Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

Exclusive banking role offering:

• Excellent rewards
• Real work / life balance
• 10 weeks international travel maximum
• Excellent salary
• Career development
• Autonomy

This is a rare opportunity for a 2+ PQE accountant with experience in an Internal Audit role (or Risk Assurance role at Manager level in Practice), covering Investment Banking and / or Capital Markets products. You will work unsupervised in a small team in London covering wholesale trading (fx, fixed income, some equities), corporate banking, compliance, regulatory risk and functions.

Personality and team fit are just as important to the group as experience.

Candidates that join this team tend to stay in the department or group for many years. Excellent salary and benefits are awarded to those that can perform.

Apply today with a copy of your CV.

Short term contract (two+ weeks) AML Audit testing role for a small London based bank. If you have AML Audit experience and would be interested in a testing role please forward a copy of your CV.

Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.

As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.

You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.

You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.

Apply today for more information.

Are you an experienced Banking Auditor with Corporate Banking / Lending kowledge and are seeking a role that offers an excellent social atmosphere with good work / life balance? This is an excellent role for someone who is frustrated or constrained with the hours they are currently working and would like a long term role that will enable continued career growth and challenge but in a supportive company with excellent benefits and working hours. You must have previous experience of Corporate Banking Audit and a UK / EU Visa. Apply for further details

Senior Internal Audit role within a London based Banking group. If you have intermediate or Fluent Chinese language skills, a Banking Internal Audit background and are looking to enhance your career within a group that offer an excellent team working environment… apply with a copy of your CV to Craig Phipps to be considered for the role.

Product Control / Front Office Risk & Control AVP’s

Do you have a Big 4 background and have experience in Product Control or Front office risk for Equities or Rates or Credit Markets?  If you are looking for a move to gain wider experience within a tier 1 Bank or are interested in joining a stable team with learning support and a history of promoting good staff members, apply with a CV for an informal discussion about this AVP role.

Our global banking client are seeking an experienced accountant with any one of the following markets experience:

• Equities: Cash and Equity Derivatives,
• Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
• FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.

You must have:

•  Previous experience in the above function
•  A good understanding of Risk & Controls within the Capital Markets
•  Excellent Project Management skills
•  A good knowledge of either Interest Rate, FX or Equity product flows
•  Excellent stakeholder management skills
•  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Internal Audit – VP Team Manager – Banking & Capital Markets – London

Are you an Internal Audit professional with a background Auditing Banking Markets? If you are looking for a move from an AVP to a VP role or are at the start of your Audit Manager career but need a change, apply with a CV for an informal discussion about this VP Audit VP role.

Our global banking client are seeking an experienced Internal Auditor with any one of the follwing markets experience:

• Equities: Cash and Equity Dervitaives,
• Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
• FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.  Moreover, you must be able to demonstrate you can lead and manage multiple audits and understand the current regulatory changes and pressures in Global Markets.

You are likely to have been leading audits and have experience of coaching junior staff.

You must have:

•  Previous experience of working in an Internal Audit function
•  A good understanding of Risk within the Capital Markets
•  Excellent Project Management skills
•  A good knowledge of either Interest Rate, FX or Equity product flows
•  Excellent stakeholder management skills
•  Experience of managing other people
•  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Are you an experienced Internal Auditor within Corporate / Commercial Banking?

This leading Leading Corporate / Trade Finance Bank are seeking an experienced Auditor familiar with AML controls, counterparty credit risk, ITGC, or regulatory reporting controls in a Banking firm to take a Senior Audit role in their London team. If you are looking for more responsibility, an increased salary, and a good work life balance… apply with your CV to Craig Phipps for more information.

Are you a market risk professional who is looking to leverage your skills and knowledge in a different discipline with varied exposure? or perhaps you already possess a combination of both market risk and Audit experience looking for a new challenge in a top tier investment bank with long term career growth opportunity?

My client, a global investment bank with an enviable reputation are looking for a Market Risk Auditor who is technically astute, intelligent and personable to join their specialist market risk audit team. This role would suit individuals who are well versed in market risk process and have an appreciation for risks and process controls looking for more variety and challenges. Equally, it would suit an auditor who has a good working knowledge of market risk, understanding of investment banking products looking to strengthen their technical skills, conduct deep dive assessment and an opportunity to add real value to a business.

Due to the size and stature of the organisation, there is certainly plenty of opportunity for internal mobility, upward progression and continuous learning and development, you will also be supported by your peers and senior management who have a wealth of knowledge and expertise within market risk audit, many of whom have come from a traditional market risk background.

Responsibilities:

•  Contributing to the Market Risk Audit team’s enterprise-wide coverage and play a key part in the team’s development of audit process improvement
• Conducting audits from planning through to completion
• Responsible for delivering audit reviews of global markets’ portfolios focusing on market risk & valuation
• Providing subject matter expertise to the wider audit group
• Participating in mainstream audit work, acting as subject matter expert for risk, valuation, derivatives
• Continuous monitoring of the risk environment and assesses the emerging risks in global markets portfolios; Value at Risk estimates, Stress testing results at many different levels of granularity for positions and portfolios in global markets.
• Recommending appropriate and practical solutions to risk and control issues.
• Coaching junior members in all aspects of the audit process
• Stakeholder relationship; engaging professional in trading and risk management in frequent dialogue regarding portfolios, markets, positions, liquidity, funding, pricing, valuation
• Working as part of a team within Audit and other business areas
• Ability to prioritise tasks and manage time effectively

Key Requirements:

• Degree (minimum BSc/ BA level) with good academic record
• Experience of ICAAP, Reg Stress Testing, Market Risk or Market Risk Reporting
• Ideally audit related qualification for those from an audit background
• Internal audit experience is desirable but would also consider market risk specialists who can demonstrate they have the capability to diversify into audit/ have an appreciation for risk and process controls
• Those from a traditional audit background, must possess good working knowledge of market risk
• Working knowledge of investment banking and associated products
• Ability to prioritise tasks and manage time effectively
• Strong interpersonal skills, able to manage relationships both within the core team, other business areas and stakeholders at all levels of seniority
• Strong communication skills (written and verbal), especially the ability to write reports
• Capable of undertaking new challenges and tasks even in unfamiliar territories and able to learn new things quickly
• Eager for continuous learning and development

For further details or to refer individuals in your network please get in touch for a confidential discussion. Or to apply, please send your CV to [email protected] / 0203 397 1779