Author Archives: Craig Phipps

1. Senior IT Audit Consultant

   2014/07/28 12:45 pm Comments Off on Senior IT Audit Consultant

   Our client is a boutique Internal Audit and Governance Consultancy firm operating an experienced hire model with a strong financial services client base. They are looking to build on their existing team by engaging a professional to carry out IT Audit reviews within the Financial Services sector.

   You should possess:
   – a minimum 6-15+ years experience carrying out applications and infrastructure reviews with financial services clients, whether banking, investment management or insurance;
   – a good understanding of COBIT;
   – strong stakeholder management experience.

   The organisation has a great team environment consisting of peers from audit groups in Tier 1 institutions and offers an excellent package with flexible working conditions.

2. Asset Management – IT Applications Auditor

   2012/09/03 12:44 pm Comments Off on Asset Management – IT Applications Auditor

   Excellent Package including strong Bonus and Benefits, London, Permanent

   Our client, a major European bank, seeks a Technology Auditor to focus on Asset Management trading and management applications.

   You should have at least 4 years IT Audit experience with a good understanding of Applications Development, Systems Architecture, Trading Business processes and Data analysis. Excellent interpersonal skills are a must as the role requires frequent interaction with technology management.

   This is an exceptional prospect, for an effective and skilled IT Auditor to develop a solid career within a Tier One institution, providing an opportunity to move into the business after a two year qualifying period.

3. IT Applications Auditor – Global Bank

   12:40 pm Comments Off on IT Applications Auditor – Global Bank

   This international investment bank seeks an IT Auditor with solid experience of reviewing front office multi-feed trading systems within a capital markets business for a senior role within the department. You should have strong experience of reviewing trading systems as well as a good understanding of the business process within a global markets environment and knowledge of traded products.

   If you are looking for the opportunity for career advancement as well as exposure to a broad diversity of capital markets businesses please do not hesitate to call to arrange a meeting.

4. Conduct Risk Auditor

   2012/07/02 5:20 pm Comments Off on Conduct Risk Auditor

   Our client is seeking a strong Regulatory professional for a senior role in the Audit Group.

   You will be experienced in FSA Handbook rules, COB, MCOB, ICOB and have direct experience from a compliance function within a bank or have audited the compliance function within a bank. You will have the opportunity to develop knowledge of Compliance risk as well as provide expertise to other internal audit areas whenever there is a requirement. As a Regulatory Auditor your main responsibilities will involve:

   • Leading audits to assess the management and control of regulatory risk;
   • Ensuring that all audits meet audit plan time-scales and comply with quality requirements;
   • Managing relationships with key stakeholders across the business,
   • Caching, motivating and developing other team members.

   You will have regular dialogue with the Senior Managers in London to discuss improvements to the audit of regulatory risk exposure.

5. VP Infrastructure Audit

   2011/11/23 7:23 pm Comments Off on VP Infrastructure Audit

   circa £95000 + Bonus + Banking Benefits
   
   This global investment bank seeks a senior IT Auditor with strong relationship management skills to manage IT infrastructure portfolio. As you will be responsible for reviewing all major technologies you should possess significant experience of leading IT Audits of large systems environments within a major corporate and possess detailed knowledge of networks, firewalls, datacentres as well as UNIX and Windows platforms.
   
   INVESTMENT BANKING EXPERIENCE IS USEFUL BUT NOT REQUIRED.

6. Senior Infrastructure Auditor

   7:10 pm Comments Off on Senior Infrastructure Auditor

   £60-70000 + Significant Bonus and Banking Benefits Package

   This major banking group seeks a strong IT Auditor to conduct reviews across all of the banks technology infrastructure where you will gain exposure to both newly implemented cutting edge and legacy technologies. You should possess detailed knowledge of at least two of the following technology platforms:
   • Operating systems – UNIX, LINUX, Windows
   • Networks – Cisco
   • Firewalls
   • Databases – SQL, Sybase, Oracle
   • Datacentres
   • Voice and messaging including VOIP

   SPECIFIC BANKING EXPERIENCE IS NOT REQUIRED although you should have worked within a large global organisation. This is an outstanding opportunity to develop your career within a major banking group where you will be well rewarded.

7. IT Auditor – Major European Bank

   6:47 pm Comments Off on IT Auditor – Major European Bank

   £50-60000 + Bonus + Banking Benefits

   This major European Banking is currently establishing an IT Audit function in London and requires an additional IT Auditor with strong technology infrastructure experience where you will assist in rolling out a new IT Audit methodology and gain exposure to both trading application reviews as well as utilise your infrastructure experience. You should possess indepth knowledge of at least one major technology platform – UNIX or Windows operating systems, networks, firewalls or datacentres/databases gained IDEALLY within a banking environment.

   This is a rare opportunity to gain experience of technology within a complex trading business and be involved in establishing a new IT Audit function from a Greenfield site.

8. Senior AVP/VP Capital Markets Audit – Major Global Investment Bank

   2011/06/15 11:29 am Comments Off on Senior AVP/VP Capital Markets Audit – Major Global Investment Bank

   £80-£110000 + Bonus + Banking Benefits, London, Permanent

   Our client, a major household name in investment banking, seeks a top decile individual to work with their global markets audit group covering the Bank’s trading businesses across all asset classes from front to back office.

   You should possess solid experience of auditing trading functions and have detailed knowledge of financial products, including derivatives, in at least one asset class whether it be Equities, Fixed Income, FX, Commodities or Credit products.

   This is an outstanding opportunity to gain demonstrable career development as well as some significant and diverse markets experience within an evolving audit function of a strong international banking group.

9. VP IT Applications Audit – Global Bank

   11:21 am Comments Off on VP IT Applications Audit – Global Bank

   £80-100000 + Bonus + Banking Benefits, Permanent, London

   This international investment bank seeks an IT Auditor with solid experience of reviewing front office multi-feed trading systems within a capital markets business for a senior portfolio management role within the department. You should have strong experience of reviewing trading systems as well as a good understanding of the business process within a global markets environment and knowledge of traded products.

   If you are looking for the opportunity for career advancement as well as exposure to a broad diversity of capital markets businesses please do not hesitate to call to arrange a meeting.

10. Applications Auditor – Tier One US Investment Bank

    2010/11/29 5:06 pm Comments Off on Applications Auditor – Tier One US Investment Bank

    Excellent Package including strong Bonus and Benefits, London, Permanent

    Our client, a major US investment bank, seeks a Technology Auditor to focus on reviewing front office trading applications.

    You should have at least 4 years IT Audit experience with a good understanding of Applications Development, Systems Architecture, Trading Business processes and Data analysis. Excellent interpersonal skills are a must as the role requires frequent interaction with technology management.

    This is an exceptional prospect, for an effective and skilled IT Auditor to develop a solid career within a Tier One institution, providing an opportunity to move into the business after a two year qualifying period.

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