The ideal candidate will have a working knowledge of Investment Banking and Capital Markets (either Equities or Fixed Income / Rates / FX), product flows gained through:

1. A Risk, Audit or Controls role within a Bank,
2. A previous external Audit Banking client base from a Big 4.

Excellent communication skills are essential.

You will work across all business areas within trading and get exposure to multiple assets. Internal mobility is actively encouraged, and opportunities will present in due course for upwards career progression, in an environment with a dedicated career development programme tailored to the individual.

You must have a UK / EU visa to be considered.

We are receiving a very high number of applications and may not be able to reply to everyone.

Apply to Paul Stanbridge with your CV and linkedin profile to be considered for the role.

Risk Assurance or Internal Audit Professionals sought.

£60-75,000 plus Excellent Banking bonus and benefits.

If you are a Risk Assurance or Internal Audit professional with 0-3 years post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking group and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.

You must have;

• 0-3 years pqe Risk Assurance or Internal Audit experience within: banking sales and trading, and ideally Fixed Income / Rates products but Equities, FX and Commodities are also highly desirable
• Have a keen interest in expanding your career with a highly successful team environment with very good internal mobility and promotion prospects
• Have a keen interest in learning and wish to further your career within the Banking sector

Please apply to Paul Stanbridge with your CV.

You must have a UK / European Visa to be considered.

We may not be able to reply to every one who applies as we have a high volume of interest in these roles.

£60-70,000 plus Excellent Banking bonus and benefits.

If you are a Risk Assurance or Internal Audit professional with 1-4 years ACA / ACCA post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking environment and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.

You must have;

• 1-4 years Risk Assurance / Internal Audit experience within banking sales and trading, ideally of Fixed Income / Rates products but Equities, FX and Commodities are also highly desirable
• Have a keen interest in expanding your career with a highly successful team environment with very good internal mobility and promotion prospects
• Are keen to learn from highly experienced peers and wish to further your career within Banking long term.

Please apply to Paul Stanbridge with your CV. You must have a UK / European Visa to be considered.

Internal Controls Director, Global team of 19, Excellent six figure salary + bonus + bens

Our client, a major London based International Banking group, are looking for an experienced Controls or Internal Audit specialist with experience across middle office functions within capital markets and corporate banking in a combination of the following disciplines:

• Payments Processing
• Ops Risk
• Credit Risk
• Market Risk
• Financial Control or Product Control

You must also have previous Director level experience and have managed and led large global teams.

To be considered for the role you must be able to work within the EU/UK – please apply to Craig Phipps with a copy of your CV.

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

• Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
• Rely on a strong history of high bonus awards and competitive pay package.
• Work as part of a team and have your personal achievements recognised.
• Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

A market leading investment bank require an exceptional IT Applications Audit professional to come on board and play a pivotal part reviewing multi feed trading applications, a truly exciting opportunity for those who thrive on new challenges.

You will also work with IT Applications Auditors who typically foster a culture of sharing skills and knowledge which they see as vitally important. Given the depth of the technical reviews, cutting edge technology and complexities involved you will certainly be challenged but also have the opportunity to deepen your technical nous and learn from the best.

Key requirements:

• Degree educated
• IT Applications controls, must possess automated business controls experience
• Investment banking experience/ background would be an added advantage but those from other sectors will be considered
• Technically astute and genuinely passionate about technology
• Those form a technical background i.e. programming or developing applications will also be considered, but must possess good understanding of risk controls / end to end risk management / audit
• Strong interpersonal skills, able to build and develop relationships within the team and business stakeholders
• Excellent communication skills; able to explain challenging technical jargon in clear and concise form
• Adaptable and flexible mindset

For further details or to refer individuals in your network please get in touch for a confidential discussion. Or to apply, please send your CV to [email protected] / 0207 099 7180

£200-300p/d

*Must have previous Internal Audit experience.*

There is a preference for knowledge in Banking (or Financial Services) but sold work history within bulge bracket institutions, plus enthusiasm and ability is more important.

• £350- 700 p/d
• immediate start
• x 2 Contract Capital Markets Audit roles
• Global Investment Bank
• 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

Our Global banking client has an excellent opportunity within their London Audit team for an experienced Internal or External Auditor with knowledge of CFO operations within the Banking sector. The successful candidate will predominantly focus on Finance as well as audit across corporate and traded functions. They will also assist team members on other functional audits within Compliance, Credit Risk and Operational Risk.

This is a VP Finance Audit lead role, you will have ownership of this area hence subject matter expertise in Finance as well as solid managerial skills and leadership qualities are essential.

Reporting to a Divisional Manager in London, you will work with local and EMEA teams with responsibility for planning and testing audits in conjunction with team managers. You may also lead engagements of two to four staff.

You must be a qualified Accountant and have strong banking finance knowledge which is likely to include:

•  Financial and regulatory expertise
•  ICAAP
•  ILAAP
•  Basel
•  IFRS
•  Financial Control Operations
•  Balance Sheet Substantiation

You must be able to exercise excellent judgement skills and influence business partners by applying your deep Audit and Finance knowledge.

For further details or to refer individuals in your network please get in touch for a confidential discussion. Or to apply, please send your CV to [email protected] / 0203 397 1779

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Compliance Audit Team covering compliance risk. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Role Highlights

• Leading and participating in audit activities to assess risk, and ensuring that all work undertaken meets agreed timescales .
• Supervising and coaching small teams as required
• Managing relationships, liasing with stakeholders, and collaborating with other teams as required
• Producing required management information (MI) for Senior Management.
• Experience in meeting tight deadlines whilst maintaining accuracy and attention to detail.
• Effective communication skills, both verbal and written

Requirements

• Good academic and professional qualifications, including ACA
• Experience of compliance internal audit, either through another banking institution, or as part of a Big 4 Assurance Team

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature