Compliance Audit Vacancy

£70,000 – £110,000 per annum, London, Permanent

Job Description

This is a lead role advising the Internal Audit and Governance groups on current and new regulatory issues. There will be minimal Audit report writing required. The focus is entirely on educating the current Internal Audit teams on regulatory developments and coordinating regulatory Audit work.

You will:

-Develop and maintain the strategic audit plan for Compliance Globally, with a focus on UK, Ireland, and Switzerland.

-Oversee the execution of the audit plan.

-Provide assurance as needed to senior managers of the Group that the processes and controls by means of which the business is managed are appropriate to the task and functioning effectively.

-Monitor all regulatory requirements for audits to ensure there is appropriate coverage.

The successful candidate will have a compliance background (exposure to sanctions, market abuse, suitability and so on) as well as a knowledge of other regulatory issues.
Audit experience is useful but not essential.