Latest Vacancies in Capital Markets Audit



Internal Controls Director, Global team of 19, Excellent six figure salary + bonus + bens

Our client, a major London based International Banking group, are looking for an experienced Controls or Internal Audit specialist with experience across middle office functions within capital markets and corporate banking in a combination of the following disciplines:

  • Payments Processing
  • Ops Risk
  • Credit Risk
  • Market Risk
  • Financial Control or Product Control

You must also have previous Director level experience and have managed and led large global teams.

To be considered for the role you must be able to work within the EU/UK – please apply to Craig Phipps with a copy of your CV.

Seeking Senior Information Security Auditors with knowledge of current GDPR legislation for Internal Audit consulting work with multiple London clients.

Must have:

  • c8 years or more relevant IT Audit experience from the large corporates (FS preferred).
  • Practical GDPR knowledge.
  • Right to work in the UK / EU

Please massage or email me for details.

We are looking for two experienced internal IT auditor with a firm grasp on either Global Markets (ie. Capital Markets, Equities Fixed Income) Trading Applications or Finance, Risk or similar Investment Banking Applications. You will be working in a top Tier 1 investment bank with a highly skilled team of qualified professionals.

The successful candidates will have circa 8 – 10 years experience in the industry.

Contract length 6 months +

If you would like to know more please call me on 0020 3397 1779 or email me at [email protected]

Type: Contract

Ppd: £600-700

Location: London

New IT Audit role!

Senior Applications Audit

£60-80,000

Large corporate experience across IT Audit including applications audits. ANY industry experience is relevant but preference will be given to Banking and FS. Knowledeg of BCBS 239 and data architecture a distinct advantage.

For details contact Paul Stanbridge

NEW ROLE
ASSET MANAGEMENT AUDIT
London, £60-95000

IF YOU WOULD LIKE THE OPPORTUNITY TO:

– LEAD AUDITS / MANAGE A TEAM
– GAIN CROSS ASSET CLASS EXPERIENCE
– BE PART OF A LARGE TEAM WITH GOOD PROMOTION PROSPECTS

Contact Paul Stanbridge for details

Technology Audit – Oracle Specialist – Senior Manager

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology and service industries.  They are currently seeking to appoint a Senior Manager to head up a team of technical experts.

This role is pivotal to the Business Risk, Internal Audit and  External Audit side of the business and is effectively that of a subject matter expert in Oracle, as such the individual and their team will feed into any advisory or assurance work, as necessary.

Role Highlights

  • Oversee and  grow the Oracle E-Business Suite risk and assurance division of the firm
  • Lead and manage existing Oracle EBS based clients, with regards to both internal and external audits
  • Manage ongoing assignments, as well as take responsibility for developing staff and supporting the Senior Management Team.

Requirements

  • A relevant IT Audit qualification
  • In depth knowledge and experience of Oracle based audit / assurance engagements, including auditing the EBS Suite of applications, extracting data, understanding key workflows, and reviewing user access permissions and system configuration.
  • Experience of managing multiple clients
  • Experience of business development

Leading European Bank seeking models / quant professional from a wholesale credit risk, traded risk or pricing model val or developer background.

This is an excellent opportunity for a Quant practitioner with models experience in the above areas to gain wider group level exposure and broaden their career options. Qualified Accountants or Internal Auditors with a background in Quant /Models / Modelling within a Wholesale Credit Risk

Leading European Bank seeking models / quant professional from a wholesale credit risk, traded risk or pricing model val or developer background.

This is an excellent opportunity for a Quant practitioner with models experience in the above areas to gain wider group level exposure and broaden their career options. Qualified Accountants or Internal Auditors with a background in Quant /Models / Modelling within a Wholesale Credit Risk environment will also be considered if they have a strong mathematical grad or post grad education.

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology, service industries, and public sector.  They are currently seeking to appoint a Manager level post within Business Risk, servicing Public Sector clients, providing input from a risk, assurance and audit perspective.

The Manager role is central to the running of this department, delivering excellent customer service to your clients, both internal and external.

Key Role Features

  • Ensure assignments are scheduled and delivered on time and on budget
  • Effectively manage existing client relationships
  • Develop audit committee papers
  • Attend committee meetings and lead client liaison meetings

Requirements

  • Professional qualification, eg ACA, CA, ACCA etc
  • Risk management experience of internal and external audit
  • Experience of client work in the Public  Sector or Central Government
  • Good business development and communication skills

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology, service industries, and public sector.  They are currently seeking to appoint an associate level post within their Business Risk Department.

Requirements
– Professional qualification, eg ACA, CA, ACCA etc
– Risk management experience of internal and external auditing
– Experience of client work in the Private Sector or Central Government
– Good business development and communication skills

This is a central role in the Business Risk Management Team.  The successful candidate will be responsible for the provision of necessary advice and help to clients, in order to enable them to manage and improve their business performance.

Role Description

  • Prepare audit drafts and documentation
  • prepare necessary fieldwork subsequent to review
  • produce close out documentation
  • Attend client meetings and contribute appropriately

Requirements

  • Appropriate professional qualifications, eg ACA, CA, ACCA,MIIA
  • Experienced in the use of using Microsoft packages, internet, email
  • Experience of internal and auditing and risk management
  • Competent in the preparation and delivery of presentations