Internal Controls Director, Global team of 19, Excellent six figure salary + bonus + bens

Our client, a major London based International Banking group, are looking for an experienced Controls or Internal Audit specialist with experience across middle office functions within capital markets and corporate banking in a combination of the following disciplines:

• Payments Processing
• Ops Risk
• Credit Risk
• Market Risk
• Financial Control or Product Control

You must also have previous Director level experience and have managed and led large global teams.

To be considered for the role you must be able to work within the EU/UK – please apply to Craig Phipps with a copy of your CV.

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

• Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
• Rely on a strong history of high bonus awards and competitive pay package.
• Work as part of a team and have your personal achievements recognised.
• Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

£200-300p/d

*Must have previous Internal Audit experience.*

There is a preference for knowledge in Banking (or Financial Services) but sold work history within bulge bracket institutions, plus enthusiasm and ability is more important.

• £350- 700 p/d
• immediate start
• x 2 Contract Capital Markets Audit roles
• Global Investment Bank
• 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

Our Global banking client has an excellent opportunity within their London Audit team for an experienced Internal or External Auditor with knowledge of CFO operations within the Banking sector. The successful candidate will predominantly focus on Finance as well as audit across corporate and traded functions. They will also assist team members on other functional audits within Compliance, Credit Risk and Operational Risk.

This is a VP Finance Audit lead role, you will have ownership of this area hence subject matter expertise in Finance as well as solid managerial skills and leadership qualities are essential.

Reporting to a Divisional Manager in London, you will work with local and EMEA teams with responsibility for planning and testing audits in conjunction with team managers. You may also lead engagements of two to four staff.

You must be a qualified Accountant and have strong banking finance knowledge which is likely to include:

•  Financial and regulatory expertise
•  ICAAP
•  ILAAP
•  Basel
•  IFRS
•  Financial Control Operations
•  Balance Sheet Substantiation

You must be able to exercise excellent judgement skills and influence business partners by applying your deep Audit and Finance knowledge.

For further details or to refer individuals in your network please get in touch for a confidential discussion. Or to apply, please send your CV to [email protected] / 0203 397 1779

Our client is a leading Global Investment with Headquarters in London.  They are seeking someone to join their Quantitative Finance Audit section  in London at Senior VP level.  With a very strong background in Quantitative Finance, with a focus on Market Risk. The right candidate will have excellent quantitative and analytic skills, and an excellent knowledge of financial markets and banking products.

Requirements

• An advanced degree in a relevant quantitative field, eg Mathematics, engineering, finance or economics
• Good knowledge of financial models across all asset classes.
• Experience in another banking institution at VP Level
• Great communication and people skills

The Role:

• Contribute to the Corporate Audit Market Risk team’s coverage of model risk management
• Lead audit reviews of global market portfolios with an emphasis on market and credit risk valuation.
• Acting as subject matter expert for Quantitative and Market Risk Audit
• Participating in communications with regulatory agencies
• Continuous monitoring and verification of Value at Risk estimates, Stress testing results at many different levels of granularity for positions and portfolios in global markets
• Develop and maintain good professional relationship with associates in all areas of the bank, including risk, trading, middle and back office
• Managing ad hoc projects as required

Our client is a leading global bank. This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets in the UK market looking for a new challenge to join the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

You will work across all business areas within trading and get exposure to all asset class.  Our client has a great career progression ethos, and encourages internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements for Internal Audit Capital Markets job:

• ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
• Internal Audit experience from practice or a bank in the UK
• OR External audit experience with firm grasp of risk and control
• Sound knowledge of Capital Markets/ Trading products
• Understanding of risk and control on business process within an investment bank
• Strong analytical and technical nous
• Excellent communication and interpersonal skills – able to build stakeholder

This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within the highly reputable Investment Bank where you can truly progress and the value you add is recognised. Our client is seeking a bright, analytical and ambitious individual with an inquisitive mind as well as excellent communication and interpersonal skills to join their ever growing Global Markets division.

You will work across all business areas within trading and get exposure to all asset class, however experience in equities rates / fixed income products would be of particular use.  They also encourage internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements

• ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
• Internal Audit experience from practice or a bank in the UK
• OR External audit experience with firm grasp of risk and control
• Sound knowledge of Capital Markets/ Trading products
• Understanding of risk and control on business process within an investment bank
• Strong analytical and technical nous
• Excellent communication and interpersonal skills – able to build stakeholder
• Relationship

Our client is a Global Investment Bank Global Investment banking firm with a strong footprint across EMEA, USA and Asia.  They are looking for an experienced IT Applications Audit professional to join their EMEA IT Audit division.

The nature of the bank’s business is within the wholesale / global markets space hence front office reviews will be part of your wider mandate, whilst the main focus will be within Support functions including Finance and Operations. Experience of client money, transaction reporting, collateral settlements would be a huge advantage. The role offers a wealth of opportunities for those wanting to deepen their technical knowledge, take leadership of projects, work on high profile engagements, face-off to regulators and progress further in their career. You will be part of a deeply technical IT Audit team who have consistently added value, hence the expectations are high but you will gain enormously from a thriving organisation.

Essential skills:

• Strong working knowledge of IT Applications Audit or Technology Risk
• Management with sound understanding of risk and control
• Sound understanding of Corporate Division / Support functions within an
• Investment Bank and technology which are relevant to these business areas
• Experience of managing projects / leading Audit engagements
• Ability to identify key risks and make sound judgement
• Strong interpersonal and communication skills
• Ability to build relationship with stakeholders/ auditees/ external parties, ie regulators
• Experience in coaching and managing junior staff
• Ability to lead regional and / or global projects
• Experience of data analytical tools