Risk Assurance or Internal Audit Professionals sought.

£60-75,000 plus Excellent Banking bonus and benefits.

If you are a Risk Assurance or Internal Audit professional with 0-3 years post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking group and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.

You must have;

• 0-3 years pqe Risk Assurance or Internal Audit experience within: banking sales and trading, and ideally Fixed Income / Rates products but Equities, FX and Commodities are also highly desirable
• Have a keen interest in expanding your career with a highly successful team environment with very good internal mobility and promotion prospects
• Have a keen interest in learning and wish to further your career within the Banking sector

Please apply to Paul Stanbridge with your CV.

You must have a UK / European Visa to be considered.

We may not be able to reply to every one who applies as we have a high volume of interest in these roles.

Internal Controls Director, Global team of 19, Excellent six figure salary + bonus + bens

Our client, a major London based International Banking group, are looking for an experienced Controls or Internal Audit specialist with experience across middle office functions within capital markets and corporate banking in a combination of the following disciplines:

• Payments Processing
• Ops Risk
• Credit Risk
• Market Risk
• Financial Control or Product Control

You must also have previous Director level experience and have managed and led large global teams.

To be considered for the role you must be able to work within the EU/UK – please apply to Craig Phipps with a copy of your CV.

Excellent Banking Package

Our client, a major London based international investment banking group, is looking for a compliance and regulatory specialist to head up the regional Compliance Audit function. You will need to possess:

– Excellent knowledge of recent Wholesale Banking regulatory and governance framework (Financial Crime, AML anti-bribery) as well as MiFID 2 and combined code / UK Corporate Governance Code;

– The ideal candidate will most likely have worked as a practitioner in legal and compliance within a Global Markets Banking firm, or lead Audit teams focusing on Global Markets Regulatory, compliance and governance.

– Applicants must have an EU / UK Visa.

To be considered for the role please apply to Paul Stanbridge with a copy of your CV.

Job Type: Full-time

Required experience:

• Practitioner Compliance / Regulatory Global Markets Banking: 10 years

New UAE Internal Auditor role. As a graduate with Investment Banking / Investment Management experience within a Risk, Controls or Internal Audit role would you like to boost your career with a firm offering executive level exposure at one of the UAE’s most high profile Financial Services / Investment Management/ Banking firms?

If you feel you are ready for Executive and Board level reporting with some of the most influential professionals in the region, we would be interested in hearing from you.

In addition to Financial Services controls, Risk, or Audit experience you must have postgraduate, or be part qualified in an Investment, IIA, or Accounting qualification

As well as the above experience if you would you describe yourself as having:

– Fluent English and Arabic language skills.
– strong problem solving skills,
– a focus on accuracy
– Drive
– Comfort with tight deadlines
– Excellent negotiating and influencing skills
– A team-player mentality

Please apply now.

NOTE: Due to United Arab Emirates labor ministry laws the successful candidate will need to be an Emiratis /UAE National.

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

• Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
• Rely on a strong history of high bonus awards and competitive pay package.
• Work as part of a team and have your personal achievements recognised.
• Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

Leading European Bank seeking VP Senior Quant risk Auditor for their wholesale credit risk business.

This is an excellent opportunity for a Quant Risk practitioner with wholesale Credit experience to gain wider group level exposure and broaden their career options. Qualified Accountants or Internal Auditors with a background in Quant /Models / Modelling within a Wholesale Credit Risk environment will also be considered.

£200-300p/d

*Must have previous Internal Audit experience.*

There is a preference for knowledge in Banking (or Financial Services) but sold work history within bulge bracket institutions, plus enthusiasm and ability is more important.

• £350- 700 p/d
• immediate start
• x 2 Contract Capital Markets Audit roles
• Global Investment Bank
• 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

Our Global banking client has an excellent opportunity within their London Audit team for an experienced Internal or External Auditor with knowledge of CFO operations within the Banking sector. The successful candidate will predominantly focus on Finance as well as audit across corporate and traded functions. They will also assist team members on other functional audits within Compliance, Credit Risk and Operational Risk.

This is a VP Finance Audit lead role, you will have ownership of this area hence subject matter expertise in Finance as well as solid managerial skills and leadership qualities are essential.

Reporting to a Divisional Manager in London, you will work with local and EMEA teams with responsibility for planning and testing audits in conjunction with team managers. You may also lead engagements of two to four staff.

You must be a qualified Accountant and have strong banking finance knowledge which is likely to include:

•  Financial and regulatory expertise
•  ICAAP
•  ILAAP
•  Basel
•  IFRS
•  Financial Control Operations
•  Balance Sheet Substantiation

You must be able to exercise excellent judgement skills and influence business partners by applying your deep Audit and Finance knowledge.

For further details or to refer individuals in your network please get in touch for a confidential discussion. Or to apply, please send your CV to [email protected] / 0203 397 1779