Capital Markets Audit Vacancy

Working for a major Tier 1 Institution, this post is based in the Global Banking and Markets (GBM) division, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.

The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.


  • Lead and participate in audits within an assigned business unit, in line with Group Internal Audit standards and procedures
  • Deliver individual audits as the team leader
  • Foster proactive and professional relationships with the business, providing robust and challenging insight on business risk and control processes
  • Lead and manage audit teams from a pooled team of auditors
  • Initiate and carry out fieldwork as required

Candidate Requirements

  • Audit experience or relevant knowledge of Markets, Banking or Risk, Operations and Finance within a complex Financial Services business
  • Experience of managing relationships in a business
  • Related business specific product and technical knowledge
  • High level knowledge of banking and financial services business processes
  • Finance, banking, accounting, audit or risk management qualification
  • Experience of leading team projects desirable

In addition to the base salary, a highly competitive benefits package is offered, as well as a discretionary bonus scheme.