Compliance Audit Vacancy

Our client is seeking a strong Regulatory professional for a Senior Manager role in the Audit Group.

You will be familiar with the FSA Handbook rules for Prudential risk and Financial Conduct Authority (COB, MCOB, ICOB) risk. You will have experience from a compliance function or have audited the compliance function within a large capital markets or corporate / retail banking group. You will have the opportunity to develop knowledge of Compliance risk as well as provide expertise to other internal audit areas whenever there is a requirement. As a Regulatory Auditor your main responsibilities will involve:

  • Leading audits to assess the management and control of regulatory risk;
  • Ensuring that all audits meet audit plan time-scales and comply with quality requirements;
  • Managing relationships with key stakeholders across the business,
  • Caching, motivating and developing other team members.

You will have regular dialogue with the Senior Managers in London to discuss improvements to the audit of regulatory risk exposure.