This role would suit a qualified Internal Auditor with experience of Capital Markets and Trading in the UK market looking to build on their experience with a new challenge in a tier one bank.

The role will work across all business areas in trading with exposure to all asset classes.

Essential requirements:
* ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
* Internal Audit experience from practice or a bank in the UK
* OR External audit experience with firm grasp of risk and control
* Sound knowledge of Capital Markets/ Trading products
* Understanding of risk and control on business process
* Strong analytical and technical knowledge
* Excellent communication and interpersonal skills – able to build stakeholder relationship

This is an exciting opportunity for a qualified Internal Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within a global financial services company with good career progression opportunities.  .

The role will work across all business areas in trading with exposure to all asset classes.

Essential requirements:
* ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
* Internal Audit experience from practice or a bank in the UK
* OR External audit experience with firm grasp of risk and control
* Sound knowledge of Capital Markets/ Trading products
* Understanding of risk and control on business process
* Strong analytical and technical knowledge
* Excellent communication and interpersonal skills – able to build stakeholder relationship

An Investment Bank with a strong European presence is seeking a VP Capital Markets Auditor to join their Internal Audit team.  Candidates will have experience auditing front to back office functions of an investment bank, in addition to strong understanding of the risks and controls governing these. The successful candidate will have a background in a similar banking or financial services environment within a Capital Markets function. You will have routinely conducted audits of financial instruments such as equities, debt/fixed income products, FX , hedging or short term borrowing, and similar.

Using excellent communication skills you will help to leverage the internal audit business across the organisation, in addition to maintaining positive working relationships with colleagues and stakeholders.

Essential Skills

Degree educated or related experience within a European or US regulated region.

You will have routinely conducted audits of financial instruments, such as equities, debt/fixed income products, FX , hedging and/or short term borrowing.

A professional audit qualification

Our client, a major London based Investment Bank, is seeking an experienced professional to join their Internal Audit Capital Markets Team.

The ideal candidate will have considerable experience in the audit of front office capital markets trading. Ideally this experience will be with a major financial institution, although candidates from a Practice background with relevant experience in Internal Auditing or Consulting for Investment Banking clients are also welcome to apply.

Requirements

• Minimum of 3 years relevant experience
• Professional accountancy qualification

Our client is seeking an experienced professional to join their internal audit, capital markets team.  The ideal candidate will have
considerable experience of front office capital markets trading processed in either a risk, controls or internal audit role.

A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of equities in the capital markets business.  With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report.  Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank.  You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on equities.

Skills:

• Degree educated or related experience

• A professional audit or accountancy qualification would be an advantage

• Experience managing and developing teams

• Expert knowledge of equities / front office risks.

• Expert understanding of technology application control disciplines for equities.

Playing a key role in the internal audit Equities team, you will have experience within a similar environment in a large bank or financial services organisation.  Using a strong understanding of risk and controls associated Capital markets including rates (particularly equities), cash and derivatives, the successful candidate will participate in planning and executing audits.  A team player with excellent communication skills you will help to leverage the internal audit business across the organisation in addition to maintaining positive working relationships with colleagues and stakeholders.

Skills:

• Degree educated or equivalent experience

• A professional accountancy or audit qualification would be an advantage

• Strong understanding of the risks and controls governing capital markets, rates and equities

• Willingness to travel

• Experience of auditing emerging markets is a plus.

Our client, a leading global bank is seeking an Internal Auditor to join their dedicated audit team.  As part of the team responsible for auditing commodities, the successful candidate will have a background in a similar banking or financial services environment within a Capital Markets function.  Using excellent communication skills to manage relationships with clients and senior management, you will have expert knowledge of the risks and controls governing the front office preference will be given to those with hard or soft commodity experience.

Essential

• An accountancy or audit qualification
• Prior Operational Controls or Audit experience in a financial services organisation or bank
• Capital Markets front office knowledge (ideally commodities)

A leading investment bank is seeking an experienced senior auditor to manage a comprehensive review of front to back office business from planning through to making the final report.  Using excellent communication skills to manage relationships across the business you will report to the Head of Internal Audit and have the opportunity to be involved with the Audit committee.

This is an excellent role for an internal auditor with c5 years experience of capital markets products looking for more autonomy and involvement in the business.

Essential:

• An audit qualification

• Experience auditing various functions of an investment bank

• Strong understanding of risks and controls impacting on investment banking

• J-Sox would be an advantage

Our client, a leading European Bank, is seeking a Senior Auditor with extensive Wholesale banking audit experience to join their internal audit team.  The ideal candidate will have experience leading and conducting large audits of all aspects of market risk as well as structural risks.  The successful candidate will be degree educated (or equivalent work experience) and hold a recognised in addition to a strong understanding of UK regulatory frameworks e.g., ICAPP, ILAA, Liquidity.  Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members, clients, senior management and stakeholders.

Responsibilities will include:

• Experience conducting concurrent audits would be an advantage

• Markets audit experience including equity, FX and fixed income

• Experience leading and managing teams

• Supporting Heads of Audit in developing strategy and delivery of Audit Plan for UK

• Providing expertise to clients, senior management and junior team members, particularly for traded market risk

• Managing the wholesale banking Audit team.