Vacancies Tagged Wholesale banking

Excellent Banking Package

Our client, a major London based international investment banking group, is looking for a compliance and regulatory specialist to head up the regional Compliance Audit function. You will need to possess:

– Excellent knowledge of recent Wholesale Banking regulatory and governance framework (Financial Crime, AML anti-bribery) as well as MiFID 2 and combined code / UK Corporate Governance Code;

– The ideal candidate will most likely have worked as a practitioner in legal and compliance within a Global Markets Banking firm, or lead Audit teams focusing on Global Markets Regulatory, compliance and governance.

– Applicants must have an EU / UK Visa.

To be considered for the role please apply to Paul Stanbridge with a copy of your CV.

Job Type: Full-time

Required experience:

  • Practitioner Compliance / Regulatory Global Markets Banking: 10 years

Our client, a leading European Bank, is seeking a Senior Auditor with Wholesale banking audit experience to join their internal audit team.  The ideal candidate will have experience leading large audits of in  aspects of wholesale banking  covering the capital markets, market risk, treasury and asset management businesses.  The successful candidate will be degree educated, hold a relevant professional qualification and have a big 4 background. Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members and senior management as a senior member of the London Audit group.


  • Experience conducting internal audits

  • Wholesale banking audit experience: ie, SPV’s, investment banking, equity, FX, rates / fixed income, treasury, derivatives, market risk or Asset Management

  • Experience of leading and managing people.

Responsibilities will include:

  • Supporting Senior Audit members in delivering the  Audit Plan.

  • Providing expertise to clients, senior management and junior team members, particularly for traded product areas / capital markets risk.

Our client is seeking an auditor to join their expanding internal audit team.   The ideal candidate will be degree educated and hold a relevant professional qualification with a background in financial services either as an auditor or qualified accountant.  With a keen eye for detail, excellent communication and networking skills the successful candidate will be keen to further a career in internal audit.  With a sound overview of risks, controls and regulations governing the UK’s financial services market, the successful candidate will build a strong foundation for a Internal Audit career by working with diverse business and stakeholders.