Capital Markets Audit Vacancy

up to £45,000 + Bonus and Benefits, London, Permanent

This is an excellent role for an experienced SOX Auditor (IT or business) looking to enhance their capital markets experience OR a new or part qualified account WITH SOX experience looking to increase their knowledge within the capital markets and banking industry.

The role will encompass SOX reviews across the bank’s capital markets (including sales and trading) business. You will also have the opportunity to second to the Audit department and enhance your knowledge of the font office traded products and operations in this successful international banking group.

Responsibilities include

Perform front to back front office and departmental reviews in line with the annual SOX audit plan. Deliver end
to end audits from engagement planning through to reporting and issue follow up using risk-based audit
system and techniques as appropriate.

Manage a portfolio of delegated Relationships with businesses and departments through business
monitoring, and assurance reporting to management.

Contribute to the ongoing development of the SOX methodology, its implementation and the department.

Complete ad hoc project work and reviews as required for example, drafting papers providing information
on particular topics.

Involvement in the annual testing of the Firms internal controls for JSOX purposes.