Capital Markets Audit Vacancy

£50,000 per annum, bens, bonus, London, permanent

Working for a major Tier 1 Institution, this post is based in the Global Banking and Markets (GBM) division, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments world wide. You will be working as one of a team of auditors providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.

The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.


  • Deliver specific aspects of an audit against time and quality standards, using GIA methodology.
  • Work on own initiative to conduct interviews and to deliver the specifics of fieldwork within the scope and timescales of the project.
  • Mentor and give feedback to more junior members of staff as required.

Candidate Requirements

  • Previous audit experience within Financial Services is highly desirable.
  • Audit experience or relevant knowledge of either Markets, Banking or Risk, Operations and Finance within an Investment Bank.
  • Audit experience within a complex Financial Services business.
  • Related business specific product and technical knowledge.
  • High level knowledge of banking / financial services business processes.
  • Finance, accounting, banking, audit or risk management qualification.

In addition to the base salary, a highly competitive benefits package is offered, as well as a discretionary bonus scheme.