Our client is a boutique Internal Audit and Governance Consultancy firm operating an experienced hire model with a strong financial services client base. They are looking to build on their existing team by engaging a professional to carry out IT Audit reviews within the Financial Services sector.

You should possess:
– a minimum 6-15+ years experience carrying out applications and infrastructure reviews with financial services clients, whether banking, investment management or insurance;
– a good understanding of COBIT;
– strong stakeholder management experience.

The organisation has a great team environment consisting of peers from audit groups in Tier 1 institutions and offers an excellent package with flexible working conditions.

This is an excellent opportunity for an experienced manager to take a Regional Head role with a top tier Global Bank.

Reporting to the Global Head of Equity Audit, the EMEA Head will manage all Front Office and Operational Equities audits with direct responsibility for a team of 7 auditors.

• Identifying, performing and assessing risks for equity products and operations.

• Setting budgets and allocating staff work.

• Reviewing audit and control test findings.

• Developing the audit team, setting objectives, and monitoring the teams performance.

Required experience

• Strong knowledge of trade flow and complex capital market products (derivatives,  options etc),

• Excellent communication and relationship building skills.

• Previous team management and development experience.

An Investment Bank with a strong European presence is seeking a VP Capital Markets Auditor to join their Internal Audit team.  Candidates will have experience auditing front to back office functions of an investment bank, in addition to strong understanding of the risks and controls governing these. The successful candidate will have a background in a similar banking or financial services environment within a Capital Markets function. You will have routinely conducted audits of financial instruments such as equities, debt/fixed income products, FX , hedging or short term borrowing, and similar.

Using excellent communication skills you will help to leverage the internal audit business across the organisation, in addition to maintaining positive working relationships with colleagues and stakeholders.

Essential Skills

Degree educated or related experience within a European or US regulated region.

You will have routinely conducted audits of financial instruments, such as equities, debt/fixed income products, FX , hedging and/or short term borrowing.

A professional audit qualification

Our client, a major London based Investment Bank, is seeking an experienced professional to join their Internal Audit Capital Markets Team.

The ideal candidate will have considerable experience in the audit of front office capital markets trading. Ideally this experience will be with a major financial institution, although candidates from a Practice background with relevant experience in Internal Auditing or Consulting for Investment Banking clients are also welcome to apply.

Requirements

• Minimum of 3 years relevant experience
• Professional accountancy qualification

Our client, a tier one European bank with a clear structure is seeking an experienced internal auditor VP to join their Internal Audit  Energy Trading team. Playing a pivotal role on this team, you will have demonstrable experience leading and developing junior team members as well as participating in all aspects of internal audit from planning to execution. The successful candidate will have excellent communication and client management skills.

Essential skills:

• Degree educated or equivalent experience.
• Relevant professional qualification (ACA).
• Excellent understanding of risks and controls in traded products.
• Prior experience auditing Energy Trading products.

Our client is seeking an experienced professional to join their internal audit, capital markets team.  The ideal candidate will have
considerable experience of front office capital markets trading processed in either a risk, controls or internal audit role.

A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of FX and local market rates capital markets business.  With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report.  Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank.  You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on FX and local rates.

Skills:

• Degree educated or related experience

• A professional audit or accountancy qualification would be an advantage

• Experience managing and developing teams

• Expert knowledge of FX and rates trade flow / front office risks.

• Expert understanding of technology application control disciplines for FX and local market rates.

Playing a key role in the internal audit FX/Markets team, you will have experience within a similar environment in a large bank or financial services organisation.  Using a strong understanding of risk and controls associated Capital markets including rates (particularly FX), cash and derivatives, the successful candidate will participate in planning and executing audits.  A team player with excellent communication skills you will help to leverage the internal audit business across the organisation in addition to maintaining positive working relationships with colleagues and stakeholders.

Skills:

• Degree educated or equivalent experience

• A professional accountancy or audit qualification would be an advantage

• Strong understanding of the risks and controls governing capital markets, rates and FX

• Willingness to travel

• Experience of auditing emerging markets is a plus.

A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of equities in the capital markets business.  With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report.  Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank.  You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on equities.

Skills:

• Degree educated or related experience

• A professional audit or accountancy qualification would be an advantage

• Experience managing and developing teams

• Expert knowledge of equities / front office risks.

• Expert understanding of technology application control disciplines for equities.

Playing a key role in the internal audit Equities team, you will have experience within a similar environment in a large bank or financial services organisation.  Using a strong understanding of risk and controls associated Capital markets including rates (particularly equities), cash and derivatives, the successful candidate will participate in planning and executing audits.  A team player with excellent communication skills you will help to leverage the internal audit business across the organisation in addition to maintaining positive working relationships with colleagues and stakeholders.

Skills:

• Degree educated or equivalent experience

• A professional accountancy or audit qualification would be an advantage

• Strong understanding of the risks and controls governing capital markets, rates and equities

• Willingness to travel

• Experience of auditing emerging markets is a plus.