Vacancies Tagged capital markets



Senior Auditor – Internal Audit & Risk Assurance
Location: Multiple UK Locations
Contract: Full-Time
Salary: Competitive + Benefits

What if your next audit role gave you more than just a portfolio of clients?
If it gave you access to complex challenges in financial services and beyond —while still offering the freedom to grow, to learn, and to have your voice heard, would you be interested?

We’re working with a global consultancy that doesn’t just deliver audits—it shapes how clients think about risk, resilience, and opportunity. They’re looking for Senior Auditors who want to move beyond checklists and frameworks, and into work that actually influences decisions at the board level.

This isn’t just about following methodology. It’s about understanding where the real risks live, how to challenge stakeholders with credibility, and how to guide clients toward solutions that stick.

What you’ll be doing
Leading and delivering audits and assurance reviews across regulated industries—financial services, fintech, and insurance, among them
Helping scope and shape engagements so they’re focused on what matters most
Building trust with senior stakeholders while surfacing insights that drive action
Coaching juniors and creating an environment where learning is shared, not siloed
Flexing between on-site, hybrid, or remote work—depending on your clients and your preferences

Who you are
Professionally qualified (ACA, ACCA, CIA, IIA or equivalent), with at least 1–3 years of experience
Confident in internal audit or risk assurance, ideally gained in consultancy /professional services (perhaps you’ve then moved to the financial services industry in a risk / compliance / audit role, this would be a big plus)
Experienced, or at least highly interested, in financial services—banking, insurance, asset management
A strong communicator who can win trust quickly and explain technical issues simply
Willing to travel occasionally within the UK when it adds value

What’s on offer
Work with a respected consultancy known for integrity, innovation, and inclusive leadership
Structured career development and mentoring, plus technical training to keep you ahead of the curve
Flexible working that respects your life outside of work
The chance to influence—not just report. To be listened to—not overlooked.

Here’s the real question: do you want your next audit role to be another rung on the ladder, or the move that lets you reshape how you’re seen as a professional?

Partner-level roles are open to those who want to deliver, with proven examples of individuals being fast-tracked to Manager, Senior Manager, and junior Partner.
If it’s the latter, this is worth a conversation.

Apply today—or reach out for a confidential chat to see if it feels right.
We are expecting a high level of interest in this role, and whilst we may not be able to respond to every applicant, we will review all applications.

Managing a small local team and global teams inc North US, APAC, EMEA.

The ideal candidate will have experience in a similar multiple region role managing Audit for Compliance and / or Financial Crime within a Wholesale Global Banking group in London.

Role Responsibilities:

  • Establish compliance with global audit standards for financial crime entities by managing and upholding risk assessments within the Fin. Crime and Compliance areas.
  • Offer SME and assistance in the financial crime and compliance risk strategy within group Audit, which includes developing necessary strategy documents.
  • Create an approach and guidance for evaluating financial crime and compliance risks, if needed, and oversee its implementation throughout group audit. Collaborate with relevant leadership teams to supervise the coverage of significant financial crime and compliance risks.
  • Ensure timely delivery of the audit plan and validation of issues related to financial crime and compliance while meeting KPIs.
  • Provide SME input for the audit scope and test programs, and offer continuous support and valuable challenges.
  • Ensure necessary skills are available to execute planned tasks effectively by recruiting, training, or co-sourcing as required.

Must haves:

  • Minimum of 15 years of experience in auditing within a banking regulated environment, with a significant focus on Compliance and Financial Crime.
  • ACAMS certification
  • Bachelor’s or Master’s degree in in a related field.
  • Strong knowledge of corporate or investment banking operations.
  • String knowledge of banking FCA and PRU regulatory requirements.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and within a team.
  • UK VISA.
  • A professional certification in audit, risk management or Audit, such as IIA, ACA, ACCA or CFA.

If you are a self-motivated individual who is passionate about your work and is committed to maintaining the highest standards of integrity, we encourage you to apply for this exciting opportunity.

The firm offer a competitive salary package and excellent benefits, as well as opportunities for career growth within the organization.

Apply now to be considered.

Our client is the London office of a large international wholesale banking group who are looking for a Senior Auditor to join their Audit team. This exciting role will provide you with exposure across all the business areas and support functions of the bank, including FX Trading, Trade Finance and Corporate Lending and provide you with regular interaction with C Suite executives including the CEO.

This exciting opportunity will suit someone who is qualified and has now gained some experience working either within a bank or with banking clients looking for their next step and wanting to build more influence within the bank. You should:

  • be either working in Internal Audit within a bank (ideally corporate or investment banking) or be working within the Risk Assurance division of a large practice firm working with Banking and Financial Services organisations;
  • have knowledge of the business processes around credit risk, operational risk or financial crime (ALTHOUGH THIS IS NOT ESSENTIAL);
  • you should (more importantly) have the ability to work within a small, dynamic team where you can influence and make a difference to the bank;
  • be a qualified Accountant or Auditor holding and ACA, ACCA and/or IIA qualification and be degree educated.

This role represents an excellent opportunity to develop your career within an encouraging, supportive team which will allow for growth and regular interaction with senior management (something that is only normally entertained at much more senior levels within larger banks).

On top is an exceptional salary for this grade with bonus and extensive benefits as well as a work from home policy 2 days per week.

Please note – unfortunately, we will only be able to accept applications from UK nationals/residents or those with a valid UK work permit.

Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

Job summary: Consultancy firm seeking senior professionals from a Big 4 / Consultancy background, with large investment Bank or Capital Markets clients experience in a Co-sourced / outsourced business model, offering Internal Audit, Risk Assurance, Compliance, Regulatory Risk Services.

Global firm has experienced strong growth in their Risk and Internal Audit consultancy services team and are now seeking to hire a Big 4 trained Senior Manager to help support the partners to continue to grow the now well established co-sourcing / outsourced risk services practice for large banking, capital markets and asset management clients. You will work closely with the Partners to help grow the business by using your senior level sector and industry knowledge to network and sell the firms services to current and new financial services clients.

The firm offer excellent work / life balance and have a genuinely engaged workforce and collegiate working practice.

Promotion prospects to Director and beyond.

The firm will consider sponsoring a UK VISA if the candidate has the requisite experience and is available to start in the UK in c.3 months time.

Capital Markets & wholesale Banking Audit – London

£70-80K + Bonus + Bens

Friendly smaller team environment with GREAT WORK / LIFE BALANCE and an opportunity to increase your knowledge of Capital Markets & Banking.

You will be a Senior member of a small Audit team reviewing strategic controls for high-risk operations of this Global Financial Services firm and offer recommendations to mitigate key risks. You will gain exposure to senior-level management including board members.

The successful candidate will be:

1. Big 4 Risk Assurance or External Auditor with Capital Markets and Banking client exposure at Manager level

and/or

2. Senior Internal Audit professional seeking their second move within Banking.

Given the size of the firm the ability to audit end to end business processes across a wide range of areas  including: front office trading (principally Rates, FX and equities, research, trade finance), Compliance / Fraud, Risk and Operations

Unfortunately, the bank are UNABLE ABLE TO SPONSOR people outside of the EU.

Apply to Paul Stanbridge with your CV to be considered for the role.

We expect to receive a very high number of applications and may not be able to reply to everyone.

For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

If you have:

  1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
  2. An ACCA / ACA or equivalent Diploma.

AND experience of opperations in one of the following business streams:

  • Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
  • Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
  • Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
  • Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

Apply to us with a copy of your CV.

If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

You must have a relevant VISA to work in the UK.

We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Senior level role managing a team for Benchmarking Audit with a global wholesale bank.

Applicants will come from a Global Markets Audit background and have experience of IOSCO Principles for Financial Benchmarks and / or European Benchmark Regulation BMR.

Apply to Paul Stanbridge for further details

Exclusive banking role offering:

  • Excellent rewards
  • Real work / life balance
  • 10 weeks international travel maximum
  • Excellent salary
  • Career development
  • Autonomy

This is a rare opportunity for a 2+ PQE accountant with experience in an Internal Audit role (or Risk Assurance role at Manager level in Practice), covering Investment Banking and / or Capital Markets products. You will work unsupervised in a small team in London covering wholesale trading (fx, fixed income, some equities), corporate banking, compliance, regulatory risk and functions.

Personality and team fit are just as important to the group as experience.

Candidates that join this team tend to stay in the department or group for many years. Excellent salary and benefits are awarded to those that can perform.

Apply today with a copy of your CV.