Our client is a leading global brokerage company working mainly for financial and real estate clients. Their products include foreign exchange, equities, equity derivatives, and credit derivatives amongst others.

They are looking for an Audit Manager to join their Internal Audit Group in the London Office. With 3-4 years audit experience, the ideal candidate will be be comfortable with leading various technical and general controls audits. SOX experience would be very useful. Candidates with relevant Big 4, or similar Practice candidates are welcomed, although ideally some experience in industry will also have been gained.

This role offers the opportunity for involvement in global audits, and will give the successful applicant exposure to CEOs, CFOs, and CISOs, with the potential to become involved in presenting to audit committee’s and boards.

Due to the global nature of the business, there will be an element of travel, usually to the USA office.

Our client, a leading Bank, is looking to expand it’s Internal Audit function and recruit a Corporate Operations Auditor for their Chester Office.

Their ideal candidate will be from a Big 4, or similar Practice background, and will either hold, or be working towards a relevant professional accountancy qualification. A minimum of 2 years experience, either pre or post qualifying is required. Experience in either Wholesale Banking or Corporate Banking (Capital Markets Sales & Trading, Investment Banking, M&A or Corporate Finance) is essential. This is a great opportunity for candidates from practice or with a few years experience to enhance your banking experience.

Requirements:

• Qualified or part qualified with ACA / ACCA or similar
• Relevant Banking experience
• Enthusiasm and a good team attitude

Our client is an investment management group with a global presence, working in both the institutional and retail space.

They are currently looking to recruit a contractor for either Aberdeen or Edinburgh. This contract is covering an internal secondment, and will initially be for three months, but may extend up to twelve. Working with the Internal Audit team, the appropriate candidate will have sound experience of Asset Management and the regulations surrounding it. Appropriate audit experience is necessary, either within the AM industry, or through experience gained with either a Big 4 or similar Practice Firm. A good knowledge of relevant compliance issues would be of particular advantage.

Essential
Good team player with sound Asset Management experience
Qualified with a relevant accountancy qualification, eg ACCA
Knowledge of relevant regulations, eg UCITS V and Solvency II

Our client, a leading Cards Business, is looking to recruit an Retail Banking Internal Auditor (Credit Cards) for a Supervisory role in their Chester office.

Their ideal candidate will be from a Big 4, or similar Practice background, and will either hold, or be working towards a relevant professional accountancy qualification. A minimum of 2 years relevant experience in the retail banking audit space is required. This can either be pre or post qualification, and experience of credit card audit would clearly be ideal. This is a great opportunity for candidates fresh from practice to gain banking audit experience.

Requirements:

• Qualified or part qualified with ACA, ACCA or similar
• Relevant experience from Practice or another bank
• Enthusiasm and a good team attitude

Our client is an investment management group with a global presence, working in both the institutional and retail space.

They are currently looking to fill two posts in their Edinburgh Office, one permanent, and one 12 month contract covering a maternity leave. Working with the Internal Audit team, the appropriate candidate will have sound experience of Asset Management and the regulations surrounding it. Appropriate audit experience is necessary, either within the AM industry, or through experience gained with either a Big 4 or similar Practice Firm. The level of the appointment is flexible, and therefore part qualified as well as fully qualified accountancy candidates will be considered. A good knowledge of relevant compliance issues would be of particular advantage.

Essential
Good team player with sound Asset Management experience
Part of fully qualified relevant accountancy qualification
Knowledge of relevant regulations, eg UCITS V and Solvency II

Our client is a Tier 1 Investment Bank. They currently have a vacancy within their Internal Audit department, specifically looking at Equities and e-trading. Whilst preference will be given to candidates who have experience in this area, candidates with a sound understanding of the trade life cycle in any asset class are also welcomed. An audit or assurance background is requisite. This is very much a front office audit opportunity, and a great chance to gain experience in this area.
Requirements for AVP Equities Audit:

• Degree educated
• Professional audit or accountancy qualification would be an advantage
• Knowledge of trade life cycle in investment banking

Our client is a Tier 1 Institution with a large global presence. They are currently seeking two senior appointments to join their expanding first class audit team based in the London Office.

These roles cover audit of FX Trading Audit globally, and also look at both emerging and frontier markets within the organisation. There are two posts, one SVP and one at VP level. These are senior roles, and the right candidate will be someone with significant gravitas and experience of leading teams, and managing staff at a strategic level. The nature of the department means that there will be a significant travel element (up to around 35%), to areas including South America and Mexico. Ideally, the right candidate will have sound experience in these areas, however a good audit background, along with working knowledge of the trading environment and great interpersonal skills are the paramount requirements. ,

Essential Requirements

• Professional Accountancy Qualification eg ACA/ACA
• Extensive Internal Audit Experience at the requisite level
• Great Interpersonal and management skills
• Sound knowledge of trading environment
• Willingness to travel up to 35%

This is a great opportunity for a qualified Auditor from a Big 4 or Practice firm to move into investment banking.

Our client is a Tier 1 Investment Bank seeking an ambitious and bright individual to join their ever growing Global Markets division as an AVP Capital Markets Audit. The ideal candidate will have a working knowledge of Investment Banking and Capital Markets gained through their client base whilst working in practice. Excellent communication skills are essential.

You will work across all business areas within trading and get exposure to all asset class. Internal mobility is actively encouraged, and opportunities will present in due course for upwards career progression, in an environment with a dedicated career development programme tailored to the individual.

Essential requirements:

• ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
• Internal Audit experience from practice or a bank in the UK  OR External audit experience with firm grasp of risk and control
• Sound knowledge of Capital Markets/ Trading products
• An understanding of risk and control on business process within an investment bank
• Strong analytical and technical knowledge
• Excellent communication and interpersonal skills

Our client, a leading global bank is seeking a VP Capital Markets Auditor to join their dedicated internal audit team, covering fixed income, currencies and commodities. The Internal Audit function consists of teams who provide independent assurance over the business and operations for all stakeholders, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets function. Using excellent communication skills to manage relationships with clients and senior management, you will have expert knowledge of the risks and controls governing the front office. Commodities audit experience would be particularly useful.

Essential

• An accountancy or audit qualification
• Ability to manage and lead audits within an Investment Banking environment
• Excellent interpersonal and managerial skills
• Capital Markets front office knowledge (ideally commodities)

An excellent opportunity to join this large global bank with a strong European presence, who are looking for to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with three to five years experience in Investment Management. The successful candidate will have a broad range of experience, covering areas from Real Estate Fund Management and Fund Administration to UCITS, and other regulatory requirements.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

• Degree educated in a relevant business subject
• Three years PQE experience within Investment Management Internal Audit
  Accountancy or audit qualification