Latest Vacancies in Internal Audit



Our client, a leading global bank is seeking a qualified Auditor to join their Internal Audit team.  With experience gained in a similar financial services organisation or a global bank, you will have working knowledge of operations supporting a global bank.

Essential:

  • Degree educated
  • Professional Audit or Accountancy qualification
  • Experience in assisting in the planning and executing audits in financial services or a large bank
  • Good understanding of the Risk, Regulatory Finance and HR considerations for a large bank or financial services organisation.
  • Excellent communication and interpersonal skills

This is an exciting opportunity for a qualified Internal Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within a global financial services company with good career progression opportunities.  .

The role will work across all business areas in trading with exposure to all asset classes.

Essential requirements:
* ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
* Internal Audit experience from practice or a bank in the UK
* OR External audit experience with firm grasp of risk and control
* Sound knowledge of Capital Markets/ Trading products
* Understanding of risk and control on business process
* Strong analytical and technical knowledge
* Excellent communication and interpersonal skills – able to build stakeholder relationship

Our client, a tier 1 organisation is seeking an Associate VP to join their Internal Audit Applications team. With a financial services background gained in a large bank or investment firm, the ideal candidate will use their prior experience in IT applications audit to maintain the organisation’s rigorous internal audit standard. The successful candidate will use excellent communication skills to develop and maintain positive working relationships with stakeholders and senior management in addition to facilitating a culture of shared knowledge and experience among team members.

A tier one bank is seeking a senior IT Infrastructure Auditor to join their team.  Building on similar experience gained in a large financial services organisation you will work as part of a team to maintain consistently high reporting standards.

  • Excellent understanding of risks, controls and testing methods for commonly used platforms such as Unix, Windows, Data networks for mobile and voice, Mainframe, Midrange amongst others.
  • Degree educated with an appropriate audit or accountancy qualification (ACA, ACCA, IIA, CISA).
  • Experience operating one of the above mentioned platforms.
  • Good working knowledge of current business operating models and systems.
  • Understanding of controls and governance relating to Information Security and IT Risk Management.

Our client is a Financial Services Group with a strong presence in the EMEA region. They are seeking a VP in Technology Audit to join their Internal Audit Team, covering applications audits in the Finance and Liquidity Risk Audit space. Working along side the business audit team to define the overall scope of audits, the successful candidate will be the main point of contact for IT Audit in Finance and Liquidity Risk for EMEA, and responsible for all IT Audit input in this area.
Key Requirements:
• Experience of leading IT Applications Audits, either in an Investment Bank, or on a Consultancy basis with a Big 4 firm
• Experience of Applications Audit in Finance and Liquidity Risk
• An understanding of the Investment Banking and the interaction of IT Audit with the rest of the business
• Relevant higher education and professional qualifications: CA or similar level Accountancy Qualification, Technology Auditing Professional Qualifications, such as CISA

Our client is a European Investment Bank with a global presence. They are looking to appoint a senior VP in IT Audit in their London Office. Covering a wide range of products including commodities, debt and equities markets, and asset management, this role offers the right candidate a great opportunity to gain a wide breadth of experience, and provides the opportunity to develop their career within a highly experienced team. Using an integrated audit approach the role will focus on application reviews mainly within the fixed income business, however there will also be some opportunity to develop within the infrastructure space, and to work on associated projects.
Requirements
• Degree educated with relevant IT Audit qualifications
• Significant experience of auditing Investment Banking Applications particularly front office applications
• A strong technical background, ideally with some relevant application development experience

This is an excellent opportunity for an experienced manager to take a Regional Head role with a top tier Global Bank.

Reporting to the Global Head of Equity Audit, the EMEA Head will manage all Front Office and Operational Equities audits with direct responsibility for a team of 7 auditors.

• Identifying, performing and assessing risks for equity products and operations.

• Setting budgets and allocating staff work.

• Reviewing audit and control test findings.

• Developing the audit team, setting objectives, and monitoring the teams performance.

Required experience

• Strong knowledge of trade flow and complex capital market products (derivatives,  options etc),

• Excellent communication and relationship building skills.

• Previous team management and development experience.

A great opportunity has arisen for an Internal Auditor to join a major service provision company to the UK retail banking industry in their central London office. A generous salary, and an excellent work life balance is offered, with the possibility to explore different flexible working styles on a discretionary basis.

The Internal Audit team provides independent assurance services to a number of organisations and payment schemes, and reports into the various Boards and Audit Committees which subscribe to this service.

Requirements

  • Experience of internal audit within financial services (retail banking, custodian or service companies preferred).
  • A sound understanding of the Internal Audit process
  • The capability to draw up, plan and execute audits for review by Senior Audit Manager, and effectively carry out audits as agreed
  • Engage with stakeholders to develop and improve audit processes
  • Relevant professional degree

Our client is seeking and experienced Model or Market Risk Auditor or Practitioner to join their internal audit team. The successful candidate will hold a maths or science degree or post graduate qualification with prior experience in financial services and/or banking.  The role involves looking at all aspects of Market Risk Audit, including Model Validation, VAR, Stress Testing Valuation, Model Building, and Model Development, across the business. As this is a VP level role, previous in depth experience in this area is essential.

The ideal candidate will have experience in the audit field, however, practitioners are also invited to apply, as this role is effectively that of Market Risk SME within the Internal audit team, and relevant audit training will be afforded.  Excellent communication skills are required, to develop and maintain positive working relationships as part of this small specialised team.

Essential:

  • Experience of Market Risk Models, Model Validation, VAR, Stress Testing and Model Development.
  • Ability to work as part of a small but high level team.

An Investment Bank with a strong European presence is seeking a VP Capital Markets Auditor to join their Internal Audit team.  Candidates will have experience auditing front to back office functions of an investment bank, in addition to strong understanding of the risks and controls governing these. The successful candidate will have a background in a similar banking or financial services environment within a Capital Markets function. You will have routinely conducted audits of financial instruments such as equities, debt/fixed income products, FX , hedging or short term borrowing, and similar.

Using excellent communication skills you will help to leverage the internal audit business across the organisation, in addition to maintaining positive working relationships with colleagues and stakeholders.

Essential Skills

Degree educated or related experience within a European or US regulated region.

You will have routinely conducted audits of financial instruments, such as equities, debt/fixed income products, FX , hedging and/or short term borrowing.

A professional audit qualification