Author Archives: Joy Scrimger

1. VP Internal Audit Capital Markets Markets (Equities, Rates / Fixed Income Focus)

   2015/09/02 9:32 am Comments Off on VP Internal Audit Capital Markets Markets (Equities, Rates / Fixed Income Focus)

   Our client is a leading global bank. This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets in the UK market looking for a new challenge to join the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.

   The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

   You will work across all business areas within trading and get exposure to all asset class.  Our client has a great career progression ethos, and encourages internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
   Essential requirements for Internal Audit Capital Markets job:

   • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
   • Internal Audit experience from practice or a bank in the UK
   • OR External audit experience with firm grasp of risk and control
   • Sound knowledge of Capital Markets/ Trading products
   • Understanding of risk and control on business process within an investment bank
   • Strong analytical and technical nous
   • Excellent communication and interpersonal skills – able to build stakeholder

    

    

2. SVP in Private Banking Audit

   9:27 am Comments Off on SVP in Private Banking Audit

   Our client is one of the world’s leading Global Investment Banks.  They are looking for a VP/ ED to join their Wealth Management Audit Team in the UK, based in London.  As part of a small and talented team of five, you will have responsibility for delivering the audit services, leading risk assessments, developing audit plans and managing their execution and completion.  The role will involve delivering special project services and managing your own client portfolio and relationships across the business groups, as well as managing junior auditors.  The role also offers the opportunity to professionally interact with senior management, whilst keeping abreast of the latest developments in the bank’s environment and business activities of the Group.

   You will be a high performing, results orientated individual with a strong audit background, and a track record in Wealth Management.

   Requirements:

   • ACA or ACCA with a minimum of 3 years’ experience at VP level in either Wealth Management or Private Banking Audit
   • Excellent verbal and written communication skills
   • Ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.

    

3. Internal Audit Capital Markets AVP (Equities, Rates / Fixed Income Focus)

   9:24 am Comments Off on Internal Audit Capital Markets AVP (Equities, Rates / Fixed Income Focus)

   This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within the highly reputable Investment Bank where you can truly progress and the value you add is recognised. Our client is seeking a bright, analytical and ambitious individual with an inquisitive mind as well as excellent communication and interpersonal skills to join their ever growing Global Markets division.

   You will work across all business areas within trading and get exposure to all asset class, however experience in equities rates / fixed income products would be of particular use.  They also encourage internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
   Essential requirements

   • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
   • Internal Audit experience from practice or a bank in the UK
   • OR External audit experience with firm grasp of risk and control
   • Sound knowledge of Capital Markets/ Trading products
   • Understanding of risk and control on business process within an investment bank
   • Strong analytical and technical nous
   • Excellent communication and interpersonal skills – able to build stakeholder
   • Relationship

4. VP IT Audit – Investment Banking Applications

   8:40 am Comments Off on VP IT Audit – Investment Banking Applications

   Our client is a Global Investment Bank Global Investment banking firm with a strong footprint across EMEA, USA and Asia.  They are looking for an experienced IT Applications Audit professional to join their EMEA IT Audit division.

   The nature of the bank’s business is within the wholesale / global markets space hence front office reviews will be part of your wider mandate, whilst the main focus will be within Support functions including Finance and Operations. Experience of client money, transaction reporting, collateral settlements would be a huge advantage. The role offers a wealth of opportunities for those wanting to deepen their technical knowledge, take leadership of projects, work on high profile engagements, face-off to regulators and progress further in their career. You will be part of a deeply technical IT Audit team who have consistently added value, hence the expectations are high but you will gain enormously from a thriving organisation.

    

   Essential skills:

   • Strong working knowledge of IT Applications Audit or Technology Risk
   • Management with sound understanding of risk and control
   • Sound understanding of Corporate Division / Support functions within an
   • Investment Bank and technology which are relevant to these business areas
   • Experience of managing projects / leading Audit engagements
   • Ability to identify key risks and make sound judgement
   • Strong interpersonal and communication skills
   • Ability to build relationship with stakeholders/ auditees/ external parties, ie regulators
   • Experience in coaching and managing junior staff
   • Ability to lead regional and / or global projects
   • Experience of data analytical tools

5. Operational Risk Audit – London

   2015/09/01 8:40 am Comments Off on Operational Risk Audit – London

   Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Audit Team covering Operational Risk Audit in London. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

   Requirements

   • A good understanding of Internal Audit process, and risk and controls within audit reviews
   • An awareness of model risk, Stress Test exercises and Basel regulation
   • Strong analytical skills, and capability in the use of Excel and SAS
   • Great communication skills
   • Ability to meet tight deadlines whilst maintaining accuracy

    

   Main Duties

   • Management of small / non-complex audits
   • Providing guidance to more junior team members
   • Contribution to the audit planning process.
   • Contributing to the drafting of Findings, Recommendations and sections of the Audit Report.
   • Supervising and providing coaching and support for more junior team members

   In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature.

6. Global Markets Audit – Contract

   2015/08/26 1:53 pm Comments Off on Global Markets Audit – Contract

   Our client is a leading global investment bank.  This is an exciting contract opportunity for a Capital Markets Auditor  to assist in the final section of the audit year end. The successful candidate will be working at VP level or above, and have an audit background in a similar banking or financial services environment within a Capital Markets Function.  Experience in the risks and controls governing front office is essential, and exposure to Equities, and rates / fixed income products would be particularly useful.

   Essential requirements

   • Relevant qualification, such as CA, or ACCA
   • Internal Audit experience from practice or a bank in the UK
   • Sound knowledge of Capital Markets/ Trading products
   • Understanding of risk and control on business process within an investment bank
   • Strong analytical and technical skills
   • Excellent communication and interpersonal skills

   Immediate Start – Contract length – 4 weeks +
   Day Rate £500 – £700

7. Internal Audit Contract – Risk, VaR, BiPru 7.10

   1:18 pm Comments Off on Internal Audit Contract – Risk, VaR, BiPru 7.10

   Our client is a leading global investment bank. This is an exciting contract opportunity for a specialist Auditor, working at VP level or above, to join their Internal Audit team covering Risk, specifically VaR Audit and Bipru 7.10.

   • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
   • Internal Audit experience within a UK bank
   • Excellent knowledge of VaR Audit and BiPru 7.10
   • Strong analytical and technical skills

   Contract Length 3 months +

    

8. Audit Manager

   2015/05/15 10:29 am Comments Off on Audit Manager

   Our client is a leading global brokerage company working mainly for financial and real estate clients. Their products include foreign exchange, equities, equity derivatives, and credit derivatives amongst others.

   They are looking for an Audit Manager to join their Internal Audit Group in the London Office. With 3-4 years audit experience, the ideal candidate will be be comfortable with leading various technical and general controls audits. SOX experience would be very useful. Candidates with relevant Big 4, or similar Practice candidates are welcomed, although ideally some experience in industry will also have been gained.

   This role offers the opportunity for involvement in global audits, and will give the successful applicant exposure to CEOs, CFOs, and CISOs, with the potential to become involved in presenting to audit committee’s and boards.

   Due to the global nature of the business, there will be an element of travel, usually to the USA office.

    

9. Corporate Banking Operations Internal Audit

   10:23 am Comments Off on Corporate Banking Operations Internal Audit

   Our client, a leading Bank, is looking to expand it’s Internal Audit function and recruit a Corporate Operations Auditor for their Chester Office.

   Their ideal candidate will be from a Big 4, or similar Practice background, and will either hold, or be working towards a relevant professional accountancy qualification. A minimum of 2 years experience, either pre or post qualifying is required. Experience in either Wholesale Banking or Corporate Banking (Capital Markets Sales & Trading, Investment Banking, M&A or Corporate Finance) is essential. This is a great opportunity for candidates from practice or with a few years experience to enhance your banking experience.

   Requirements:

   • Qualified or part qualified with ACA / ACCA or similar
   • Relevant Banking experience
   • Enthusiasm and a good team attitude

10. Asset Management Internal Auditor – Contract

    10:14 am Comments Off on Asset Management Internal Auditor – Contract

    Our client is an investment management group with a global presence, working in both the institutional and retail space.

    They are currently looking to recruit a contractor for either Aberdeen or Edinburgh. This contract is covering an internal secondment, and will initially be for three months, but may extend up to twelve. Working with the Internal Audit team, the appropriate candidate will have sound experience of Asset Management and the regulations surrounding it. Appropriate audit experience is necessary, either within the AM industry, or through experience gained with either a Big 4 or similar Practice Firm. A good knowledge of relevant compliance issues would be of particular advantage.

    Essential
    Good team player with sound Asset Management experience
    Qualified with a relevant accountancy qualification, eg ACCA
    Knowledge of relevant regulations, eg UCITS V and Solvency II

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