Capital Markets Audit Vacancy

£70,000 – £90,000 per annum, London, Permanent

Our Client seeks a VP/Senior Audit Manager for their London office.

This role offers excellent work life balance. You will act as senior team leader for the group and deputise for the Head of Audit. You will also liaise with business management, Finance, Risk Control and Legal & Compliance to identify potential areas of improvement and surveillance to conform to regulations for listed banks. Lead and Manager audits for various businesses within the investment bank which assess compliance to regulations, controls over financial reporting processes, valuation of securities and risk management, including hedging strategies. Conduct data analysis and root cause identification in special investigations coordinated with Legal.

Main Tasks: Perform front-to-back risk assessment of the capital markets activities including sales and trading of cash equities, equity derivatives, equity statistical investment, reference-linked notes, security borrowing and lending and credit event management. Analyse and assess the risk assumed by the business. Identify and evaluate the effectiveness of controls to mitigate risks. Provide practical, innovative and value adding solutions to issues identified. Review business flows, develop audit programs, provide internal control recommendations and audit reports to senior management at the local, global and Board level.