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FCA sets out expectations for investment managers on dealing commission

Published on: Monday, May 12, 2014 by Paul Stanbridge

Investment managers should only use client dealing commission to pay for substantive research or costs related to executing trades, the Financial Conduct Authority (FCA) said today as it published a policy statement on forthcoming changes to dealing commission rules. . .

http://www.fca.org.uk/news/expectations-for-investment-managers-dealing-commission

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