Author Archives: Paul Stanbridge

1. Senior Manager – Risk Assurance & SOX – Good WLB

   2022/10/04 10:50 am Comments Off on Senior Manager – Risk Assurance & SOX – Good WLB

   Good work life balance with a family orientated consultancy firm offering Internal Audit and SOX assurance services (any corporate sector)

   MUST HAVE – SOX –  RISK ASSURANCE / INTERNAL AUDIT – CORPORATE BLUE CHIP EXP. – TEAM LEADERSHIP

   This is an excellent role for a Risk Assurance or Internal Audit professional with a Big 4 background, looking for a more reasonable work / life balance. You’ll enjoy a supportive environment at a firm with an excellent retention record and offer good promotion prospects if you seek career advancement.

   You will manage a team and also your own corporate client work, and be involved in management of the division. The successful candidate will:

   • enjoy audit testing and managing audit staff
   • have good client facing skills
   • have many years large corporate experience as a consultant or as an employee
   • have many years risk assurance / internal audit / or controls experience
   • have excellent knowledge of SOX controls
   • have managed a small team in a consultancy environment

   The firm may be open to sponsoring a VISA if you meet the above criteria and are UK based. Work from Home and Flexible Working is offered.

   Please forward your details before 04 Nov 2022 to Paul Stanbridge at Fleet Search + Selection Ltd

2. Banking Audit Opportunities – Multiple £70-80k

   2022/06/18 10:12 am Comments Off on Banking Audit Opportunities – Multiple £70-80k

   Are you an experienced Banking Internal Auditor or Big 4 Risk Assurance professional with Banking experience, looking for a new challenge?

   If you have a few years experience in a corporate or wholesale banking audit and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

   We have multiple opportunities with Internal Audit teams of a number of interesting International Banks with operations in London. The emphasis is across front middle and back office operations including: Financial Crime, Regulatory reporting, Corporate Banking (Credit and Loans), Capital Markets (Swaps, Equities, FX) and IT General Controls (ITGC).

   If this interests you and you are looking for a rewarding role in a friendly team offering excellent industry salary and bonus contact, Craig Phipps with your CV to be considered for the position.

   Unfortunately our Client are unable to support sponsorship for non UK Citizens or Visa holders.

3. Head of Audit SME for Market Risk and Models Risk, Global Investment Bank, London

   2022/05/12 9:20 am Comments Off on Head of Audit SME for Market Risk and Models Risk, Global Investment Bank, London

   Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional to Lead the EMEA Risk (Market, Models, Stress Testing) Audits.

   The role is aligned to the capital markets audit team and will act as an independent SME group advising the Global Head of Capital Markets Audit on technical aspects of Models and Market Risks. You will have coverage of multi-jurisdictional areas and cover all product lines. You will work closely with other Risk Audit teams who cover the regulatory, controls and governance elements of the Audit.

   • The Role
   • Define and plan the scope of audit work required
   • Plan and execute audits for risk management
   • Continuous monitoring of the ongoing audit process through all key stages
   • Working with both the local and global audit teams to establish full audit coverage and the scope of work required
   • Responsible for the management and mentoring of the Risk Audit team
   • Reporting to the Global Head and carrying out special projects and ad hoc work as required

   Requirements

   • Experience working at a high level in a risk environment of a similar EU / US banking organisation with structured capital market products.
   • SME experience within 1st / 2nd line Market Risk / Pricing Risk Models (VAR, Beta, CVAR etc), with some knowledge of other risk areas.
   • Previous experience in Internal Audit preferred but not required
     Appropriately educated to post graduate / Phd standard, with professional risk management qualifications preferred.

   Location / WFH

   This role can be 100% remote working from home or hybrid working in London. To be considered please apply below.

4. Banking Compliance Audit : Excellent opportunity for a SA or AVP seeking enhanced responsibility.

   2022/03/02 1:39 pm Comments Off on Banking Compliance Audit : Excellent opportunity for a SA or AVP seeking enhanced responsibility.

   This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

   *  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

   The role:

   You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

   Experience Required:

   • Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
   • Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

5. Data Scientist – Post graduate or Experienced hire opportunity

   2022/02/28 3:38 pm Comments Off on Data Scientist – Post graduate or Experienced hire opportunity

   Requirements – Data Scientist with Python to support established Risk and Controls Analytics and Digitalization team.

   This role is an opportunity for candidates with a data science academic background and (preferably) prior relevant working experience, to join the Internal Audit department
   of an Investment Bank.  You will use your recent data science experience to prototype different data analytics ideas and re-usable solutions as well as analyse data to generate insights. You will help visualise data analytics results to present findings with tools and dashboards.

   Must have:

   • Recent academic or working experience of programming with Python and familiarity with Linux/Unix
     environment.
   • You will have a keen interest in developing programming level skills in new technologies (e.g. ElasticSearch, Graph Technology, TensorFlow, etc.)

   Preferable:

   • Hands-on experience working with data and developing reusable and easy-to-use scripts and applications.
   • Recent academic or working experience in data modelling and visualisation.

   Unfortunately we are only accepting individuals with a UK work Visa.

    

   Hybrid working.

6. VP IT Auditor – Trading Applications

   2022/02/15 8:30 pm Comments Off on VP IT Auditor – Trading Applications

   A market leading investment bank require an exceptional IT Applications Audit professional to come on board and play a pivotal part reviewing complex front office trading applications, a truly exciting opportunity for those who thrive on new challenges.

   You will also work with IT Applications Auditors who typically foster a culture of sharing skills and knowledge which they see as vitally important. Given the depth of the technical reviews, cutting edge technology and complexities involved you will certainly be challenged but also have the opportunity to deepen your technical knowledge and learn from the best.

   Key requirements:

   • Degree educated
   • IT Applications controls within Investment banking / Capital Markets environment
   • Technically astute and genuinely passionate about technology
   • Those from a technical background i.e. programming or developing applications will also be considered, but must possess good understanding of risk controls / end to end risk management / audit
   • Strong interpersonal skills, able to build and develop relationships within the team and business stakeholders
   • Excellent communication skills; able to explain challenging technical jargon in clear and concise form
   • Adaptable and flexible mindset

7. Great Smaller Firm – Senior VP Audit – Capital Markets

   2022/02/13 9:41 pm Comments Off on Great Smaller Firm – Senior VP Audit – Capital Markets

   Smaller Capital Markets firm based in London have a rare opportunity for an Audit VP to join the team.

   This global financial services firm offering prime services and a broad range of client products: Vanilla and exotic Capital Markets, Asset Management, Prop trading, Algo trading, ECM, DCM, Corporate Banking, seek a well presented professional with good critical thinking skills and experience in technical Capital Markets Audit.

   Qualified Accountant or equivalent preferred (front office / sales experience with controls audit or risk also considered).

   You must have a stable career history and be interested in a long term career opportunity within an interesting and supportive firm.

   UK passport holder only.

8. Finance Internal Audit – Global Director – Banking

   2022/01/20 9:39 am Comments Off on Finance Internal Audit – Global Director – Banking

   Banking Finance Audit – Global Investment Bank, London

   I’m representing an Head of Audit of an international investment bank, seeking an ambitious senior Internal Audit professional to lead global wholesale banking Finance, Product Control and Independent Price Verification Audits. Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a small team of VP’s and Associates.

   This is an opportunity to work with a technically deep audit team within a major global capital markets organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this group for many years so please feel free to contact us for more information.

   You will enjoy an open and honest dialogue with high level stakeholders and team members and work across all product lines, asset classes, and operational areas within the London offices and be involved in planning and scoping audits.

   Internal mobility is actively encouraged globally and opportunities within the business will present themselves for upwards career progression.

   Unfortunately UK Visa sponsorship is not available.

9. Senior Audit, Senior Risk or Compliance, Financial Services, Dynamic Friendly Firm, Visa not required, London or North England

   2022/01/07 11:04 am Comments Off on Senior Audit, Senior Risk or Compliance, Financial Services, Dynamic Friendly Firm, Visa not required, London or North England

   This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.

   *If you are in the UK with UK experience my client can sponsor your VISA*

   Work from Home and up to 10% (rising to 30% post COVID) travel.

   If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:

   Internal Control
   Inspection
   Internal Audit
   Risk Assurance or RCSA
   Compliance
   Prudential Risk
   Financial Conduct
   Financial Control
   Financial Assurance in professional services

   please apply below.

   You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.

   You will receive:

   – Expense account

   – Bonus

   – Salary c£35-55k

   You must be an excellent communicator as client interaction and advisory skills will be used daily.

   Must have:

   – A degree and/or professional qualification (ACA ACCA CFA)

   – Experience in Financial Services

   – Professional experience from one of the above disciplines

   – Good communication skills

   Apply with your CV or contact Paul Stanbridge for more information or an informal conversation

10. Regional VP – Internal Audit Wholesale Banking – London

    2022/01/05 1:37 pm Comments Off on Regional VP – Internal Audit Wholesale Banking – London

    Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

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