Company News



FCA fine upheld by Tribunal

The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to fine Scottish firm Westwood Independent Financial Planners (Westwood) £100,000 for communications and suitability failings in relation to geared traded endowment policies (GTEPs). . . .

http://www.fca.org.uk/news/firms/tribunal-upholds-fca-fine-on-firm-for-misselling-complex-investments