Vacancies Tagged compliance advisory

Compliance Advisory, Monitoring, Controls, Conduct and Training role with well established SME Bank.

You must have experience within a regulatory control or compliance environment from a banking firm.

The successful candidate will:

  • Produce reports highlighting areas of improvement as per the compliance monitoring plan
  • Recommend improvements to Senior Management, XO’s and staff as well as manage project delivery of new regulatory requirements (MIFID 2, Senior Managers Regime etc.)
  • Review operating procedures, manuals and processes, as well as management information
  • Monitor the performance and make recommendations to the Legal & Head of Compliance
  • Provide training to all bank staff and help identify compliance training needs
  • Develop strong relationships with all staff members
  • Provide appropriate advice on compliance issues
  • Help plan all compliance work with the Head of Compliance and Head of Legal
  • Prepare and manage non-financial returns
  • Liaise with Regulators and other 3rd parties