For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

If you have:

1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
2. An ACCA / ACA or equivalent Diploma.

AND experience of opperations in one of the following business streams:

• Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
• Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
• Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
• Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

Apply to us with a copy of your CV.

If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

You must have a relevant VISA to work in the UK.

We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

Global Asset Manager seeking Senior Auditor with c.1 years+ pqe

This is an excellent opportunity to join as a senior member of an established team. You will be required to coach graduates through the audit cycle and build relationships with senior management and stakeholders.

Main Duties and Responsibilities:

• Develop strong partnerships with business management by providing a credible point of contact for Audit issues. These solid relationships should be based around a shared commitment to ensuring that risk issues are routinely considered in all material decisions and reported appropriately.
• Conduct specific risk and control reviews (e.g. RMS Risk Reviews, Combined Assurance Reviews with Risk and/or Compliance or ad hoc reviews) at the request of the business, senior management or the Head of Audit.
• Manage and maintain appropriate Audit management tools, techniques and reports to support the business, senior management, Board and regulators.
• Deliver quality information from for presentation to senior management forums to enable understanding of risks and requirements for their mitigation and also:

Requirements:

• 1+ years of Internal Audit experience within a Banking, Asset Management, Custodian, Wealth or Fund services firm
• An accounting qualification (ACCA ACA) or equivalent
• Experience of leading elements of an audit review
• Coaching junior staff
• Excellent interpersonal and time management skills

An excellent opportunity to join this large global Asset Manager with a strong European presence, who are looking to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with circa five years plus previous experience leading audits in an Asset Manager, Retail Bank, Wholesale Bank, Private Wealth, Fund or Custodian firm.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

• Degree educated in a relevant business subject
• Five years PQE experience within Internal Audit
• Team Management experience
• Accountancy or audit qualification

Are you an experienced Banking Internal auditor with CIB, Credit or Trade Finance knowledge? Are you in a large Corporate Bank seeking an upward move to a Manager role, or currently a VP seeking more influence and impact with stakeholders and the audit plan? This role represents a great opportunity for your next career move. Please apply to Paul Stanbridge at Fleet Search for more information.

Successful candidate must have:

• Degree plus Accounting or Audit qualification
• 5-10 years’ Internal Audit or controls experience in the above Banking business lines
• UK / EU Citizen or unrestricted UK work visa

Multi Skilled Technology Risk perm role with established growth consulting firm.

Experience:

Infrastructure security/ Cyber security, BCM & Crisis Management, Third Party Management (SSAE18), Audit / Controls / Risk.

Candidate:

The ideal candidate will have held a senior D level + role within a mid to large Corporate / Financial Services firm, be familiar with consulting practice and likely have a strong Infrastructure/ Cyber Security background with additional skills in a variety of the above areas.

Apply to Paul Stanbridge for further details.

Our client is a top tier bank that is looking to recruit in their Edinburgh Internal Audit department at Manager level. 

Rare opportunity for an Internal Auditor from a large corporate background to join the Banking industry…. and or experienced banking Auditor to further their career in a niche team

The role is with the Quality Assurance (QA) Methododology and Training team supporting senior management with evaluation of internal audit output against policies, procedures and best practices.

Working across the banks internal audit department, the team ensures audit consistency and best in class assurance standards to risk based audit methodology.

The incumbant will play a key part in discussions regarding QA observations and will have the opportunity to develop internal relationships that help deliver the vital assurance and advice that keeps their customers and business safe.

Requirements:

• Drafting methodology documents and practice guides.
• Support the current team in relation to audit methodology on a frequent basis.
• Lead on 360 audit reviews
• Enable the global audit systems to meet methodology requirements.
• Coordination and monitoring of group audit and risk assessment methodologies, yearly planning, communication and reporting.

Background:

• ACA or ACCA with a minimum of 1 years’ experience at a Manager level in Audit
• Prior experience of conducting internal audits or quality assurance controls reviews.
• Managed a 360 Internal audit
• Excellent verbal and written communication skills and the ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.

Location: Edinburgh

EMEA lead Audit role in London for a Global Wholesale Banking Audit professional. This is a great position for someone who’s been a VP Auditor for a while with a large global Bank and now interested in gaining more senior exposure with a broader remit. There will be some committee work from time to time and the need to deputise for the Global Head of Compliance Audit (also based in London) alongside day to day Audit testing and fieldwork.

You will either have:

1. Managed core Compliance / Financial Crime Audits or
2. A variety of wholesale banking audit experience with a strong interest in moving into Compliance / Fin Crime Audit.

Apply to me at paulstanbridge at fleet-search.com for more information.

If you are an Internal Audit or Ops Risk professional seeking your next contract role in a small function of a growing London based Investment Manager, please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Investment Management Industry is essential (Private Equity and advantage). You will help build the Ops Risk framework and manage stakeholder relationships. You will need to be intelligent and affable, able to work collaboratively with the business to help improve risk & controls. 

You will be rewarded with an excellent day rate.

If you are an Internal Audit or Ops Risk professional with experience of stakeholder management and are seeking a role in a smaller function within a growing group please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Management or the Investment Banking Industry is essential (Private Equity and advantage). You will manage stakeholder relationships and your own workload so will need to be intelligent and affable to work collaboratively with the business to help improve controls. 

This is an excellent opportunity for someone with experience to grow their career in an unfettered environment. 

You will be rewarded with an excellent bonus

VP Wholesale Banking Operations Audit SME

Our client, an internationally renowned investment bank, is looking for an ambitious senior Internal Audit professional to lead the reviews of their wholesale banking operations.

Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a team conducting reviews across the back office functions. In addition, as the bank are looking for an SME in trading operations you should have an understanding of Client Assets (CASS), KYC or Transaction Reporting as well as traded products gained ideally within a major financial institution, custodian or banking group.

This is an opportunity to work with a technically deep audit team within a major global trading organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this organisation for many years so please feel free to contact us for more information.